Symphony Asset Management as of Sept. 30, 2013
Portfolio Holdings for Symphony Asset Management
Symphony Asset Management holds 354 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Viropharma Inc note 2.000% 3/1 | 5.0 | $50M | 23M | 2.14 | |
| Endo Pharmaceuticals Hldgs I note 1.750% 4/1 | 3.2 | $32M | 20M | 1.59 | |
| General Cable Corp Del New note 0.875%11/1 | 2.4 | $24M | 24M | 1.00 | |
| Electronic Arts Inc conv | 2.3 | $23M | 21M | 1.09 | |
| Insulet Corporation Cvt 3.75 0 convert | 2.1 | $21M | 14M | 1.45 | |
| Goldcorp Inc New note 2.000% 8/0 | 2.0 | $20M | 20M | 1.01 | |
| Salix Pharmaceuticals Inc note 2.750% 5/1 | 2.0 | $20M | 13M | 1.53 | |
| Molina Healthcare Inc note 3.750%10/0 | 1.9 | $19M | 16M | 1.23 | |
| Thrx 2 1/8 01/15/23 | 1.7 | $17M | 10M | 1.63 | |
| Starwood Ppty note 4.0% 1/15/ | 1.6 | $16M | 15M | 1.04 | |
| Sunpower Corp conv | 1.5 | $14M | 11M | 1.31 | |
| Holx 2 12/15/43 | 1.4 | $14M | 14M | 1.04 | |
| Standard Pacific Corp cnv | 1.4 | $14M | 12M | 1.23 | |
| Leap Wireless Intl Inc note 4.500% 7/1 | 1.4 | $14M | 14M | 1.02 | |
| On Semiconductor Corp note 2.625%12/1 | 1.3 | $13M | 13M | 1.00 | |
| Uthr 1 09/15/16 | 1.3 | $13M | 7.7M | 1.70 | |
| Alcoa Inc debt | 1.3 | $13M | 10M | 1.29 | |
| Caci Intl Inc note 2.125% 5/0 | 1.3 | $13M | 10M | 1.28 | |
| Regis Corp Minn note 5.000% 7/1 | 1.3 | $13M | 12M | 1.10 | |
| Wright Medical Group Inc note 2 000 8/1 | 1.3 | $13M | 11M | 1.22 | |
| Newmont Mining Corp note 1.250% 7/1 | 1.3 | $13M | 13M | 1.01 | |
| Istar Finl Inc Note 3.000%11/1 Added Conv 11/15/2016 | 1.2 | $12M | 9.5M | 1.25 | |
| WellPoint | 1.2 | $12M | 139k | 83.61 | |
| Rambus Inc Del note 5.000% 6/1 | 1.1 | $11M | 11M | 1.03 | |
| Exterran Hldgs Inc note 4.250% 6/1 | 1.1 | $11M | 8.6M | 1.25 | |
| Archer Daniels Midland Co note 0.875% 2/1 | 1.0 | $10M | 10M | 1.02 | |
| Apple (AAPL) | 0.8 | $8.2M | 17k | 476.76 | |
| Ryland Group note | 0.8 | $7.4M | 5.1M | 1.45 | |
| Web Com Group Inc note 1.000% 8/1 | 0.8 | $7.4M | 6.5M | 1.14 | |
| Headwaters Inc note 8.750% 2/0 | 0.7 | $7.3M | 6.8M | 1.07 | |
| Take-two Interactive Softwar note 1.000% 7/0 | 0.7 | $7.3M | 6.7M | 1.10 | |
| Ocwen Financial Corporation | 0.7 | $7.2M | 130k | 55.77 | |
| Eaton Vance Senior Income Trust (EVF) | 0.7 | $7.1M | 1.0M | 7.03 | |
| Microsoft Corporation (MSFT) | 0.7 | $7.0M | 211k | 33.28 | |
| 0.7 | $6.9M | 7.9k | 875.81 | ||
| Spdr S&p 500 Etf (SPY) | 0.7 | $6.7M | 40k | 168.00 | |
| Alliant Techsystems Inc note 3.000% 8/1 | 0.7 | $6.6M | 5.0M | 1.31 | |
| Sandisk Corp note 1.500% 8/1 | 0.7 | $6.4M | 4.9M | 1.32 | |
