UBS O'Connor

Ubs Oconnor as of Sept. 30, 2019

Portfolio Holdings for Ubs Oconnor

Ubs Oconnor holds 269 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Altaba 4.4 $72M 3.7M 19.48
Tesla Inc note 2.000% 5/1 4.1 $67M 66M 1.02
Dish Network Corp note 2.375% 3/1 2.7 $45M 51M 0.88
Post Holdings Inc Common (POST) 2.3 $38M 355k 105.84
Medicines Company 2.750000 07/15/2023 bond 2.1 $34M 28M 1.22
Caesars Entmt Corp note 5.000%10/0 2.1 $34M 52M 0.66
Acorda Therap note 1.75% 6/15 1.9 $31M 40M 0.79
Allscripts Healthcare So conv 1.8 $30M 30M 0.99
BHP Billiton 1.7 $28M 659k 42.84
Experience Investment Corp unit 09/01/2026 1.6 $27M 2.7M 10.01
Apex Technology Acquisitn Co unit 06/11/2026 1.6 $26M 2.5M 10.19
Dermira Inc note 3.000% 5/1 1.5 $25M 30M 0.84
Willis Towers Watson (WTW) 1.5 $25M 130k 192.97
Amag Pharmaceuticals Inc note 2.500% 2/1 1.5 $25M 30M 0.83
Citrix Systems 1.5 $24M 250k 96.52
Alder Biopharmaceuticals 1.4 $24M 1.2M 18.86
Walt Disney Company (DIS) 1.4 $24M 180k 130.32
New Providence Acquisitin Co unit 09/01/2024 1.4 $23M 2.3M 10.07
Facebook Inc cl a (META) 1.3 $22M 123k 178.08
New Frontier Corp 1.3 $21M 2.1M 10.18
Becton, Dickinson and (BDX) 1.2 $20M 80k 252.96
Paratek Pharmaceuticals Inc note 4.750% 5/0 1.2 $20M 28M 0.72
Tkk Symphony Acquistion Cor 1.2 $20M 1.9M 10.16
Acamar Partners Acqsition Co cl a 1.2 $20M 2.0M 9.96
Fiserv (FI) 1.1 $19M 180k 103.59
Fintech Acquisition Corp Iii 1.0 $17M 1.7M 10.06
Financial Select Sector SPDR (XLF) 1.0 $17M 600k 28.00
Dropbox Inc-class A (DBX) 1.0 $17M 834k 20.17
Medicines Company conv 1.0 $17M 11M 1.52
Tuscan Holdings Corp 0.9 $16M 1.6M 9.80
Verizon Communications (VZ) 0.9 $15M 250k 60.36
Intelsat S A note 4.500% 6/1 0.9 $15M 10M 1.49
Sentinel Energy Svcs Inc cl a 0.9 $15M 1.4M 10.27
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.9 $14M 200k 71.14
Boxwood Merger Corp 0.8 $14M 1.4M 10.08
Clovis Oncology Inc note 1.250% 5/0 0.8 $14M 30M 0.45
California Res Corp 0.8 $13M 3.5M 3.78
Leo Holdings Corp 0.8 $13M 1.3M 10.24
RPM International (RPM) 0.8 $13M 190k 68.81
Social Cap Hedosophia Hldgs cl a 0.8 $13M 1.2M 10.70
Tesla Motors Inc bond 0.8 $13M 13M 0.98
Greensky Inc Class A 0.8 $13M 1.8M 6.84
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.8 $13M 50k 250.64
Elanco Animal Health (ELAN) 0.8 $13M 470k 26.59
ConAgra Foods (CAG) 0.7 $12M 400k 30.68
Gaming & Leisure Pptys (GLPI) 0.7 $12M 315k 38.24
eBay (EBAY) 0.7 $12M 300k 38.98
Caretrust Reit (CTRE) 0.7 $11M 481k 23.51
Act Ii Global Acquisition Co Cl A (ACTT) 0.7 $11M 1.2M 9.85
