Thornburg Investment Management as of Sept. 30, 2011
Portfolio Holdings for Thornburg Investment Management
Thornburg Investment Management holds 201 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Teva Pharmaceutical Industries (TEVA) | 4.7 | $861M | 23M | 37.22 | |
| Schlumberger (SLB) | 4.5 | $823M | 14M | 59.73 | |
| Potash Corp. Of Saskatchewan I | 3.1 | $566M | 13M | 43.22 | |
| Microsoft Corporation (MSFT) | 3.1 | $560M | 23M | 24.89 | |
| CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 2.5 | $445M | 8.4M | 52.76 | |
| Gilead Sciences (GILD) | 2.2 | $403M | 10M | 38.80 | |
| Covidien | 2.2 | $403M | 9.1M | 44.10 | |
| 2.2 | $395M | 766k | 515.04 | ||
| Embraer S A (ERJ) | 1.8 | $330M | 13M | 25.37 | |
| Exxon Mobil Corporation (XOM) | 1.8 | $329M | 4.5M | 72.63 | |
| Transocean (RIG) | 1.8 | $328M | 6.9M | 47.74 | |
| General Electric Company | 1.7 | $307M | 20M | 15.22 | |
| Dell | 1.7 | $301M | 21M | 14.14 | |
| Thermo Fisher Scientific (TMO) | 1.5 | $274M | 5.4M | 50.64 | |
| Yandex Nv-a (YNDX) | 1.4 | $253M | 12M | 20.46 | |
| Staples | 1.4 | $247M | 19M | 13.30 | |
| U.S. Bancorp (USB) | 1.2 | $216M | 9.2M | 23.54 | |
| JPMorgan Chase & Co. (JPM) | 1.1 | $199M | 6.6M | 30.12 | |
| Goldman Sachs (GS) | 1.1 | $192M | 2.0M | 94.55 | |
| United States Steel Corporation (X) | 1.1 | $192M | 8.7M | 22.01 | |
| Pfizer (PFE) | 1.0 | $189M | 11M | 17.68 | |
| Yahoo! | 1.0 | $181M | 14M | 13.17 | |
| Coca-Cola Company (KO) | 1.0 | $178M | 2.6M | 67.56 | |
| Gap (GAP) | 1.0 | $178M | 11M | 16.24 | |
| Bank of America Corporation (BAC) | 1.0 | $177M | 29M | 6.12 | |
| Charles Schwab Corporation (SCHW) | 1.0 | $175M | 16M | 11.27 | |
| Royal Dutch Shell | 0.9 | $173M | 2.8M | 61.52 | |
| At&t (T) | 0.9 | $171M | 6.0M | 28.52 | |
| Intel Corporation (INTC) | 0.9 | $169M | 7.9M | 21.34 | |
| Hewlett-Packard Company | 0.9 | $170M | 7.6M | 22.45 | |
| Hartford Financial Services (HIG) | 0.9 | $168M | 10M | 16.14 | |
| Varian Medical Systems | 0.9 | $158M | 3.0M | 52.16 | |
| Turkiye Garanti Bankasi (TKGBY) | 0.9 | $158M | 41M | 3.89 | |
| Best Buy (BBY) | 0.8 | $155M | 6.7M | 23.30 | |
| Amdocs Ltd ord (DOX) | 0.8 | $153M | 5.6M | 27.12 | |
| Merck & Co (MRK) | 0.8 | $147M | 4.5M | 32.70 | |
| Philip Morris International (PM) | 0.8 | $145M | 2.3M | 62.38 | |
| McDonald's Corporation (MCD) | 0.8 | $140M | 1.6M | 87.82 | |
| Life Time Fitness | 0.8 | $136M | 3.7M | 36.85 | |
| Reckitt Benckiser Group-unsp | 0.8 | $136M | 13M | 10.20 | |
| Genworth Financial (GNW) | 0.7 | $135M | 24M | 5.74 | |
| Sap (SAP) | 0.7 | $134M | 2.7M | 50.62 | |
| Novartis (NVS) | 0.7 | $132M | 2.4M | 55.77 | |
| MFA Mortgage Investments | 0.7 | $133M | 19M | 7.02 | |
| LVMH Moet Hennessy Louis Vuitton SA (LVMUY) | 0.7 | $132M | 4.9M | 26.74 | |
| Level 3 Communications | 0.7 | $132M | 89M | 1.49 | |
| Tes | 0.7 | $130M | 7.3M | 17.67 | |
| Canon (CAJPY) | 0.7 | $120M | 2.7M | 45.26 | |