| priceline.com Incorporated | 0.6 | $6.1M | 6.0k | 1010.95 | |
| Take-two Interactive Sof note | 0.6 | $6.0M | 5.0M | 1.19 | |
| Home Depot (HD) | 0.6 | $5.7M | 76k | 75.85 | |
| Starbucks Corporation (SBUX) | 0.6 | $5.5M | 72k | 76.97 | |
| Eaton Vance Floating-Rate Income Trust (EFT) | 0.6 | $5.5M | 354k | 15.58 | |
| Union Pacific Corporation (UNP) | 0.5 | $5.3M | 34k | 155.33 | |
| Baxter International (BAX) | 0.5 | $5.3M | 80k | 65.69 | |
| Alliance Data Systems Corporation (BFH) | 0.5 | $5.3M | 25k | 211.46 | |
| Steel Dynamics Inc note 5.125% 6/1 | 0.5 | $5.0M | 4.5M | 1.10 | |
| Baytex Energy Corp cmn | 0.5 | $4.9M | 75k | 65.68 | |
| Hartford Financial Services (HIG) | 0.5 | $4.5M | 145k | 31.12 | |
| Cadence Design Systems (CDNS) | 0.5 | $4.5M | 335k | 13.51 | |
| Kb Home note | 0.5 | $4.5M | 4.5M | 1.02 | |
| Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 | 0.5 | $4.5M | 4.9M | 0.91 | |
| Cisco Systems (CSCO) | 0.4 | $4.3M | 184k | 23.43 | |
| On Semiconductor Corp note 2.625%12/1 | 0.4 | $4.2M | 3.9M | 1.08 | |
| EMC Corporation | 0.4 | $4.1M | 162k | 25.56 | |
| Industries N shs - a - (LYB) | 0.4 | $4.2M | 57k | 73.23 | |
| Annaly Cap Mgmt Inc note 5.000% 5/1 | 0.4 | $4.0M | 3.9M | 1.02 | |
| Wells Fargo & Company (WFC) | 0.4 | $3.8M | 93k | 41.32 | |
| Verizon Communications (VZ) | 0.4 | $3.9M | 83k | 46.67 | |
| Philip Morris International (PM) | 0.4 | $3.8M | 44k | 86.59 | |
| Amdocs Ltd ord (DOX) | 0.4 | $3.8M | 105k | 36.65 | |
| IntercontinentalEx.. | 0.4 | $3.9M | 22k | 181.40 | |
| JDS Uniphase Corporation | 0.4 | $3.7M | 255k | 14.69 | |
| RTI International Metals | 0.4 | $3.6M | 112k | 32.04 | |
| New Residential Invt | 0.4 | $3.6M | 543k | 6.62 | |
| Ameriprise Financial (AMP) | 0.3 | $3.4M | 38k | 91.09 | |
| Signet Jewelers (SIG) | 0.3 | $3.4M | 48k | 71.65 | |
| United Technologies Corporation | 0.3 | $3.2M | 30k | 107.81 | |
| Jazz Pharmaceuticals Plc cmn | 0.3 | $3.2M | 35k | 91.94 | |
| Morgans Hotel Group Co note 2.375%10/1 | 0.3 | $3.1M | 3.2M | 0.98 | |
| Allstate Corporation (ALL) | 0.3 | $3.2M | 62k | 50.55 | |
| Bristow Group Inc note 3.000% 6/1 | 0.3 | $3.1M | 2.5M | 1.23 | |
| Costco Wholesale Corporation (COST) | 0.3 | $3.0M | 26k | 115.16 | |
| Lam Research Corporation (LRCX) | 0.3 | $3.1M | 60k | 51.19 | |
| Delphi Automotive | 0.3 | $3.0M | 52k | 58.42 | |
| Ametek (AME) | 0.3 | $2.9M | 64k | 46.03 | |
| Simon Property (SPG) | 0.3 | $3.0M | 20k | 148.20 | |
| Medivation Inc cmn | 0.3 | $3.0M | 50k | 59.94 | |
| Gilead Sciences (GILD) | 0.3 | $2.8M | 45k | 62.89 | |
| Jarden Corporation | 0.3 | $2.9M | 60k | 48.40 | |
