Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of March 31, 2026

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 115 positions in its portfolio as reported in the March 2026 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
FS Specialty Lending Fund Com Sh Ben Int (FSSL) 11.9 $35M 2.8M 12.51
PIMCO Dynamic Income Strategy Fund Com Sh Ben Int (PDX) 9.4 $28M 1.3M 22.06
Fs Global Cr Opportunitie Fda (FSCO) 6.4 $19M 3.7M 5.10
Highland Floating Rate Opportunities Fund Shs Ben Int (HFRO) 5.3 $16M 2.7M 5.71
Herzfeld Caribbean Basin (HERZ) 4.3 $13M 807k 15.50
ProShares TR Shrt High Yield (SJB) 4.2 $12M 797k 15.49
Guggenheim Strategic Opp Fund Com Sbi (GOF) 3.8 $11M 1.0M 11.02
Saba Capital Income & Opport Shs New (BRW) 3.2 $9.6M 1.4M 6.74
ProShares UltraShort S&P500 Ultrashrt S&p500 (SDS) 2.8 $8.2M 109k 75.25
ASA Gold and Precious Metals SHS (ASA) 2.7 $7.8M 126k 62.03
Saba Capital Income & Opportun (SABA) 2.2 $6.4M 775k 8.32
PIMCO Access Income Fund Shs Benfin Int (PAXS) 2.2 $6.3M 440k 14.41
Bluerock Pvt Real Estate (BPRE) 2.0 $6.0M 363k 16.61
Duff & Phelps Global (DPG) 1.9 $5.7M 392k 14.44
Simplify Exchange Traded Fun Simplify Interst (PFIX) 1.8 $5.4M 118k 46.13
Nuveen Floating Rate Income Fund (JFR) 1.8 $5.4M 713k 7.52
Brookfield Real Assets Incom Shs Ben Int (RA) 1.5 $4.4M 341k 12.86
iShares Tr TRS FLT RT BD (TFLO) 1.4 $4.0M 80k 50.63
Eagle Point Income Company I (EIC) 1.3 $3.7M 394k 9.44
Neuberger Berman Mlp Income (NML) 1.2 $3.4M 324k 10.51
Kayne Anderson MLP Investment (KYN) 1.1 $3.3M 234k 14.28
BlackRock Global Energy & Resources Trus (BGR) 1.1 $3.1M 181k 17.31
ClearBridge Energy MLP Fund (EMO) 1.1 $3.1M 59k 52.82
PIMCO Corporate Opportunity Fund (PTY) 1.0 $3.0M 250k 12.06
Direxion Shares ETF Tr Daily Gold Miner 1.0 $3.0M 58k 50.98
Rivernorth Flexible Municipal Incm Fd II (RFMZ) 1.0 $2.9M 230k 12.65
Taiwan Fund (TWN) 0.9 $2.7M 42k 65.74
PIMCO Dynamic Income SHS (PDI) 0.9 $2.6M 155k 17.11
ProShares TR Ultrapro Sht QQQ (QID) 0.9 $2.6M 116k 22.66
BlackRock Res & Commodities Strat Trust SHS (BCX) 0.9 $2.6M 217k 12.05
Columbia Seligm Prem Tech Gr (STK) 0.9 $2.5M 66k 37.93
Angel Oak Final Strategies Incm Trm Trst Com Ben Int (FINS) 0.8 $2.5M 193k 12.75
Nuveen Equity Premium and Growth Fund (SPXX) 0.8 $2.4M 149k 16.07
Invesco Exch Trd SLF IDX Bulshs 2026 Muni (BSMQ) 0.8 $2.3M 98k 23.62
Invesco Exch Trd SLF IDX Bulshs 2027 Muni (BSMR) 0.8 $2.3M 96k 23.65
Destiny Tech100 Com Shs (DXYZ) 0.8 $2.2M 83k 26.78
First Trust Ultra Short Duration Municipal Ultra Sht Dur Mu (FUMB) 0.7 $2.2M 110k 20.05
Oxford Lane Cap Corp (OXLC) 0.7 $2.2M 223k 9.78
Cohen & Steers Ltd Dur Pfd I (LDP) 0.7 $2.1M 104k 19.97
Mainstay Cbre Global (MEGI) 0.7 $1.9M 131k 14.69
General American Investors (GAM) 0.6 $1.9M 33k 58.47
BlackRock Tech and Private Eq Shs Ben Int (BTX) 0.6 $1.9M 281k 6.60
Boulder Growth & Income Fund (STEW) 0.6 $1.8M 108k 17.10
BlackRock Science and Technology Trust II Shs Ben Int (BSTZ) 0.6 $1.8M 83k 22.15
Pgim Short Dur Hig Yld Opp F (SDHY) 0.6 $1.8M 114k 16.02
Central Securities (CET) 0.6 $1.8M 37k 49.66
Thornburg Income Builder (TBLD) 0.5 $1.5M 70k 21.15
Exchange Listed FDS Tr Saba Int Rate (CEFS) 0.5 $1.5M 65k 22.55
Gabelli Dividend & Income Trust (GDV) 0.5 $1.4M 51k 26.93
Nuveen Mtg opportunity term (JLS) 0.4 $1.3M 73k 18.13
Blackstone / GSO Long-Short Credit Income Fund Com Shs Bn Int (BGX) 0.4 $1.3M 118k 10.90
Western Asset Mrtg Defined Oppn Fund (DMO) 0.4 $1.2M 115k 10.75
Invesco Exch Traded Fd Tr II Vrdo Tax Free (PVI) 0.4 $1.2M 49k 24.87
Morgan Stanley Emerging Markets Debt (MSD) 0.4 $1.2M 172k 7.02
BlackRock Municipal 2030 Target Term Trust Com Shs Ben In (BTT) 0.4 $1.1M 49k 22.70
