Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of June 30, 2026

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 129 positions in its portfolio as reported in the June 2026 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
FS Specialty Lending Fund Com Sh Ben Int (FSSL) 9.9 $32M 2.9M 11.15
PIMCO Dynamic Income Strategy Fund Com Sh Ben Int (PDX) 7.0 $23M 1.1M 20.82
Fs Global Cr Opportunitie Fda (FSCO) 6.0 $20M 3.9M 4.99
Highland Floating Rate Opportunities Fund Shs Ben Int (HFRO) 5.9 $19M 2.7M 7.13
Guggenheim Strategic Opp Fund Com Sbi (GOF) 4.5 $15M 1.3M 10.92
Herzfeld Caribbean Basin (HERZ) 4.3 $14M 818k 17.20
Pershing Square USA Com Shs 3.3 $11M 285k 37.38
Saba Capital Income & Opport Shs New (BRW) 3.1 $10M 1.5M 6.57
Sutter Rock Cap Corp 3.0 $9.9M 788k 12.54
Eagle Point Income Company I (EIC) 2.8 $9.0M 897k 10.07
Nuveen Floating Rate Income Fund (JFR) 2.6 $8.5M 1.1M 7.67
Saba Capital Income & Opportun (SABA) 2.3 $7.4M 892k 8.35
Columbia Seligm Prem Tech Gr (STK) 2.1 $7.0M 129k 53.87
PIMCO Dynamic Income SHS (PDI) 2.0 $6.5M 389k 16.70
Duff & Phelps Global (DPG) 1.6 $5.4M 361k 14.84
BlackRock Science and Technology Trust II Shs Ben Int (BSTZ) 1.5 $5.0M 166k 30.03
Brookfield Real Assets Incom Shs Ben Int (RA) 1.5 $4.8M 369k 12.88
BlackRock Tech and Private Eq Shs Ben Int (BTX) 1.4 $4.7M 515k 9.03
Taiwan Fund (TWN) 1.4 $4.6M 48k 96.17
PIMCO Access Income Fund Shs Benfin Int (PAXS) 1.4 $4.5M 312k 14.55
Tortoise Energy Infrastructure closed end funds (TYG) 1.3 $4.3M 100k 42.87
Bluerock Pvt Real Estate (BPRE) 1.2 $3.9M 303k 13.01
Kayne Anderson MLP Investment (KYN) 1.2 $3.8M 276k 13.83
Korea Fund Com New (KF) 1.2 $3.7M 50k 75.21
ClearBridge Energy MLP Fund (EMO) 1.1 $3.7M 73k 50.10
Neuberger Berman Mlp Income (NML) 1.1 $3.6M 353k 10.14
BlackRock Global Energy & Resources Trus (BGR) 1.1 $3.5M 238k 14.82
Xai Octagn Flt Rat & Alt Inm T Com Shs Benf Int (XFLT) 1.1 $3.5M 199k 17.55
ASA Gold and Precious Metals SHS (ASA) 1.1 $3.5M 67k 52.04
Cushing Nextgen Infra Incm F (NXG) 1.1 $3.4M 53k 64.71
Calamos Conv & High Income Fund Com Shs (CHY) 1.0 $3.3M 246k 13.62
Rivernorth Flexible Municipal Incm Fd II (RFMZ) 1.0 $3.3M 244k 13.63
Virtus Convertible & Inc (NCZ) 1.0 $3.3M 206k 15.90
Virtus Convertible & Income (NCV) 1.0 $3.3M 186k 17.59
PIMCO Corporate Opportunity Fund (PTY) 0.9 $3.0M 253k 12.03
Cohen & Steers Ltd Dur Pfd I (LDP) 0.9 $2.9M 138k 21.16
Angel Oak Final Strategies Incm Trm Trst Com Ben Int (FINS) 0.9 $2.8M 222k 12.80
BlackRock Res & Commodities Strat Trust SHS (BCX) 0.8 $2.7M 239k 11.31
Pgim Global Short Duration H (GHY) 0.8 $2.6M 215k 12.10
BlackRock Credit All Inc Trust IV (BTZ) 0.8 $2.5M 245k 10.22