| Hca Holdings (HCA) | 0.3 | $2.8M | 66k | 42.74 | |
| McKesson Corporation (MCK) | 0.3 | $2.7M | 21k | 128.29 | |
| Xerox Corporation | 0.3 | $2.8M | 268k | 10.29 | |
| Danaher Corporation (DHR) | 0.3 | $2.8M | 40k | 69.33 | |
| MasterCard Incorporated (MA) | 0.3 | $2.7M | 4.0k | 672.88 | |
| Noble Energy | 0.3 | $2.7M | 40k | 67.00 | |
| Regions Financial Corporation (RF) | 0.3 | $2.7M | 293k | 9.26 | |
| Amgen (AMGN) | 0.3 | $2.6M | 24k | 111.94 | |
| Visa (V) | 0.3 | $2.7M | 14k | 191.09 | |
| SM Energy (SM) | 0.3 | $2.6M | 34k | 77.18 | |
| Valeant Pharmaceuticals Int | 0.3 | $2.6M | 25k | 104.31 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.3 | $2.6M | 69k | 37.32 | |
| General Motors Company (GM) | 0.3 | $2.6M | 71k | 35.97 | |
| SPDR S&P Metals and Mining (XME) | 0.3 | $2.6M | 71k | 36.65 | |
| Beam | 0.3 | $2.6M | 40k | 64.65 | |
| Evertec (EVTC) | 0.3 | $2.5M | 114k | 22.21 | |
| Bank of America Corporation (BAC) | 0.2 | $2.4M | 176k | 13.80 | |
| Newmont Mining Corporation (NEM) | 0.2 | $2.5M | 88k | 28.10 | |
| International Paper Company (IP) | 0.2 | $2.5M | 56k | 44.80 | |
| Honeywell International (HON) | 0.2 | $2.5M | 30k | 83.04 | |
| General Mills (GIS) | 0.2 | $2.4M | 50k | 47.92 | |
| Pepsi (PEP) | 0.2 | $2.4M | 30k | 79.50 | |
| Amazon (AMZN) | 0.2 | $2.4M | 7.7k | 312.66 | |
| Comcast Corporation (CMCSA) | 0.2 | $2.3M | 50k | 45.11 | |
| Discover Financial Services (DFS) | 0.2 | $2.3M | 45k | 50.52 | |
| Stanley Black & Decker (SWK) | 0.2 | $2.2M | 25k | 90.57 | |
| Ptc (PTC) | 0.2 | $2.3M | 81k | 28.46 | |
| Pennymac Financial Service A | 0.2 | $2.2M | 119k | 18.79 | |
| Via | 0.2 | $2.1M | 26k | 83.60 | |
| Johnson & Johnson (JNJ) | 0.2 | $2.2M | 25k | 86.70 | |
| Chevron Corporation (CVX) | 0.2 | $2.2M | 18k | 121.50 | |
| Barnes (B) | 0.2 | $2.2M | 62k | 34.91 | |
| Epl Oil & Gas | 0.2 | $2.2M | 58k | 37.10 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $2.1M | 25k | 86.02 | |
| Hershey Company (HSY) | 0.2 | $2.1M | 23k | 92.51 | |
| Xl Group | 0.2 | $2.1M | 67k | 30.83 | |
| O'reilly Automotive (ORLY) | 0.2 | $2.1M | 17k | 127.59 | |
| Franklin Resources (BEN) | 0.2 | $2.0M | 39k | 50.54 | |
| Lincoln Electric Holdings (LECO) | 0.2 | $1.9M | 29k | 66.64 | |
| Coca-Cola Company (KO) | 0.2 | $1.9M | 49k | 37.88 | |
| Walt Disney Company (DIS) | 0.2 | $1.9M | 29k | 64.48 | |
| eBay (EBAY) | 0.2 | $1.9M | 33k | 55.79 | |
| Schlumberger (SLB) | 0.2 | $1.9M | 21k | 88.36 | |
| Michael Kors Holdings | 0.2 | $1.9M | 25k | 74.53 | |
| Becton, Dickinson and (BDX) | 0.2 | $1.8M | 18k | 99.99 | |
| Qualcomm (QCOM) | 0.2 | $1.7M | 26k | 67.31 | |
