TD Capital Management as of Sept. 30, 2013
Portfolio Holdings for TD Capital Management
TD Capital Management holds 191 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares MSCI ACWI Index Fund (ACWI) | 21.2 | $92M | 1.7M | 53.92 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 4.1 | $18M | 175k | 101.40 | |
| SPDR S&P International Dividend (DWX) | 3.9 | $17M | 360k | 46.65 | |
| SPDR S&P Dividend (SDY) | 3.8 | $16M | 237k | 68.94 | |
| Pimco Etf Tr 0-5 high yield (HYS) | 3.8 | $16M | 155k | 104.90 | |
| SPDR Dow Jones Global Real Estate (RWO) | 3.6 | $16M | 371k | 42.30 | |
| Claymore Exchange-traded Fd gugg crp bd 2014 | 3.6 | $16M | 729k | 21.30 | |
| Claymore Exchange-traded Fd gugg bull 2013 | 3.6 | $15M | 603k | 25.52 | |
| iShares MSCI EAFE Value Index (EFV) | 3.4 | $15M | 270k | 54.41 | |
| iShares MSCI EAFE Growth Index (EFG) | 3.4 | $15M | 215k | 68.13 | |
| Guggenheim Bulletshar | 3.4 | $15M | 668k | 21.87 | |
| Vanguard Mid-Cap ETF (VO) | 3.3 | $14M | 139k | 102.48 | |
| Vanguard Small-Cap ETF (VB) | 3.2 | $14M | 134k | 102.49 | |
| Vanguard Growth ETF (VUG) | 2.9 | $13M | 149k | 84.61 | |
| Vanguard Value ETF (VTV) | 2.9 | $12M | 178k | 69.79 | |
| Vanguard Dividend Appreciation ETF (VIG) | 2.7 | $12M | 165k | 69.61 | |
| Vanguard FTSE All Wld Ex USSml Cap (VSS) | 2.5 | $11M | 111k | 99.34 | |
| Market Vectors-RVE Hrd Ast Prducrs | 2.4 | $11M | 290k | 36.29 | |
| Vanguard Utilities ETF (VPU) | 2.4 | $10M | 126k | 81.62 | |
| iShares MSCI EAFE Index Fund (EFA) | 1.9 | $8.2M | 129k | 63.80 | |
| Ishares Inc core msci emkt (IEMG) | 1.9 | $8.1M | 167k | 48.65 | |
| Plum Creek Timber | 1.8 | $7.6M | 163k | 46.83 | |
| Vanguard REIT ETF (VNQ) | 1.7 | $7.4M | 112k | 66.14 | |
| Vanguard Extended Market ETF (VXF) | 1.7 | $7.3M | 94k | 77.12 | |
| Vanguard Europe Pacific ETF (VEA) | 1.4 | $5.9M | 150k | 39.58 | |
| Vanguard Large-Cap ETF (VV) | 1.3 | $5.8M | 75k | 77.33 | |
| Claymore Exchange-traded Fd gugg crp bd 2013 | 1.0 | $4.3M | 207k | 20.76 | |
| Guggenheim Bulletshs Etf equity | 0.9 | $4.1M | 153k | 26.71 | |
| Guggenheim Bulletshs Etf equity | 0.9 | $4.1M | 153k | 26.69 | |
| AutoZone (AZO) | 0.9 | $4.1M | 9.6k | 422.72 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 0.7 | $3.2M | 55k | 57.63 | |
| Vanguard Emerging Markets ETF (VWO) | 0.5 | $2.0M | 51k | 40.13 | |
| Clyme US Cptl Mkts Mco Trm Fxd Idx | 0.4 | $1.6M | 31k | 50.19 | |
| Tractor Supply Company (TSCO) | 0.1 | $556k | 8.3k | 67.13 | |
| WD-40 Company (WDFC) | 0.1 | $505k | 7.8k | 64.84 | |
| FedEx Corporation (FDX) | 0.1 | $422k | 3.7k | 114.05 | |
| Spdr Index Shares Funds S&p Global Divid s&p glbdiv etf (WDIV) | 0.1 | $421k | 6.6k | 63.37 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $349k | 4.1k | 85.96 | |
| 3M Company (MMM) | 0.1 | $333k | 2.8k | 119.48 | |
| SYSCO Corporation (SYY) | 0.1 | $340k | 11k | 31.78 | |
| International Business Machines (IBM) | 0.1 | $337k | 1.8k | 185.27 | |
| Vanguard Total Stock Market ETF (VTI) | 0.1 | $277k | 3.2k | 87.74 | |
