Verity Asset Management

Verity Asset Management as of Sept. 30, 2016

Portfolio Holdings for Verity Asset Management

Verity Asset Management holds 113 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 7.7 $8.3M 82k 101.40
Powershares Senior Loan Portfo mf 5.6 $6.0M 258k 23.21
SPDR Dow Jones Industrial Average ETF (DIA) 4.3 $4.7M 26k 182.78
iShares NASDAQ Biotechnology Index (IBB) 3.5 $3.7M 13k 289.50
Ishares Tr fltg rate nt (FLOT) 3.3 $3.5M 69k 50.74
Vanguard Charlotte Fds intl bd idx etf (BNDX) 3.1 $3.3M 59k 56.03
iShares Dow Jones US Home Const. (ITB) 2.6 $2.7M 100k 27.55
PowerShares Water Resources 2.6 $2.7M 112k 24.60
iShares S&P NA Tec.-SW. Idx. Fund (IGV) 2.3 $2.5M 22k 113.52
iShares iBoxx $ High Yid Corp Bond (HYG) 2.3 $2.5M 28k 87.26
iShares Russell 2000 Index (IWM) 2.3 $2.4M 20k 124.19
PowerShares QQQ Trust, Series 1 2.0 $2.2M 19k 118.74
WisdomTree India Earnings Fund (EPI) 2.0 $2.1M 99k 21.62
ProShares Short MSCI EAFE (EFZ) 1.9 $2.1M 66k 31.56
Consumer Discretionary SPDR (XLY) 1.9 $2.0M 25k 80.03
Vanguard Total Bond Market ETF (BND) 1.9 $2.0M 24k 84.12
Proshares Ultrashort 20+y Tr etf (TBT) 1.9 $2.0M 63k 31.60
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 1.8 $1.9M 24k 81.64
Proshares Tr short s&p 500 ne (SH) 1.6 $1.7M 44k 38.06
Apple (AAPL) 1.5 $1.6M 15k 113.03
Northern Trust Corporation (NTRS) 1.5 $1.6M 23k 68.00
Triangle Capital Corporation 1.4 $1.5M 76k 19.69
Honeywell International (HON) 1.2 $1.3M 12k 116.55
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 1.2 $1.3M 15k 89.56
Vanguard Malvern Fds strm infproidx (VTIP) 1.2 $1.3M 27k 49.63
Berkshire Hathaway (BRK.B) 1.2 $1.3M 8.9k 144.51
iShares Dow Jones Transport. Avg. (IYT) 1.2 $1.3M 8.9k 145.29
Claymore Exchange Trd Fd Tr guggenheim sol 1.2 $1.3M 64k 20.30
Bristol Myers Squibb (BMY) 1.2 $1.3M 24k 53.92
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.1 $1.1M 9.3k 123.23
iShares S&P US Pref Stock Idx Fnd (PFF) 1.0 $1.1M 27k 39.51
Powershares Etf Tr Ii var rate pfd por 1.0 $1.0M 40k 25.50
HDFC Bank (HDB) 0.9 $1.0M 14k 71.86
Hasbro (HAS) 0.9 $952k 12k 79.31
Wal-Mart Stores (WMT) 0.9 $958k 13k 72.10
Vulcan Materials Company (VMC) 0.9 $959k 8.4k 113.71
Vanguard Emerging Markets ETF (VWO) 0.9 $931k 25k 37.62
Paypal Holdings (PYPL) 0.8 $888k 22k 40.99
International Business Machines (IBM) 0.8 $884k 5.6k 158.91
Health Care SPDR (XLV) 0.8 $861k 12k 72.08
Coca Cola European Partners (CCEP) 0.8 $838k 21k 39.92
Skechers USA (SKX) 0.7 $776k 34k 22.90
Mohawk Industries (MHK) 0.7 $763k 3.8k 200.37
BHP Billiton (BHP) 0.7 $735k 21k 34.64
Alphabet Inc Class A cs (GOOGL) 0.7 $740k 920.00 804.35
Cisco Systems (CSCO) 0.7 $713k 23k 31.73
Adobe Systems Incorporated (ADBE) 0.6 $666k 6.1k 108.58
Microsoft Corporation (MSFT) 0.6 $642k 11k 57.61
PowerShares DB US Dollar Index Bullish 0.6 $642k 26k 24.67
Nike (NKE) 0.6 $626k 12k 52.61
CVS Caremark Corporation (CVS) 0.6 $607k 6.8k 88.95