Xai Octagn Flt Rat & Alt Inm T Com Shs Benf Int (XFLT) 0.3 $1.0M 60k 17.18
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM) 0.3 $991k 165k 6.01
PIMCO Dynamic Income Oprnts COM Ben Shs (PDO) 0.3 $863k 67k 12.93
Morgan Stanley Emerging Markets Domestic (EDD) 0.2 $693k 137k 5.07
Pimco CA Municipal Income Fund (PCQ) 0.2 $680k 79k 8.58
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $672k 68k 9.82
Mainstay Definedterm Mn Opp (MMD) 0.2 $659k 44k 14.85
SPDR Gold Tr Gold Shs (GLD) 0.2 $602k 1.4k 430.29
Pimco NY Muni Income Fund II (PNI) 0.2 $515k 75k 6.85
Carlyle Credit Income Fund Shs Ben Int (CCIF) 0.1 $405k 126k 3.21
Sprott Physical Gold and Silver Trust Tr Unit (CEF) 0.1 $382k 8.0k 47.72
Sutter Rock Cap Corp (SSSS) 0.1 $348k 33k 10.71
MFS Municipal Income Trust Sh Ben Int (MFM) 0.1 $333k 62k 5.39
MFS High Income Mun Tr Sh Ben Int (CXE) 0.1 $328k 88k 3.71
SPDR S&P 500 ETF Tr Tr Unit (SPY) 0.1 $254k 390.00 650.34
MFS Investment Grade Municipal Trust Sh Ben Int (CXH) 0.1 $187k 23k 7.99
Aberdeen Life Sciences Investor Sh Ben Int (HQL) 0.1 $180k 11k 16.27
DTF Tax Free Income (DTF) 0.1 $156k 14k 11.45
Invesco QQQ Tr Unit Ser 1 (QQQ) 0.1 $156k 270.00 577.18
Netflix (NFLX) 0.0 $96k 1.0k 96.15
SPDR S&P MidCap 400 ETF Tr Utser1 S&pdcrp (MDY) 0.0 $93k 150.00 616.76
Proshares Tr Short Msci Emrng (EUM) 0.0 $62k 3.2k 19.20
Tmc The Metals Company (TMC) 0.0 $60k 13k 4.67
Meta Platforms Cl A (META) 0.0 $57k 100.00 572.13
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $55k 6.5k 8.46
Investco CurrencyShares Japan Japanese Yen (FXY) 0.0 $35k 600.00 57.88
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $34k 3.7k 9.04
Stone Hbr Emerg Mrkts (EDF) 0.0 $32k 6.6k 4.78
First Tr Inter Duration Pfd & Income (FPF) 0.0 $31k 1.8k 17.63
Angel Studios Cl A Com (ANGX) 0.0 $17k 5.7k 3.05
Korea Fund Com New (KF) 0.0 $17k 380.00 44.90
TCW Strategic Income Fund (TSI) 0.0 $15k 3.3k 4.49
Japan Smaller Capitalizaion Fund (JOF) 0.0 $13k 1.2k 10.90
Nuveen Multi Asset Income Fu (NMAI) 0.0 $11k 898.00 12.40
ProShares Short VIX Short-Term Futures ETF Sht Vix St Trm (SVXY) 0.0 $10k 220.00 45.80
Net Power W Exp 06/08/202 (NPWR.WS) 0.0 $8.8k 33k 0.27
Principal Real Estate Income Fund Shs Ben Int (PGZ) 0.0 $8.7k 907.00 9.61
Montana Technologies Corp *W Exp 03/15/202 (AIRJW) 0.0 $8.6k 15k 0.56
Templeton Dragon Fund (TDF) 0.0 $8.2k 775.00 10.61
Cornerstone Strategic Value (CLM) 0.0 $8.2k 1.1k 7.28
GAMCO Global Gold Nat Res Com Sh Ben Int (GGN) 0.0 $7.9k 1.5k 5.32
European Equity Fund (EEA) 0.0 $7.6k 772.00 9.89
Templeton Emerging Markets (EMF) 0.0 $7.5k 429.00 17.49
Mexico Fund (MXF) 0.0 $7.4k 354.00 20.93
Mexico Equity and Income Fund (MXE) 0.0 $7.4k 570.00 12.90
Adams Express Company (ADX) 0.0 $6.9k 314.00 21.87
Royce Value Trust (RVT) 0.0 $6.7k 402.00 16.61
Tri-Continental Corporation (TY) 0.0 $6.2k 195.00 31.67
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $6.2k 714.00 8.62
Gabelli Equity Trust (GAB) 0.0 $6.1k 1.1k 5.60
Nuveen NASDAQ 100 Dynamic Overwrite Fund Com Shs (QQQX) 0.0 $6.0k 225.00 26.70
Nuveen Core Equity Alpha Fund (JCE) 0.0 $5.8k 393.00 14.79
Real Asset Acquisition *w Exp 04/24/203 (RAAQW) 0.0 $5.5k 4.2k 1.33
Liberty All-Star Growth Fund (ASG) 0.0 $5.4k 1.1k 4.75
Aberdeen Chile Fund (AEF) 0.0 $4.9k 667.00 7.29
Liberty All Star Equity Fund Sh Ben Int (USA) 0.0 $4.8k 871.00 5.55
Purecycle Technologies W Exp 01/28/202 (PCTTW) 0.0 $4.1k 5.5k 0.75
Rice Acquisition Corp 3 *w Exp 99/99/999 (KRSP.WS) 0.0 $3.9k 4.9k 0.80
Virtus Global Divid Income F (ZTR) 0.0 $3.0k 457.00 6.63
Nexpoint Credit Strategies Fund (NXDT) 0.0 $1.3k 285.00 4.67