Hope Bancorp Inc note 2.000% 5/1 0.7 $11M 12M 0.92
Herbalife Ltd Com Stk (HLF) 0.6 $11M 280k 37.86
Sun Communities (SUI) 0.6 $10M 68k 148.45
Smiledirectclub (SDCCQ) 0.6 $9.7M 700k 13.88
Ryman Hospitality Pptys (RHP) 0.6 $9.5M 116k 81.81
Sabre (SABR) 0.6 $9.6M 430k 22.40
Liberty Media Corporation convertible security 0.6 $9.4M 7.5M 1.25
salesforce (CRM) 0.6 $9.3M 63k 148.45
Equity Lifestyle Properties (ELS) 0.6 $9.1M 68k 133.60
Alexandria Real Estate Equities (ARE) 0.6 $9.0M 58k 154.04
National Retail Properties (NNN) 0.6 $9.1M 162k 56.40
Cousins Properties (CUZ) 0.5 $8.7M 232k 37.59
Gigcapital2 Acq Corp 0.5 $8.4M 858k 9.83
Cdk Global Inc equities 0.5 $8.2M 170k 48.09
Four Corners Ppty Tr (FCPT) 0.5 $8.0M 283k 28.28
Mid-America Apartment (MAA) 0.5 $7.9M 61k 130.02
AvalonBay Communities (AVB) 0.5 $7.9M 37k 215.34
Grubhub 0.5 $7.9M 140k 56.21
Owl Rock Capital Corporation (OBDC) 0.5 $7.7M 487k 15.77
Alibaba Group Holding (BABA) 0.5 $7.6M 45k 167.23
Protalix Biotherapeutics Inc note 7.500%11/1 0.5 $7.6M 8.0M 0.95
Silver Spike Acquisition Unt 0.5 $7.4M 737k 10.09
Vici Pptys (VICI) 0.4 $7.3M 323k 22.65
Dfb Healthcare Acquistion 0.4 $7.2M 707k 10.20
Interxion Holding 0.4 $6.8M 83k 81.46
Healthcare Tr Amer Inc cl a 0.4 $6.7M 227k 29.38
Cloudera 0.4 $6.6M 750k 8.86
National Health Investors (NHI) 0.4 $6.4M 77k 82.39
EastGroup Properties (EGP) 0.4 $6.3M 50k 125.02
Retail Properties Of America 0.4 $6.2M 507k 12.32
Extra Space Storage (EXR) 0.4 $6.2M 53k 116.81
Tpg Pace Hldgs Corp cl a 0.4 $6.0M 3.5M 1.72
Cardlytics (CDLX) 0.4 $6.0M 180k 33.52
First Industrial Realty Trust (FR) 0.3 $5.6M 141k 39.56
Federal Realty Inv. Trust 0.3 $5.7M 42k 136.14
Weingarten Realty Investors 0.3 $5.6M 193k 29.13
Americold Rlty Tr (COLD) 0.3 $5.6M 150k 37.07
Epr Properties (EPR) 0.3 $5.5M 72k 76.85
Mgm Growth Properties 0.3 $5.5M 181k 30.05
Douglas Emmett (DEI) 0.3 $5.2M 121k 42.83
PS Business Parks 0.3 $5.2M 28k 181.94
American Campus Communities 0.3 $5.0M 104k 48.08
Sc Health Corp 0.3 $5.0M 500k 9.91
LTC Properties (LTC) 0.3 $4.8M 94k 51.22
Tesla Motors (TSLA) 0.3 $4.8M 166k 29.04
National Vision Hldgs (EYE) 0.3 $4.8M 200k 24.07
Outfront Media 0.3 $4.7M 168k 27.78
Dish Network Corp note 3.375% 8/1 0.3 $4.6M 5.0M 0.92
Teligent Inc New bond 0.3 $4.6M 8.0M 0.58
Insurance Acquisition Corp unit 03/31/2024 0.3 $4.7M 450k 10.42
Crescent Acquisition Corp 0.3 $4.7M 475k 9.88
Twelve Seas Investment Compa 0.3 $4.4M 430k 10.24
Cf Fin Acquisition Corp 0.2 $4.1M 400k 10.14