| Biogen Idec (BIIB) | 0.2 | $1.8M | 7.4k | 240.81 | |
| Methanex Corp (MEOH) | 0.2 | $1.8M | 35k | 51.25 | |
| Kaiser Aluminum (KALU) | 0.2 | $1.8M | 25k | 71.25 | |
| KapStone Paper and Packaging | 0.2 | $1.8M | 41k | 42.79 | |
| Jazz Pharmaceuticals (JAZZ) | 0.2 | $1.7M | 19k | 91.93 | |
| Express Scripts Holding | 0.2 | $1.8M | 29k | 61.80 | |
| Foot Locker (FL) | 0.2 | $1.7M | 49k | 33.93 | |
| EOG Resources (EOG) | 0.2 | $1.7M | 10k | 169.24 | |
| Oracle Corporation (ORCL) | 0.2 | $1.7M | 51k | 33.18 | |
| Alere | 0.2 | $1.7M | 56k | 30.56 | |
| & PROD CO shares Brookfield | 0.2 | $1.7M | 75k | 23.02 | |
| Boeing Company (BA) | 0.2 | $1.6M | 14k | 117.50 | |
| Westlake Chemical Corporation (WLK) | 0.2 | $1.6M | 15k | 104.68 | |
| Adt | 0.2 | $1.6M | 40k | 40.67 | |
| General Electric Company | 0.1 | $1.4M | 61k | 23.88 | |
| Quiksilver | 0.1 | $1.5M | 208k | 7.03 | |
| Eastman Chemical Company (EMN) | 0.1 | $1.5M | 19k | 77.89 | |
| Affiliated Managers (AMG) | 0.1 | $1.4M | 7.8k | 182.58 | |
| Colgate-Palmolive Company (CL) | 0.1 | $1.4M | 23k | 59.30 | |
| Altisource Portfolio Solns S reg (ASPS) | 0.1 | $1.3M | 9.2k | 139.99 | |
| Time Warner Cable | 0.1 | $1.3M | 12k | 111.63 | |
| International Business Machines (IBM) | 0.1 | $1.3M | 6.9k | 185.19 | |
| Merck & Co (MRK) | 0.1 | $1.3M | 27k | 47.62 | |
| Gap (GAP) | 0.1 | $1.3M | 32k | 40.30 | |
| Lithia Motors (LAD) | 0.1 | $1.3M | 18k | 72.93 | |
| Celgene Corporation | 0.1 | $1.3M | 8.1k | 154.20 | |
| Citigroup Inc Com Us cmn | 0.1 | $1.3M | 1.7M | 0.75 | |
| Waste Management (WM) | 0.1 | $1.2M | 30k | 41.26 | |
| At&t (T) | 0.1 | $1.2M | 34k | 33.81 | |
| Mentor Graphics Corporation | 0.1 | $1.2M | 50k | 23.38 | |
| Public Service Enterprise (PEG) | 0.1 | $1.2M | 37k | 32.92 | |
| J.M. Smucker Company (SJM) | 0.1 | $1.1M | 11k | 105.04 | |
| Cinemark Holdings (CNK) | 0.1 | $1.1M | 36k | 31.75 | |
| Manhattan Associates (MANH) | 0.1 | $1.2M | 13k | 95.49 | |
| ING Groep (ING) | 0.1 | $1.2M | 106k | 11.35 | |
| PacWest Ban | 0.1 | $1.1M | 33k | 34.28 | |
| Rockwell Automation (ROK) | 0.1 | $1.2M | 11k | 106.94 | |
| Joy Global | 0.1 | $1.1M | 21k | 51.05 | |
| AutoNation (AN) | 0.1 | $1.1M | 22k | 52.18 | |
| Monsanto Company | 0.1 | $1.1M | 11k | 104.32 | |
| Bristol Myers Squibb (BMY) | 0.1 | $1.1M | 24k | 46.25 | |
| PPG Industries (PPG) | 0.1 | $1.1M | 6.5k | 167.03 | |
| Intel Corporation (INTC) | 0.1 | $1.1M | 48k | 22.91 | |
| BE Aerospace | 0.1 | $1.0M | 14k | 73.82 | |
| Nike (NKE) | 0.1 | $1.1M | 15k | 72.63 | |
| Procter & Gamble Company (PG) | 0.1 | $1.1M | 15k | 75.60 | |