Pgim Short Dur Hig Yld Opp F (SDHY) 0.7 $2.3M 138k 16.39
General American Investors (GAM) 0.6 $2.0M 32k 63.75
Mainstay Cbre Global (MEGI) 0.6 $2.0M 130k 15.20
MFS Municipal Income Trust Sh Ben Int (MFM) 0.6 $1.9M 345k 5.62
Blackstone / GSO Long-Short Credit Income Fund Com Shs Bn Int (BGX) 0.6 $1.9M 177k 10.88
Ares Dynamic Cr Allocation (ARDC) 0.6 $1.9M 151k 12.63
Thornburg Income Builder (TBLD) 0.5 $1.8M 81k 22.07
Pimco CA Municipal Income Fund (PCQ) 0.5 $1.7M 186k 8.97
Pimco NY Muni Income Fund II (PNI) 0.5 $1.6M 231k 7.09
Exchange Listed FDS Tr Saba Int Rate (CEFS) 0.5 $1.6M 62k 25.64
BlackRock Municipal 2030 Target Term Trust Com Shs Ben In (BTT) 0.4 $1.3M 57k 22.75
Blackstone Strategic Cred 20 Com Shs Ben In (BGB) 0.4 $1.3M 113k 11.30
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM) 0.4 $1.2M 196k 6.15
Rivernorth Flexibl Mun Incm (RFM) 0.4 $1.2M 79k 14.78
BlackRock MuniHoldings Fund (MHD) 0.3 $1.0M 87k 11.90
Mainstay Definedterm Mn Opp (MMD) 0.3 $941k 61k 15.50
PIMCO Dynamic Income Oprnts COM Ben Shs (PDO) 0.3 $882k 67k 13.22
Nuveen Mtg opportunity term (JLS) 0.2 $785k 45k 17.48
Federated Premier Municipal Income (FMN) 0.2 $760k 66k 11.49
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.2 $759k 72k 10.55
DTF Tax Free Income (DTF) 0.2 $754k 65k 11.55
Putnam Mun Opportunities Tr Sh Ben Int (PMO) 0.2 $745k 71k 10.54
Carlyle Credit Income Fund Shs Ben Int (CCIF) 0.2 $735k 263k 2.79
Western Asset Mrtg Defined Oppn Fund (DMO) 0.2 $671k 63k 10.71
Western Asset Managed Municipals Fnd (MMU) 0.2 $663k 64k 10.42
Putnam Managed Municipal Income Trust (PMM) 0.2 $588k 90k 6.54
Central Securities (CET) 0.2 $566k 11k 52.45
Pimco Municipal Income Fund II (PML) 0.2 $559k 74k 7.61
SPDR Gold Tr Gold Shs (GLD) 0.2 $515k 1.4k 368.38
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $377k 33k 11.41
Bny Mellon Strategic Muns (LEO) 0.1 $377k 58k 6.46
Western Asset Intm Muni Fd I (SBI) 0.1 $375k 48k 7.87
Sprott Physical Gold and Silver Trust Tr Unit (CEF) 0.1 $322k 8.0k 40.23
SPDR S&P 500 ETF Tr Tr Unit (SPY) 0.1 $291k 390.00 746.77
Eaton Vance Municipal Bond Fund (EIM) 0.1 $238k 24k 9.96
Rivernorth Managed Dur Mun I (RMMZ) 0.1 $238k 16k 15.04
iShares Tr TRS FLT RT BD (TFLO) 0.1 $226k 4.5k 50.63
Invesco QQQ Tr Unit Ser 1 (QQQ) 0.1 $199k 270.00 736.40
Aberdeen Life Sciences Investor Sh Ben Int (HQL) 0.1 $184k 9.2k 20.01
Destiny Tech100 Com Shs (DXYZ) 0.1 $170k 6.6k 25.76
SPDR S&P MidCap 400 ETF Tr Utser1 S&pdcrp (MDY) 0.0 $106k 150.00 703.34
Netflix (NFLX) 0.0 $71k 1.0k 71.40
Tmc The Metals Company (TMC) 0.0 $57k 13k 4.43
Meta Platforms Cl A (META) 0.0 $56k 100.00 563.29
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $55k 6.5k 8.40