Piedmont Office Realty Trust (PDM) 0.2 $3.9M 186k 20.88
Replay Acquisition Corp 0.2 $4.0M 400k 9.93
Mallinckrodt Pub 0.2 $3.7M 1.2M 3.01
Plains Gp Holdings Lp-cl A (PAGP) 0.2 $3.8M 179k 21.23
Chaserg Technlgy Acquisitn C class a 0.2 $3.8M 377k 10.01
Sotheby's 0.2 $3.7M 65k 56.98
Highwoods Properties (HIW) 0.2 $3.6M 81k 44.94
Camden Property Trust (CPT) 0.2 $3.6M 33k 111.01
Mimecast 0.2 $3.6M 100k 35.67
Insurance Acquisition Corp cl a 0.2 $3.7M 375k 9.85
Transocean (RIG) 0.2 $3.5M 1.9M 1.89
Servicenow (NOW) 0.2 $3.4M 14k 253.85
Jd (JD) 0.2 $3.5M 122k 28.21
Trinity Merger Corp 0.2 $3.4M 2.7M 1.26
Prologis (PLD) 0.2 $3.3M 39k 85.23
Amazon (AMZN) 0.2 $3.2M 1.9k 1735.68
Knowles (KN) 0.2 $3.1M 150k 20.34
Gores Holdings Iii 0.2 $3.1M 305k 10.11
Datadog Inc Cl A (DDOG) 0.2 $3.1M 92k 33.91
NVR (NVR) 0.2 $3.0M 797.00 3717.69
Duke Realty Corporation 0.2 $3.0M 90k 33.97
Life Storage Inc reit 0.2 $3.0M 29k 105.42
Mosaic Acquisition Corp 0.2 $2.9M 2.6M 1.12
Pinduoduo (PDD) 0.2 $2.9M 89k 32.22
Proofpoint 0.2 $2.6M 20k 129.06
American Homes 4 Rent-a reit (AMH) 0.2 $2.6M 102k 25.89
Spartan Energy Acquisition Cl A Unt 0.2 $2.6M 250k 10.36
Hennessy Cap Acqustion Corp Cl A 0.2 $2.7M 267k 10.07
Pure Storage Inc - Class A (PSTG) 0.1 $2.5M 150k 16.94
Ww Intl 0.1 $2.5M 245k 10.04
New Oriental Education & Tech 0.1 $2.3M 21k 110.76
Equinix (EQIX) 0.1 $2.3M 4.0k 576.75
Medallia 0.1 $2.4M 87k 27.42
Switchback Energy Acquisitio 0.1 $2.3M 2.6M 0.89
Nxp Semiconductors N V (NXPI) 0.1 $2.2M 20k 109.10
Paypal Holdings (PYPL) 0.1 $2.1M 20k 103.60
Gigcapital 0.1 $2.1M 200k 10.37
Pivotal Acquisition Cl A Ord 0.1 $2.2M 215k 10.18
Crowdstrike Hldgs Inc cl a (CRWD) 0.1 $2.1M 36k 58.30
Network Associates Inc cl a (NET) 0.1 $2.2M 117k 18.57
Livongo Health 0.1 $2.2M 127k 17.44
PGT 0.1 $2.0M 117k 17.27
Assertio Therapeutics 0.1 $1.9M 1.5M 1.28
360 Finance Inc ads (QFIN) 0.1 $2.0M 219k 8.90
Ctrip.com International 0.1 $1.8M 63k 29.30
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $1.8M 5.0M 0.37
Momo 0.1 $1.8M 58k 30.97
Wabtec Corporation (WAB) 0.1 $1.6M 22k 71.88
Allakos 0.1 $1.6M 21k 78.62
So Young International (SY) 0.1 $1.7M 186k 9.23
Tortoise Acquisition Corp cl a 0.1 $1.6M 168k 9.83
Health Catalyst (HCAT) 0.1 $1.7M 54k 31.63
Ping Identity Hldg Corp 0.1 $1.6M 94k 17.25
TAL Education (TAL) 0.1 $1.5M 44k 34.25
Depomed Inc conv 0.1 $1.6M 2.1M 0.74
Wyndham Hotels And Resorts (WH) 0.1 $1.5M 29k 51.73
Graftech International (EAF) 0.1 $1.5M 116k 12.80