| Entergy Corporation (ETR) | 0.7 | $119M | 1.8M | 66.29 | |
| MEMC Electronic Materials | 0.7 | $119M | 23M | 5.24 | |
| Hennes & Mauritz Ab (HNNMY) | 0.6 | $115M | 19M | 6.02 | |
| Carnival Corporation (CCL) | 0.6 | $113M | 3.7M | 30.30 | |
| Toyota Motor Corporation (TM) | 0.6 | $113M | 1.7M | 68.26 | |
| KKR Financial Holdings | 0.6 | $110M | 15M | 7.43 | |
| Novo Nordisk A/S (NVO) | 0.6 | $109M | 1.1M | 99.52 | |
| Fresenius Medical Care AG & Co. (FMS) | 0.6 | $109M | 1.6M | 67.53 | |
| Kingfisher (KGFHY) | 0.6 | $109M | 14M | 7.74 | |
| SandRidge Energy | 0.6 | $105M | 19M | 5.56 | |
| Annaly Capital Management | 0.6 | $99M | 6.0M | 16.63 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.6 | $101M | 1.8M | 55.16 | |
| Huntington Bancshares Inc pfd conv ser a | 0.6 | $101M | 96k | 1050.00 | |
| Kddi Corp-unsp (KDDIY) | 0.6 | $100M | 5.7M | 17.38 | |
| Credit Suisse Group | 0.5 | $98M | 3.7M | 26.24 | |
| BG | 0.5 | $99M | 1.0M | 96.70 | |
| Chimera Investment Corporation | 0.5 | $99M | 36M | 2.77 | |
| Banco Itau Holding Financeira (ITUB) | 0.5 | $97M | 6.2M | 15.52 | |
| Siemens (SIEGY) | 0.5 | $97M | 1.1M | 89.79 | |
| Canadian Natl Ry (CNI) | 0.5 | $95M | 1.4M | 66.58 | |
| Ares Capital Corporation (ARCC) | 0.5 | $95M | 6.9M | 13.77 | |
| Cnooc | 0.5 | $93M | 578k | 160.30 | |
| Telefonica (TEF) | 0.5 | $93M | 4.9M | 19.12 | |
| Alere | 0.5 | $94M | 4.8M | 19.65 | |
| Fifth Third Bancorp cnv pfd dep1/250 | 0.5 | $92M | 718k | 127.91 | |
| Assa Abloy Ab (ASAZY) | 0.5 | $91M | 8.7M | 10.39 | |
| Komatsu (KMTUY) | 0.5 | $89M | 4.0M | 22.04 | |
| Southern Copper Corporation (SCCO) | 0.5 | $86M | 3.4M | 24.99 | |
| Apollo Investment | 0.5 | $82M | 11M | 7.52 | |
| Fanuc Ltd-unpons (FANUY) | 0.5 | $81M | 3.5M | 23.42 | |
| ON Semiconductor (ON) | 0.4 | $80M | 11M | 7.18 | |
| Mitsubishi UFJ Financial (MUFG) | 0.4 | $79M | 18M | 4.45 | |
| Invesco Mortgage Capital | 0.4 | $78M | 5.5M | 14.13 | |
| Corning Incorporated (GLW) | 0.4 | $77M | 6.2M | 12.36 | |
| Community Health Systems (CYH) | 0.4 | $74M | 4.5M | 16.64 | |
| Solar Cap (SLRC) | 0.4 | $73M | 3.6M | 20.13 | |
| Inpex Corp (IPXHY) | 0.4 | $74M | 4.7M | 15.70 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $71M | 994k | 71.01 | |
| Oshkosh Corporation (OSK) | 0.4 | $71M | 4.5M | 15.74 | |
| adidas (ADDYY) | 0.4 | $72M | 2.3M | 30.71 | |
| ING Groep (ING) | 0.4 | $69M | 9.8M | 7.05 | |
| Tencent Holdings Ltd - (TCEHY) | 0.4 | $70M | 3.3M | 21.09 | |
| Publicis Groupe (PUBGY) | 0.4 | $68M | 3.2M | 21.07 | |
| SABMiller (SBMRY) | 0.4 | $68M | 2.1M | 32.83 | |
| Li & Fund | 0.4 | $68M | 20M | 3.40 | |
| Dassault Systemes (DASTY) | 0.4 | $65M | 905k | 71.42 | |
| Wal-mart de Mexico S A B de C V (WMMVY) | 0.4 | $65M | 2.8M | 22.99 | |
| Pulte (PHM) | 0.3 | $64M | 16M | 3.95 | |
| Industrial & Commercial Bank Of China (IDCBY) | 0.3 | $64M | 6.5M | 9.81 | |
| MercadoLibre (MELI) | 0.3 | $59M | 1.1M | 53.75 | |
| Volkswagen (VLKPY) | 0.3 | $58M | 2.1M | 26.85 | |