| General Electric Company | 0.1 | $231k | 9.6k | 23.94 | |
| Procter & Gamble Company (PG) | 0.1 | $220k | 2.9k | 75.60 | |
| Prudential Financial (PRU) | 0.1 | $212k | 2.7k | 78.14 | |
| At&t (T) | 0.0 | $153k | 4.5k | 33.86 | |
| ConocoPhillips (COP) | 0.0 | $156k | 2.2k | 69.46 | |
| Nextera Energy (NEE) | 0.0 | $153k | 1.9k | 80.36 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.0 | $165k | 2.1k | 80.25 | |
| Imation | 0.0 | $157k | 38k | 4.11 | |
| CMS Energy Corporation (CMS) | 0.0 | $115k | 4.4k | 26.24 | |
| Microsoft Corporation (MSFT) | 0.0 | $131k | 3.9k | 33.22 | |
| Wal-Mart Stores (WMT) | 0.0 | $117k | 1.6k | 74.19 | |
| Johnson & Johnson (JNJ) | 0.0 | $117k | 1.3k | 86.73 | |
| Chevron Corporation (CVX) | 0.0 | $109k | 900.00 | 121.11 | |
| United Parcel Service (UPS) | 0.0 | $111k | 1.2k | 91.13 | |
| Cisco Systems (CSCO) | 0.0 | $151k | 6.5k | 23.38 | |
| Snap-on Incorporated (SNA) | 0.0 | $139k | 1.4k | 99.43 | |
| Union Pacific Corporation (UNP) | 0.0 | $118k | 756.00 | 156.08 | |
| Automatic Data Processing (ADP) | 0.0 | $119k | 1.6k | 72.52 | |
| Apple (AAPL) | 0.0 | $121k | 255.00 | 474.51 | |
| Colgate-Palmolive Company (CL) | 0.0 | $111k | 1.9k | 59.33 | |
| Diageo (DEO) | 0.0 | $110k | 867.00 | 126.87 | |
| Honeywell International (HON) | 0.0 | $114k | 1.4k | 82.79 | |
| Pepsi (PEP) | 0.0 | $138k | 1.7k | 79.45 | |
| Philip Morris International (PM) | 0.0 | $141k | 1.6k | 86.77 | |
| United Technologies Corporation | 0.0 | $123k | 1.1k | 107.52 | |
| Wisconsin Energy Corporation | 0.0 | $112k | 2.8k | 40.27 | |
| iShares S&P 500 Index (IVV) | 0.0 | $142k | 838.00 | 169.45 | |
| 0.0 | $135k | 154.00 | 876.62 | ||
| Westar Energy | 0.0 | $117k | 3.8k | 30.68 | |
| PPL Corporation (PPL) | 0.0 | $121k | 4.0k | 30.40 | |
| Public Service Enterprise (PEG) | 0.0 | $111k | 3.4k | 33.02 | |
| Silicon Graphics International | 0.0 | $148k | 9.1k | 16.21 | |
| Oge Energy Corp (OGE) | 0.0 | $139k | 3.9k | 35.98 | |
| Plains All American Pipeline (PAA) | 0.0 | $119k | 2.3k | 52.63 | |
| UGI Corporation (UGI) | 0.0 | $114k | 2.9k | 39.16 | |
| Ida (IDA) | 0.0 | $128k | 2.6k | 48.58 | |
| NV Energy | 0.0 | $149k | 6.3k | 23.58 | |
| Sunoco Logistics Partners | 0.0 | $149k | 2.2k | 66.34 | |
| American States Water Company (AWR) | 0.0 | $140k | 5.1k | 27.59 | |
| PNM Resources (PNM) | 0.0 | $128k | 5.6k | 22.69 | |
| Rbc Cad (RY) | 0.0 | $109k | 1.7k | 64.08 | |
| iShares S&P MidCap 400 Index (IJH) | 0.0 | $117k | 941.00 | 124.34 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.0 | $118k | 1.5k | 79.35 | |
| Vanguard Total World Stock Idx (VT) | 0.0 | $151k | 2.7k | 55.49 | |
| Eaton (ETN) | 0.0 | $127k | 1.9k | 68.61 | |
| Coca-Cola Company (KO) | 0.0 | $94k | 2.5k | 38.04 | |
| McDonald's Corporation (MCD) | 0.0 | $105k | 1.1k | 96.42 | |
| Abbott Laboratories (ABT) | 0.0 | $85k | 2.5k | 33.35 | |
| Pfizer (PFE) | 0.0 | $108k | 3.8k | 28.63 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $104k | 1.1k | 94.55 | |
| Verizon Communications (VZ) | 0.0 | $105k | 2.2k | 46.90 | |