Gty Govtech Inc gty govtech 0.1 $1.5M 2.5M 0.61
Turning Point Therapeutics I 0.1 $1.5M 39k 37.59
South Mtn Merger Corp 0.1 $1.5M 1.9M 0.80
Churchill Cap Corp Ii cl a 0.1 $1.5M 1.0M 1.48
Core Laboratories 0.1 $1.4M 30k 46.63
Baidu (BIDU) 0.1 $1.3M 13k 102.72
Taubman Centers 0.1 $1.4M 33k 40.84
Ringcentral (RNG) 0.1 $1.3M 10k 125.70
Synchrony Financial (SYF) 0.1 $1.4M 40k 34.10
Surgery Partners (SGRY) 0.1 $1.3M 175k 7.38
Clear Channel Outdoor Holdings (CCO) 0.1 $1.4M 550k 2.52
Silk Road Medical Inc Common 0.1 $1.3M 39k 32.52
Venator Materials 0.1 $1.1M 450k 2.44
Lithium Americas Corp 0.1 $1.2M 400k 3.05
Regalwood Global Energy 0.1 $1.2M 2.0M 0.57
Cornerstone Buil 0.1 $1.2M 200k 6.05
Fiverr Intl Ltd ord (FVRR) 0.1 $1.1M 61k 18.71
10x Genomics Inc Cl A (TXG) 0.1 $1.1M 22k 50.41
Dynatrace (DT) 0.1 $1.2M 64k 18.67
Afya Ltd cl a (AFYA) 0.1 $1.2M 48k 25.63
Netflix (NFLX) 0.1 $1.1M 81k 13.04
NetEase (NTES) 0.1 $974k 3.7k 266.19
Lumentum Hldgs (LITE) 0.1 $937k 18k 53.54
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $913k 1.0M 0.91
Nuance Communications Inc Dbcv 1.00012/1 0.1 $949k 1.0M 0.95
Finisar Corp note 0.500%12/1 0.1 $997k 1.0M 1.00
New Relic Inc note 0.500% 5/0 0.1 $947k 1.0M 0.95
Pure Storage Inc note 0.125% 4/1 0.1 $987k 1.0M 0.99
Vishay Intertechnology convertible security 0.1 $936k 1.0M 0.94
Netfin Acquisition Corp unit 08/01/2024 0.1 $1.0M 100k 10.09
GameStop (GME) 0.1 $803k 758k 1.06
Skyworks Solutions (SWKS) 0.1 $792k 10k 79.20
Brandywine Realty Trust (BDN) 0.1 $764k 50k 15.16
Senseonics Hldgs (SENS) 0.1 $791k 800k 0.99
Ensco Jersey Fin Ltd note 3.000% 1/3 0.1 $845k 1.0M 0.84
Pyx 0.1 $800k 95k 8.44
Healthcare Realty Trust Incorporated 0.0 $697k 21k 33.51
CoreSite Realty 0.0 $707k 5.8k 121.90
Sanofi Aventis Wi Conval Rt 0.0 $657k 1.2M 0.57
Redhill Biopharma Ltd cmn 0.0 $586k 83k 7.04
Hertz Global Holdings 0.0 $634k 295k 2.15
Chesapeake Energy Corp convertible security 0.0 $660k 1.0M 0.66
Zscaler Incorporated (ZS) 0.0 $591k 13k 47.28
Uber Technologies (UBER) 0.0 $620k 400k 1.55
Diamond Eagle Acquisition Corp diamond eagle acq cl a 0.0 $591k 651k 0.91
Netfin Acquisition Corp shs cl a 0.0 $722k 2.4M 0.29
Spdr S&p 500 Etf (SPY) 0.0 $445k 3.0M 0.15
QEP Resources 0.0 $417k 94k 4.46
Aldeyra Therapeutics (ALDX) 0.0 $487k 93k 5.26
Eiger Biopharmaceuticals 0.0 $527k 51k 10.25
Goodrich Petroleum 0.0 $468k 44k 10.64
Leisure Acquisition Corp 0.0 $480k 631k 0.76
Iterum Therapeutics 0.0 $523k 89k 5.90
Spartan Energy Acquisition Cl A Ord 0.0 $502k 774k 0.65