| Hong Kong Exchanges & Clear - (HKXCY) | 0.3 | $59M | 4.0M | 14.73 | |
| Sberbank Russia | 0.3 | $57M | 6.6M | 8.74 | |
| New Oriental Education & Tech | 0.3 | $56M | 2.4M | 22.97 | |
| SYSCO Corporation (SYY) | 0.3 | $55M | 2.1M | 25.90 | |
| Office Depot | 0.3 | $54M | 26M | 2.06 | |
| ARM Holdings | 0.3 | $53M | 2.1M | 25.50 | |
| Washington Real Estate Investment Trust (ELME) | 0.3 | $49M | 1.7M | 28.18 | |
| Global Crossing | 0.3 | $49M | 2.1M | 23.91 | |
| Canadian Natural Resources (CNQ) | 0.3 | $47M | 1.6M | 29.27 | |
| Hang Lung Properties (HLPPY) | 0.3 | $47M | 3.1M | 15.03 | |
| ArcelorMittal | 0.2 | $44M | 2.8M | 15.91 | |
| Flsmidth & Co A/s-un | 0.2 | $43M | 8.5M | 5.06 | |
| OfficeMax Incorporated | 0.2 | $40M | 8.2M | 4.85 | |
| Ens | 0.2 | $39M | 953k | 40.43 | |
| Teck Resources Ltd cl b (TECK) | 0.2 | $39M | 1.3M | 29.19 | |
| Capitol Federal Financial (CFFN) | 0.2 | $36M | 3.4M | 10.56 | |
| Centerpoint Energy Inc Vq 09-1 convert | 0.2 | $36M | 1.1M | 33.00 | |
| Paychex (PAYX) | 0.2 | $33M | 1.2M | 26.37 | |
| Och-Ziff Capital Management | 0.2 | $33M | 3.6M | 9.13 | |
| Walgreen Company | 0.2 | $30M | 920k | 32.89 | |
| AllianceBernstein Holding (AB) | 0.2 | $31M | 2.3M | 13.65 | |
| Amazon (AMZN) | 0.2 | $29M | 136k | 216.23 | |
| Capstead Mortgage Corporation | 0.2 | $29M | 2.5M | 11.54 | |
| Visa (V) | 0.1 | $27M | 314k | 85.72 | |
| Sterling Finl Corp Wash | 0.1 | $28M | 2.3M | 12.38 | |
| Qualcomm (QCOM) | 0.1 | $25M | 516k | 48.63 | |
| Fly Leasing | 0.1 | $26M | 2.3M | 11.35 | |
| Dynex Capital | 0.1 | $23M | 2.9M | 8.06 | |
| Intuit (INTU) | 0.1 | $24M | 514k | 47.44 | |
| Principal Finl Group Inc Pfdse p | 0.1 | $23M | 234k | 97.31 | |
| Two Harbors Investment | 0.1 | $22M | 2.5M | 8.83 | |
| Affiliated Managers (AMG) | 0.1 | $21M | 273k | 78.05 | |
| Medco Health Solutions | 0.1 | $22M | 469k | 46.89 | |
| EMC Corporation | 0.1 | $21M | 1.0M | 20.99 | |
| SPDR Gold Trust (GLD) | 0.1 | $21M | 136k | 158.06 | |
| HMS Holdings | 0.1 | $21M | 862k | 24.39 | |
| FedEx Corporation (FDX) | 0.1 | $19M | 287k | 67.68 | |
| Willis Group Holdings | 0.1 | $20M | 587k | 34.37 | |
| Anworth Mortgage Asset Corporation | 0.1 | $21M | 3.1M | 6.80 | |
| BroadSoft | 0.1 | $21M | 684k | 30.35 | |
| Vera Bradley (VRA) | 0.1 | $20M | 554k | 36.05 | |
| Baidu (BIDU) | 0.1 | $19M | 178k | 106.91 | |
| Lucent Tech Cap Trust I convert | 0.1 | $19M | 23k | 825.00 | |
| Centaur Funding Corp p | 0.1 | $17M | 15k | 1155.33 | |
| ZOLL Medical Corporation | 0.1 | $16M | 435k | 37.74 | |
| Baker Hughes Incorporated | 0.1 | $16M | 352k | 46.15 | |
| Encore Capital (ECPG) | 0.1 | $16M | 729k | 21.85 | |
| SBA Communications Corporation | 0.1 | $17M | 498k | 34.48 | |
| RSC Holdings | 0.1 | $16M | 2.3M | 7.13 | |
| Riverbed Technology | 0.1 | $16M | 800k | 19.96 | |
| SVB Financial (SIVBQ) | 0.1 | $14M | 388k | 37.00 | |
| RightNow Technologies | 0.1 | $14M | 420k | 33.05 | |