| Prestige Brands Holdings (PBH) | 0.1 | $1.1M | 36k | 30.10 | |
| G&K Services | 0.1 | $1.0M | 17k | 60.39 | |
| Quanta Services (PWR) | 0.1 | $1.1M | 39k | 27.52 | |
| Huntsman Corporation (HUN) | 0.1 | $1.1M | 51k | 20.60 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $1.1M | 17k | 64.94 | |
| Urban Outfitters (URBN) | 0.1 | $1.1M | 29k | 36.75 | |
| Scripps Networks Interactive | 0.1 | $1.1M | 14k | 78.11 | |
| iShares Russell 1000 Growth Index (IWF) | 0.1 | $1.1M | 14k | 78.18 | |
| Nationstar Mortgage | 0.1 | $1.1M | 19k | 56.26 | |
| Facebook Inc cl a (META) | 0.1 | $1.1M | 22k | 50.21 | |
| Abbvie (ABBV) | 0.1 | $1.1M | 25k | 44.73 | |
| PNC Financial Services (PNC) | 0.1 | $1.0M | 14k | 72.47 | |
| Public Storage (PSA) | 0.1 | $986k | 6.1k | 160.59 | |
| Whirlpool Corporation (WHR) | 0.1 | $974k | 6.7k | 146.40 | |
| WellCare Health Plans | 0.1 | $947k | 14k | 69.78 | |
| General Dynamics Corporation (GD) | 0.1 | $1.0M | 12k | 87.54 | |
| Primerica (PRI) | 0.1 | $972k | 24k | 40.32 | |
| Wabtec Corporation (WAB) | 0.1 | $966k | 15k | 62.87 | |
| Dex (DXCM) | 0.1 | $966k | 34k | 28.20 | |
| Generac Holdings (GNRC) | 0.1 | $1.0M | 24k | 42.61 | |
| Banner Corp (BANR) | 0.1 | $941k | 25k | 38.17 | |
| Phillips 66 (PSX) | 0.1 | $1.0M | 18k | 57.84 | |
| Starz - Liberty Capital | 0.1 | $954k | 34k | 28.14 | |
| Moody's Corporation (MCO) | 0.1 | $891k | 13k | 70.32 | |
| Eli Lilly & Co. (LLY) | 0.1 | $847k | 17k | 50.29 | |
| Pfizer (PFE) | 0.1 | $851k | 30k | 28.72 | |
| Norfolk Southern (NSC) | 0.1 | $874k | 11k | 77.39 | |
| Watsco, Incorporated (WSO) | 0.1 | $870k | 9.2k | 94.27 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $902k | 17k | 51.96 | |
| Partner Re | 0.1 | $877k | 9.6k | 91.54 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $916k | 7.2k | 127.54 | |
| Macy's (M) | 0.1 | $925k | 21k | 43.25 | |
| Ford Motor Company (F) | 0.1 | $865k | 51k | 16.86 | |
| Marriott International (MAR) | 0.1 | $854k | 20k | 42.06 | |
| Hilltop Holdings (HTH) | 0.1 | $872k | 47k | 18.49 | |
| ConAgra Foods (CAG) | 0.1 | $868k | 29k | 30.37 | |
| Old Republic International Corporation (ORI) | 0.1 | $924k | 60k | 15.39 | |
| Carlisle Companies (CSL) | 0.1 | $875k | 12k | 70.34 | |
| Donaldson Company (DCI) | 0.1 | $849k | 22k | 38.12 | |
| Wyndham Worldwide Corporation | 0.1 | $884k | 15k | 61.01 | |
| American Equity Investment Life Holding | 0.1 | $902k | 43k | 21.22 | |
| Sovran Self Storage | 0.1 | $847k | 11k | 75.71 | |
| Select Medical Holdings Corporation (SEM) | 0.1 | $903k | 112k | 8.07 | |
| Charter Communications | 0.1 | $933k | 6.9k | 134.77 | |