Lyft (LYFT) 0.0 $510k 13k 40.80
Trine Acquisition Cl A Ord 0.0 $451k 584k 0.77
Pivotal Acq Corp Ii 0.0 $468k 450k 1.04
Thunder Brdg Acquistion Ii L unit 99/99/9999 0.0 $509k 50k 10.18
Range Resources (RRC) 0.0 $254k 55k 4.65
International Business Machines (IBM) 0.0 $364k 2.5k 145.60
PG&E Corporation (PCG) 0.0 $266k 400k 0.67
58 Com Inc spon adr rep a 0.0 $367k 7.4k 49.27
Endo International 0.0 $357k 3.5M 0.10
Mobileiron 0.0 $327k 50k 6.54
Alphabet Inc Class A cs (GOOGL) 0.0 $366k 300.00 1220.00
Angi Homeservices 0.0 $248k 35k 7.09
Svmk Inc ordinary shares 0.0 $342k 20k 17.10
Megalith Finl Acquisition Co cl a 0.0 $325k 919k 0.35
Provention Bio 0.0 $273k 40k 6.83
Kosmos Energy (KOS) 0.0 $285k 46k 6.24
Phreesia (PHR) 0.0 $380k 16k 24.22
General Electric Company 0.0 $165k 2.0M 0.08
Pitney Bowes (PBI) 0.0 $99k 62k 1.61
Goodyear Tire & Rubber Company (GT) 0.0 $200k 200k 1.00
United States Oil Fund 0.0 $132k 500k 0.26
Martin Midstream Partners (MMLP) 0.0 $125k 46k 2.74
Revlon 0.0 $147k 63k 2.35
Nabors Industries 0.0 $98k 62k 1.58
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $132k 250k 0.53
Beasley Broadcast 0.0 $227k 73k 3.11
Zayo Group Hldgs 0.0 $161k 230k 0.70
Axalta Coating Sys (AXTA) 0.0 $86k 288k 0.30
Nielsen Hldgs Plc Shs Eur 0.0 $124k 21k 5.96
Workhorse Group Inc ordinary shares 0.0 $108k 31k 3.50
Flexshopper (FPAY) 0.0 $117k 200k 0.58
Legacy Acquisition Corp 0.0 $179k 550k 0.33
Adt (ADT) 0.0 $120k 142k 0.85
Lf Cap Acquisition Corp cl a 0.0 $175k 425k 0.41
Electrameccanica Vehs Corp 0.0 $126k 350k 0.36
Collier Creek Holdings 0.0 $140k 100k 1.40
Diamondpeak Hldgs Cor 0.0 $208k 250k 0.83
Rmg Acquisition Corp cl a 0.0 $145k 200k 0.72
Haymaker Acquisition Corp Ii 0.0 $192k 145k 1.32
iStar Financial 0.0 $3.0k 135k 0.02
Starwood Property Trust (STWD) 0.0 $3.0k 60k 0.05
Lennar Corporation (LEN) 0.0 $2.0k 20k 0.10
Mattel (MAT) 0.0 $76k 1.1M 0.07
Harley-Davidson (HOG) 0.0 $31k 50k 0.62
DaVita (DVA) 0.0 $2.0k 100k 0.02
Rent-A-Center (UPBD) 0.0 $26k 342k 0.08
Ford Motor Company (F) 0.0 $2.0k 100k 0.02
Freeport-McMoRan Copper & Gold (FCX) 0.0 $22k 750k 0.03
United States Steel Corporation 0.0 $58k 500k 0.12
Allegheny Technologies Incorporated (ATI) 0.0 $75k 50k 1.50
Navient Corporation equity (NAVI) 0.0 $25k 84k 0.30
Geo Group Inc/the reit (GEO) 0.0 $47k 28k 1.70
Cnx Resources Corporation (CNX) 0.0 $75k 52k 1.45
Invesco Qqq Trust Series 1 (QQQ) 0.0 $1.0k 20k 0.05
Invesco Senior Loan Etf otr (BKLN) 0.0 $25k 1.0M 0.03
Genocea Biosciences (GNCAQ) 0.0 $5.1k 1.8M 0.00