Barings Corporate Investors (MCI) 0.0 $37k 2.1k 17.56
First Tr Inter Duration Pfd & Income (FPF) 0.0 $36k 2.0k 18.17
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $34k 3.7k 9.24
Investco CurrencyShares Japan Japanese Yen (FXY) 0.0 $34k 600.00 56.44
PIMCO Global StocksPLUS & Income Fund (PGP) 0.0 $27k 3.1k 8.62
Montana Technologies Corp *W Exp 03/15/202 (AIRJW) 0.0 $20k 15k 1.30
Aberdeen Chile Fund (AEF) 0.0 $20k 2.0k 9.60
Templeton Dragon Fund (TDF) 0.0 $17k 1.5k 10.89
Templeton Emerging Markets (EMF) 0.0 $15k 649.00 23.22
Rice Acquisition Corp 3 *w Exp 99/99/999 (KRSP.WS) 0.0 $15k 15k 0.99
TCW Strategic Income Fund (TSI) 0.0 $15k 3.3k 4.51
Morgan Stanley China A Share Fund (CAF) 0.0 $14k 684.00 21.04
Nuveen Multi Asset Income Fu (NMAI) 0.0 $14k 1.0k 14.17
Mexico Equity and Income Fund (MXE) 0.0 $14k 1.1k 13.01
Spark I Acquisition Corp Ord Shs (SPKLW) 0.0 $14k 6.0k 2.38
Mexico Fund (MXF) 0.0 $13k 600.00 21.87
ProShares Short VIX Short-Term Futures ETF Sht Vix St Trm (SVXY) 0.0 $13k 220.00 57.26
Archimedes Tech SPAC Partner Ord Shs (ATIIW) 0.0 $11k 5.0k 2.19
European Equity Fund (EEA) 0.0 $11k 993.00 11.00
Morgan Stanley Emerging Markets Debt (MSD) 0.0 $10k 1.4k 7.30
Net Power W Exp 06/08/202 (NPWR.WS) 0.0 $9.5k 33k 0.29
Principal Real Estate Income Fund Shs Ben Int (PGZ) 0.0 $9.3k 908.00 10.29
Japan Smaller Capitalizaion Fund (JOF) 0.0 $9.2k 783.00 11.78
Cornerstone Strategic Value (CLM) 0.0 $9.0k 1.2k 7.56
Central Europe and Russia Fund (CEE) 0.0 $8.8k 428.00 20.55
Aberdeen Std Global Infrastructure Shs Ben Int (ASGI) 0.0 $8.6k 371.00 23.25
Adams Express Company (ADX) 0.0 $8.2k 320.00 25.53
Royce Value Trust (RVT) 0.0 $7.6k 409.00 18.48
Gabelli Dividend & Income Trust (GDV) 0.0 $7.3k 248.00 29.39
GAMCO Global Gold Nat Res Com Sh Ben Int (GGN) 0.0 $7.2k 1.5k 4.84
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $7.0k 728.00 9.57
Nuveen NASDAQ 100 Dynamic Overwrite Fund Com Shs (QQQX) 0.0 $6.9k 230.00 30.18
Tri-Continental Corporation (TY) 0.0 $6.9k 200.00 34.44
Boulder Growth & Income Fund (STEW) 0.0 $6.8k 380.00 17.90
Nuveen Core Equity Alpha Fund (JCE) 0.0 $6.6k 402.00 16.37
Gabelli Equity Trust (GAB) 0.0 $6.4k 1.1k 5.66
Liberty All-Star Growth Fund (ASG) 0.0 $6.3k 1.2k 5.47
Liberty All Star Equity Fund Sh Ben Int (USA) 0.0 $5.2k 894.00 5.81
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $4.3k 739.00 5.88
Graf Global Corp Ord Shs Cl A (GRAF.U) 0.0 $3.8k 10k 0.38
Viking Acquisition Corp I Ord Cl A (VACI.WS) 0.0 $3.6k 4.0k 0.90
Virtus Global Divid Income F (ZTR) 0.0 $3.2k 468.00 6.83
Space Exploration Techn Corp Class A Com Stk (SPCX) 0.0 $2.9k 17.00 170.88
Nexpoint Credit Strategies Fund (NXDT) 0.0 $1.5k 285.00 5.19