| Linkedin Corp | 0.1 | $922k | 3.7k | 246.13 | |
| Medtronic | 0.1 | $819k | 15k | 53.21 | |
| Universal Corporation (UVV) | 0.1 | $826k | 16k | 50.91 | |
| Williams-Sonoma (WSM) | 0.1 | $747k | 13k | 56.16 | |
| Linear Technology Corporation | 0.1 | $761k | 19k | 39.66 | |
| Ascent Media Corporation | 0.1 | $742k | 9.2k | 80.67 | |
| salesforce (CRM) | 0.1 | $793k | 15k | 51.89 | |
| Minerals Technologies (MTX) | 0.1 | $813k | 17k | 49.33 | |
| Actuant Corporation | 0.1 | $764k | 20k | 38.83 | |
| Cheesecake Factory Incorporated (CAKE) | 0.1 | $789k | 18k | 43.91 | |
| H&E Equipment Services (HEES) | 0.1 | $752k | 28k | 26.57 | |
| Hanger Orthopedic | 0.1 | $746k | 22k | 33.73 | |
| Stone Energy Corporation | 0.1 | $757k | 23k | 32.43 | |
| Hanover Insurance (THG) | 0.1 | $747k | 14k | 55.33 | |
| Tanger Factory Outlet Centers (SKT) | 0.1 | $770k | 24k | 32.65 | |
| SYNNEX Corporation (SNX) | 0.1 | $814k | 13k | 61.49 | |
| TransDigm Group Incorporated (TDG) | 0.1 | $799k | 5.8k | 138.57 | |
| Gen | 0.1 | $777k | 48k | 16.04 | |
| Mellanox Technologies | 0.1 | $764k | 20k | 37.97 | |
| Oasis Petroleum | 0.1 | $837k | 17k | 49.10 | |
| Sears Holdings Corp Common Stock cmn | 0.1 | $833k | 14k | 59.50 | |
| Meritor | 0.1 | $776k | 99k | 7.85 | |
| Ishares Inc opt | 0.1 | $801k | 28k | 28.30 | |
| Dunkin' Brands Group | 0.1 | $787k | 17k | 45.25 | |
| Autodesk (ADSK) | 0.1 | $664k | 16k | 41.17 | |
| PetSmart | 0.1 | $688k | 9.0k | 76.23 | |
| Xilinx | 0.1 | $706k | 15k | 46.87 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $714k | 7.7k | 92.16 | |
| Wolverine World Wide (WWW) | 0.1 | $695k | 12k | 58.18 | |
| Halliburton Company (HAL) | 0.1 | $734k | 15k | 48.14 | |
| Energy Xxi | 0.1 | $700k | 23k | 30.19 | |
| Owens-Illinois | 0.1 | $680k | 23k | 30.02 | |
| DTE Energy Company (DTE) | 0.1 | $650k | 9.8k | 66.02 | |
| Finisar Corporation | 0.1 | $695k | 31k | 22.62 | |
| Sun Hydraulics Corporation | 0.1 | $653k | 18k | 36.32 | |
| Genesee & Wyoming | 0.1 | $717k | 7.7k | 92.94 | |
| TFS Financial Corporation (TFSL) | 0.1 | $737k | 62k | 11.97 | |
| Corrections Corporation of America | 0.1 | $727k | 21k | 34.56 | |
| Movado (MOV) | 0.1 | $685k | 16k | 43.75 | |
| Coca-cola Enterprises | 0.1 | $731k | 18k | 40.20 | |
| Team Health Holdings | 0.1 | $719k | 19k | 37.92 | |
| United Cmnty Bks Ga Cap Stk (UCB) | 0.1 | $732k | 49k | 14.99 | |
| Vantiv Inc Cl A | 0.1 | $729k | 26k | 27.94 | |
| Mrc Global Inc cmn (MRC) | 0.1 | $703k | 26k | 26.80 | |
| Kraft Foods | 0.1 | $647k | 12k | 52.46 | |
| Wright Express (WEX) | 0.1 | $733k | 8.4k | 87.71 | |