| Merck & Co (MRK) | 0.0 | $93k | 2.0k | 47.42 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $99k | 2.0k | 50.69 | |
| Weyerhaeuser Company (WY) | 0.0 | $101k | 3.5k | 28.64 | |
| Southern Company (SO) | 0.0 | $71k | 1.7k | 41.06 | |
| Whole Foods Market | 0.0 | $80k | 1.4k | 58.57 | |
| Clorox Company (CLX) | 0.0 | $103k | 1.3k | 81.75 | |
| Oracle Corporation (ORCL) | 0.0 | $100k | 3.0k | 33.23 | |
| iShares Russell 1000 Index (IWB) | 0.0 | $105k | 1.1k | 94.00 | |
| Kinder Morgan Energy Partners | 0.0 | $97k | 1.2k | 80.17 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.0 | $73k | 730.00 | 100.00 | |
| Alerian Mlp Etf | 0.0 | $101k | 5.7k | 17.66 | |
| PowerShares Listed Private Eq. | 0.0 | $106k | 9.2k | 11.49 | |
| Kraft Foods | 0.0 | $104k | 2.0k | 52.68 | |
| Ishares Core Intl Stock Etf core (IXUS) | 0.0 | $97k | 1.8k | 55.11 | |
| BP (BP) | 0.0 | $22k | 514.00 | 42.80 | |
| Comcast Corporation (CMCSA) | 0.0 | $24k | 537.00 | 44.69 | |
| JPMorgan Chase & Co. (JPM) | 0.0 | $22k | 432.00 | 50.93 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $24k | 783.00 | 30.65 | |
| Reynolds American | 0.0 | $29k | 595.00 | 48.74 | |
| Stanley Black & Decker (SWK) | 0.0 | $23k | 255.00 | 90.20 | |
| Target Corporation (TGT) | 0.0 | $35k | 544.00 | 64.34 | |
| Vodafone | 0.0 | $26k | 742.00 | 35.04 | |
| Walgreen Company | 0.0 | $34k | 633.00 | 53.71 | |
| Starbucks Corporation (SBUX) | 0.0 | $42k | 545.00 | 77.06 | |
| Lowe's Companies (LOW) | 0.0 | $39k | 827.00 | 47.16 | |
| Precision Castparts | 0.0 | $34k | 150.00 | 226.67 | |
| Toyota Motor Corporation (TM) | 0.0 | $29k | 227.00 | 127.75 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $40k | 374.00 | 106.95 | |
| Kindred Healthcare | 0.0 | $41k | 3.0k | 13.55 | |
| MetLife (MET) | 0.0 | $44k | 935.00 | 47.06 | |
| iShares Russell 1000 Growth Index (IWF) | 0.0 | $55k | 708.00 | 77.68 | |
| iShares S&P 100 Index (OEF) | 0.0 | $25k | 336.00 | 74.40 | |
| iShares Dow Jones Select Dividend (DVY) | 0.0 | $53k | 805.00 | 65.84 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.0 | $30k | 626.00 | 47.92 | |
| Vanguard Pacific ETF (VPL) | 0.0 | $25k | 411.00 | 60.83 | |
| Vanguard European ETF (VGK) | 0.0 | $40k | 743.00 | 53.84 | |
| iShares MSCI ACWI ex US Index Fund (ACWX) | 0.0 | $25k | 563.00 | 44.40 | |
| iShares S&P Global Energy Sector (IXC) | 0.0 | $39k | 956.00 | 40.79 | |
| iShares 2014 S&P AMT-Free Mun Ser ETF | 0.0 | $24k | 464.00 | 51.72 | |
| iShares 2015 S&P AMT-Free Mun Ser ETF | 0.0 | $24k | 442.00 | 54.30 | |
| Mosaic (MOS) | 0.0 | $55k | 1.3k | 42.83 | |
| Zillow | 0.0 | $52k | 617.00 | 84.28 | |
| Ishares Tr 2016 invtgr bd | 0.0 | $30k | 303.00 | 99.01 | |
| Time Warner Cable | 0.0 | $2.0k | 22.00 | 90.91 | |
| Time Warner | 0.0 | $6.0k | 88.00 | 68.18 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.0 | $9.0k | 224.00 | 40.18 | |
| Portland General Electric Company (POR) | 0.0 | $1.0k | 32.00 | 31.25 | |
| Monsanto Company | 0.0 | $4.0k | 41.00 | 97.56 | |