Schwab Strategic Tr us dividend eq (SCHD) 0.5 $566k 13k 42.33
Agrium 0.5 $528k 5.8k 90.61
Archer Daniels Midland Company (ADM) 0.4 $440k 10k 42.19
General Electric Company 0.4 $443k 15k 29.59
Ventas (VTR) 0.4 $439k 6.2k 70.69
AmeriGas Partners 0.4 $429k 9.4k 45.71
Landstar System (LSTR) 0.4 $422k 6.2k 68.10
Welltower Inc Com reit (WELL) 0.4 $418k 5.6k 74.71
iShares Lehman Aggregate Bond (AGG) 0.4 $390k 3.5k 112.33
Vanguard Total Stock Market ETF (VTI) 0.3 $355k 3.2k 111.25
Altria (MO) 0.3 $344k 5.4k 63.25
Emerson Electric (EMR) 0.3 $336k 6.2k 54.47
Ares Capital Corporation (ARCC) 0.3 $328k 21k 15.48
First Trust DJ Internet Index Fund (FDN) 0.3 $329k 4.0k 81.52
Southern Company (SO) 0.3 $323k 6.3k 51.34
Magellan Midstream Partners 0.3 $317k 4.5k 70.76
Duke Energy (DUK) 0.3 $311k 3.9k 80.03
Philip Morris International (PM) 0.3 $289k 3.0k 97.24
Gentex Corporation (GNTX) 0.3 $294k 17k 17.58
Vanguard Dividend Appreciation ETF (VIG) 0.3 $288k 3.4k 83.82
Main Street Capital Corporation (MAIN) 0.3 $287k 8.4k 34.37
Johnson & Johnson (JNJ) 0.3 $284k 2.4k 118.04
American Eagle Outfitters (AEO) 0.3 $282k 16k 17.83
Verizon Communications (VZ) 0.3 $276k 5.3k 51.89
BB&T Corporation 0.3 $277k 7.4k 37.67
Southwest Airlines (LUV) 0.3 $278k 7.1k 38.92
Omega Healthcare Investors (OHI) 0.3 $278k 7.8k 35.50
Coca-Cola Company (KO) 0.2 $268k 6.3k 42.37
Paychex (PAYX) 0.2 $272k 4.7k 57.93
Spectra Energy Partners 0.2 $258k 5.9k 43.73
Meridian Bioscience 0.2 $254k 13k 19.29
Claymore Etf gug blt2016 hy 0.2 $256k 9.9k 25.80
Twitter 0.2 $256k 11k 23.03
Viavi Solutions Inc equities (VIAV) 0.2 $258k 35k 7.38
Compass Minerals International (CMP) 0.2 $251k 3.4k 73.69
Procter & Gamble Company (PG) 0.2 $252k 2.8k 89.84
Biogen Idec (BIIB) 0.2 $245k 782.00 313.30
TJX Companies (TJX) 0.2 $249k 3.3k 74.73
Valmont Industries (VMI) 0.2 $246k 1.8k 134.50
iShares MSCI Emerging Markets Indx (EEM) 0.2 $237k 6.3k 37.49
Wells Fargo & Company (WFC) 0.2 $231k 5.2k 44.20
Materials SPDR (XLB) 0.2 $238k 5.0k 47.77
Dick's Sporting Goods (DKS) 0.2 $222k 3.9k 56.79
L-3 Communications Holdings 0.2 $229k 1.5k 150.56
Stag Industrial (STAG) 0.2 $228k 9.3k 24.53
United Parcel Service (UPS) 0.2 $214k 2.0k 109.35
Cooper Companies 0.2 $218k 1.2k 179.13
Harman International Industries 0.2 $207k 2.5k 84.35
TowneBank (TOWN) 0.2 $204k 8.5k 24.08
ADR Deutsche Bk Ag Ldn ps gold ds (DZZ) 0.2 $209k 39k 5.32
Neophotonics Corp 0.2 $202k 12k 16.31
United States Oil Fund 0.2 $186k 17k 10.96
Helix Energy Solutions (HLX) 0.2 $178k 22k 8.12
Astoria Financial Corporation 0.2 $174k 12k 14.64
Sinovac Biotech (SVA) 0.2 $175k 30k 5.89
Global X Fds global x uranium (URA) 0.1 $140k 11k 13.07
Infinera (INFN) 0.1 $104k 12k 9.07
Weatherford Intl Plc ord 0.1 $95k 17k 5.62
Invitae (NVTAQ) 0.1 $92k 11k 8.76
Ur-energy (URG) 0.1 $75k 149k 0.50
Good Times Restaurants (GTIM) 0.1 $80k 24k 3.37
Special Divrs Opptys 0.1 $65k 68k 0.95