| Lifepoint Hospitals Inc note 3.500% 5/1 | 0.1 | $578k | 550k | 1.05 | |
| Omnicare Inc dbcv 3.250%12/1 | 0.1 | $601k | 567k | 1.06 | |
| Portland General Electric Company (POR) | 0.1 | $634k | 22k | 28.27 | |
| Lumber Liquidators Holdings (LLFLQ) | 0.1 | $611k | 5.7k | 106.54 | |
| Winnebago Industries (WGO) | 0.1 | $546k | 21k | 25.95 | |
| Ethan Allen Interiors (ETD) | 0.1 | $547k | 20k | 27.89 | |
| Altria (MO) | 0.1 | $624k | 18k | 34.38 | |
| Capital One Financial (COF) | 0.1 | $638k | 9.3k | 68.72 | |
| Symantec Corporation | 0.1 | $574k | 23k | 24.76 | |
| Trex Company (TREX) | 0.1 | $570k | 12k | 49.58 | |
| Mueller Water Products (MWA) | 0.1 | $611k | 76k | 7.99 | |
| Brunswick Corporation (BC) | 0.1 | $588k | 15k | 39.94 | |
| AmSurg | 0.1 | $551k | 14k | 39.72 | |
| El Paso Electric Company | 0.1 | $596k | 18k | 33.40 | |
| Forestar | 0.1 | $619k | 29k | 21.56 | |
| MetLife (MET) | 0.1 | $602k | 13k | 46.94 | |
| Chesapeake Utilities Corporation (CPK) | 0.1 | $573k | 11k | 52.54 | |
| Finish Line | 0.1 | $587k | 24k | 24.87 | |
| CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 0.1 | $596k | 11k | 56.52 | |
| Potlatch Corporation (PCH) | 0.1 | $567k | 14k | 39.66 | |
| Capital Senior Living Corporation | 0.1 | $548k | 26k | 21.14 | |
| Pinnacle West Capital Corporation (PNW) | 0.1 | $589k | 11k | 54.72 | |
| Avago Technologies | 0.1 | $627k | 15k | 43.09 | |
| Chesapeake Lodging Trust sh ben int | 0.1 | $616k | 26k | 23.56 | |
| CECO Environmental (CECO) | 0.1 | $571k | 41k | 14.09 | |
| Universal American | 0.1 | $562k | 74k | 7.62 | |
| Bbcn Ban | 0.1 | $586k | 43k | 13.75 | |
| Hyster Yale Materials Handling (HY) | 0.1 | $558k | 6.2k | 89.68 | |
| Comverse | 0.1 | $567k | 18k | 31.96 | |
| Whitewave Foods | 0.1 | $569k | 29k | 19.97 | |
| Cst Brands | 0.1 | $590k | 20k | 29.79 | |
| Harley-Davidson (HOG) | 0.1 | $531k | 8.3k | 64.36 | |
| Newell Rubbermaid (NWL) | 0.1 | $489k | 18k | 27.48 | |
| Steris Corporation | 0.1 | $475k | 11k | 42.95 | |
| CSG Systems International (CSGS) | 0.1 | $505k | 20k | 25.07 | |
| Everest Re Group (EG) | 0.1 | $529k | 3.6k | 145.57 | |
| Gartner (IT) | 0.1 | $513k | 8.5k | 60.01 | |
| Wisconsin Energy Corporation | 0.1 | $458k | 11k | 40.35 | |
| Meadowbrook Insurance | 0.1 | $448k | 69k | 6.51 | |
| Crosstex Energy | 0.1 | $477k | 23k | 20.90 | |
| Rudolph Technologies | 0.1 | $481k | 42k | 11.39 | |
| Silicon Image | 0.1 | $476k | 89k | 5.34 | |
| Community Health Systems (CYH) | 0.1 | $523k | 13k | 41.51 | |
| John Bean Technologies Corporation (JBT) | 0.1 | $530k | 21k | 24.87 | |
| VeriFone Systems | 0.1 | $507k | 22k | 22.85 | |