| Home Depot (HD) | 0.0 | $19k | 247.00 | 76.92 | |
| Baxter International (BAX) | 0.0 | $3.0k | 42.00 | 71.43 | |
| Teva Pharmaceutical Industries (TEVA) | 0.0 | $6.0k | 150.00 | 40.00 | |
| Carnival Corporation (CCL) | 0.0 | $7.0k | 208.00 | 33.65 | |
| Nuance Communications | 0.0 | $9.0k | 473.00 | 19.03 | |
| Wells Fargo & Company (WFC) | 0.0 | $18k | 424.00 | 42.45 | |
| Intel Corporation (INTC) | 0.0 | $7.0k | 323.00 | 21.67 | |
| Regions Financial Corporation (RF) | 0.0 | $2.0k | 179.00 | 11.17 | |
| Darden Restaurants (DRI) | 0.0 | $2.0k | 37.00 | 54.05 | |
| CVS Caremark Corporation (CVS) | 0.0 | $15k | 262.00 | 57.25 | |
| Aol | 0.0 | $0 | 8.00 | 0.00 | |
| Praxair | 0.0 | $4.0k | 31.00 | 129.03 | |
| American Electric Power Company (AEP) | 0.0 | $10k | 240.00 | 41.67 | |
| Ford Motor Company (F) | 0.0 | $6.0k | 366.00 | 16.39 | |
| Exelon Corporation (EXC) | 0.0 | $0 | 10.00 | 0.00 | |
| LSI Corporation | 0.0 | $0 | 42.00 | 0.00 | |
| PG&E Corporation (PCG) | 0.0 | $4.0k | 102.00 | 39.22 | |
| Eagle Materials (EXP) | 0.0 | $17k | 241.00 | 70.54 | |
| St. Joe Company (JOE) | 0.0 | $5.0k | 240.00 | 20.83 | |
| Amazon (AMZN) | 0.0 | $8.0k | 25.00 | 320.00 | |
| Netflix (NFLX) | 0.0 | $15k | 50.00 | 300.00 | |
| First Horizon National Corporation (FHN) | 0.0 | $18k | 1.7k | 10.90 | |
| Sun Life Financial (SLF) | 0.0 | $2.0k | 62.00 | 32.26 | |
| Hecla Mining Company (HL) | 0.0 | $0 | 100.00 | 0.00 | |
| Western Gas Partners | 0.0 | $6.0k | 98.00 | 61.22 | |
| Actuant Corporation | 0.0 | $11k | 272.00 | 40.44 | |
| Cardinal Financial Corporation | 0.0 | $0 | 5.00 | 0.00 | |
| Southwest Airlines (LUV) | 0.0 | $0 | 32.00 | 0.00 | |
| Pepco Holdings | 0.0 | $2.0k | 94.00 | 21.28 | |
| Rovi Corporation | 0.0 | $12k | 600.00 | 20.00 | |
| Sirius XM Radio | 0.0 | $6.0k | 1.5k | 4.10 | |
| Wright Medical | 0.0 | $1.0k | 40.00 | 25.00 | |
| GTx | 0.0 | $4.0k | 2.1k | 1.90 | |
| Alcatel-Lucent | 0.0 | $0 | 58.00 | 0.00 | |
| iShares Gold Trust | 0.0 | $9.0k | 720.00 | 12.50 | |
| PowerShares QQQ Trust, Series 1 | 0.0 | $7.0k | 95.00 | 73.68 | |
| Yamana Gold | 0.0 | $3.0k | 300.00 | 10.00 | |
| CommonWealth REIT | 0.0 | $999.920000 | 29.00 | 34.48 | |
| Gabelli Utility Trust (GUT) | 0.0 | $0 | 26.00 | 0.00 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.0 | $10k | 93.00 | 107.53 | |
| MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) | 0.0 | $0 | 26.00 | 0.00 | |
| ISHARES TR MSCI Small Cap msci small cap (SCZ) | 0.0 | $17k | 342.00 | 49.71 | |
| iShares S&P Global Mat. Sector Inde (MXI) | 0.0 | $10k | 170.00 | 58.82 | |
| Nuveen Insured Tax-Free Adv Munici (NEA) | 0.0 | $4.0k | 314.00 | 12.74 | |
| PIMCO Short Term Mncpl (SMMU) | 0.0 | $13k | 250.00 | 52.00 | |
| PowerShares Dividend Achievers | 0.0 | $15k | 804.00 | 18.66 | |
| iShares 2016 S&P AMT-Free Mun Ser ETF | 0.0 | $21k | 400.00 | 52.50 | |
| Alkermes (ALKS) | 0.0 | $1.0k | 20.00 | 50.00 | |
| Express Scripts Holding | 0.0 | $18k | 297.00 | 60.61 | |
| Phillips 66 (PSX) | 0.0 | $12k | 204.00 | 58.82 |