| SolarWinds | 0.1 | $14M | 643k | 22.02 | |
| Citigroup Cap. p | 0.1 | $15M | 600k | 25.10 | |
| Alexandria Real Estate Equitie conv prf | 0.1 | $13M | 514k | 24.25 | |
| Fusion-io | 0.1 | $12M | 637k | 19.00 | |
| Gentex Corporation (GNTX) | 0.1 | $11M | 452k | 24.05 | |
| Farm Cr Bk Tex Perp Non Cumula p | 0.1 | $12M | 10k | 1154.70 | |
| Continental Resources | 0.1 | $9.7M | 201k | 48.37 | |
| Urban Outfitters (URBN) | 0.1 | $8.7M | 389k | 22.31 | |
| Portfolio Recovery Associates | 0.1 | $8.3M | 133k | 62.22 | |
| SuccessFactors | 0.1 | $8.6M | 373k | 22.99 | |
| Taiwan Semiconductor Mfg (TSM) | 0.0 | $6.5M | 570k | 11.43 | |
| Makemytrip Limited Mauritius (MMYT) | 0.0 | $6.5M | 294k | 22.08 | |
| First Tenn Bk N A Memphis Tenn p | 0.0 | $7.6M | 12k | 635.00 | |
| Universal Corporation (UVV) | 0.0 | $5.2M | 146k | 35.86 | |
| PriceSmart (PSMT) | 0.0 | $5.4M | 87k | 62.32 | |
| Bank Of America Corp Qtr Lib + p (BML.PH) | 0.0 | $5.0M | 420k | 11.79 | |
| Interxion Holding | 0.0 | $5.0M | 427k | 11.81 | |
| 7 Days Group Holdings | 0.0 | $4.0M | 316k | 12.66 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $3.4M | 30k | 113.13 | |
| Las Vegas Sands (LVS) | 0.0 | $2.9M | 76k | 38.34 | |
| Trinity Industries (TRN) | 0.0 | $4.4M | 206k | 21.41 | |
| Constant Contact | 0.0 | $3.3M | 190k | 17.29 | |
| Barclays Bank | 0.0 | $4.2M | 200k | 21.14 | |
| Exfo | 0.0 | $3.5M | 577k | 6.13 | |
| Falcons Funding Trust I 144a p | 0.0 | $3.1M | 3.0k | 1046.33 | |
| Solar Capital | 0.0 | $3.0M | 150k | 20.13 | |
| Infosys Technologies (INFY) | 0.0 | $1.3M | 25k | 51.08 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.0 | $1.8M | 52k | 35.10 | |
| BancorpSouth | 0.0 | $1.3M | 153k | 8.78 | |
| Colgate-Palmolive Company (CL) | 0.0 | $1.9M | 22k | 88.67 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $2.7M | 56k | 47.78 | |
| Fifth Third Ban (FITB) | 0.0 | $1.5M | 152k | 10.10 | |
| Credicorp (BAP) | 0.0 | $1.8M | 19k | 92.20 | |
| Morgan Stanley Pfd A preferr (MS.PA) | 0.0 | $1.9M | 120k | 15.85 | |
| Summit Hotel Properties (INN) | 0.0 | $2.5M | 358k | 7.06 | |
| Qihoo 360 Technologies Co Lt | 0.0 | $1.5M | 93k | 16.34 | |
| Cooper Companies | 0.0 | $222k | 2.8k | 79.29 | |
| Fiserv (FI) | 0.0 | $460k | 9.1k | 50.81 | |
| Amedisys (AMED) | 0.0 | $200k | 14k | 14.81 | |
| Macquarie Infrastructure Company | 0.0 | $714k | 32k | 22.45 | |
| JINPAN International | 0.0 | $223k | 28k | 7.91 | |
| BofI Holding | 0.0 | $316k | 24k | 13.45 | |
| Jazz Pharmaceuticals | 0.0 | $241k | 5.8k | 41.55 | |
| Primo Water Corporation | 0.0 | $696k | 123k | 5.64 | |
| Noah Holdings (NOAH) | 0.0 | $591k | 64k | 9.19 | |
| Scor Se (SCRYY) | 0.0 | $28k | 13k | 2.15 | |
| Heinz Finance Co Pfd p | 0.0 | $536k | 5.00 | 107200.00 | |
| Arcos Dorados Holdings (ARCO) | 0.0 | $631k | 27k | 23.18 | |
| Dunkin' Brands Group | 0.0 | $258k | 9.3k | 27.74 | |
| Htc Corp - Reg S Gdr | 0.0 | $535k | 6.6k | 81.01 |