| ARGO GROUP INTERNATIONAL Holdi Com Stk | 0.1 | $529k | 12k | 42.90 | |
| Alexion Pharmaceuticals | 0.1 | $541k | 4.7k | 116.27 | |
| Chicago Bridge & Iron Company | 0.1 | $531k | 7.8k | 67.73 | |
| Nabors Industries | 0.1 | $450k | 28k | 16.07 | |
| Cardtronics | 0.1 | $492k | 13k | 37.10 | |
| DEVICES INC Advanced Micro call | 0.1 | $476k | 125k | 3.81 | |
| Biomarin Pharmaceutical | 0.1 | $540k | 7.5k | 72.00 | |
| Oritani Financial | 0.1 | $518k | 32k | 16.46 | |
| BlackRock Floating Rate Income Strat. Fn (FRA) | 0.1 | $483k | 33k | 14.84 | |
| Citigroup (C) | 0.1 | $457k | 9.4k | 48.46 | |
| Manning & Napier Inc cl a | 0.1 | $522k | 31k | 16.67 | |
| Fifth & Pac Cos | 0.1 | $456k | 18k | 25.10 | |
| Cyrusone | 0.1 | $467k | 25k | 19.00 | |
| Liberty Global Inc Com Ser A | 0.1 | $445k | 5.6k | 79.28 | |
| Ansys (ANSS) | 0.0 | $349k | 4.0k | 86.60 | |
| Reynolds American | 0.0 | $385k | 7.9k | 48.78 | |
| Allergan | 0.0 | $399k | 4.4k | 90.54 | |
| Cumulus Media | 0.0 | $388k | 73k | 5.29 | |
| Newpark Resources (NR) | 0.0 | $358k | 28k | 12.64 | |
| Newport Corporation | 0.0 | $356k | 23k | 15.61 | |
| Oceaneering International (OII) | 0.0 | $408k | 5.0k | 81.24 | |
| Owens & Minor (OMI) | 0.0 | $434k | 13k | 34.60 | |
| CommVault Systems (CVLT) | 0.0 | $367k | 4.2k | 87.80 | |
| Clearwater Paper (CLW) | 0.0 | $411k | 8.6k | 47.71 | |
| EQT Corporation (EQT) | 0.0 | $406k | 4.6k | 88.72 | |
| Spansion | 0.0 | $392k | 39k | 10.08 | |
| Allot Communications (ALLT) | 0.0 | $430k | 34k | 12.66 | |
| Phh Corp cnv | 0.0 | $370k | 182k | 2.03 | |
| Axiall | 0.0 | $379k | 10k | 37.78 | |
| Pinnacle Foods Inc De | 0.0 | $421k | 16k | 26.48 | |
| Dean Foods Company | 0.0 | $422k | 22k | 19.29 | |
| Zale Corporation | 0.0 | $288k | 19k | 15.21 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $288k | 4.5k | 63.87 | |
| Big 5 Sporting Goods Corporation (BGFV) | 0.0 | $283k | 18k | 16.11 | |
| Kirkland's (KIRK) | 0.0 | $325k | 18k | 18.40 | |
| Synchronoss Technologies | 0.0 | $305k | 8.0k | 38.00 | |
| Vivus | 0.0 | $345k | 37k | 9.31 | |
| First Defiance Financial | 0.0 | $322k | 14k | 23.35 | |
| Vishay Precision (VPG) | 0.0 | $334k | 23k | 14.53 | |
| CUBIST PHARM CONVERTIBLE security | 0.0 | $338k | 150k | 2.25 | |
| Citigroup Inc *w exp 10/28/201 | 0.0 | $296k | 3.7M | 0.08 | |
| Gilead Sciences conv | 0.0 | $278k | 100k | 2.78 | |
| Suncoke Energy (SXC) | 0.0 | $306k | 18k | 16.97 | |
| Era | 0.0 | $299k | 11k | 27.17 | |
| Fusion-io | 0.0 | $223k | 17k | 13.43 | |
| Rayonier Inc conv | 0.0 | $245k | 145k | 1.69 | |
| Rite Aid Corporation | 0.0 | $81k | 17k | 4.76 |
