Vertex One Asset Management

Vertex One Asset Management as of Sept. 30, 2013

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 104 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Deckers Outdoor Corporation (DECK) 8.2 $60M 912k 65.92
ROYAL BK SCOTLAND Group Plc sp adr pref t 5.5 $41M 1.7M 23.49
ING Groep (ING) 4.5 $34M 3.0M 11.35
Zynga 4.5 $33M 9.1M 3.68
Talisman Energy Inc Com Stk 4.2 $31M 2.7M 11.50
Onyx Pharmaceuticals 3.5 $26M 208k 124.67
Elan Corporation 3.2 $24M 1.5M 15.58
Royal Bank of Scotland 2.7 $20M 1.7M 11.59
Arbitron 2.7 $20M 409k 48.00
Greenlight Capital Re Ltd cl a (GLRE) 2.6 $19M 671k 28.44
Lender Processing Services 2.4 $18M 525k 33.27
Platinum Underwriter/ptp 2.3 $17M 284k 59.73
Montpelier Re Holdings/mrh 2.1 $16M 600k 26.05
Synovus Financial 2.1 $15M 4.7M 3.30
Partner Re 2.0 $15M 164k 91.54
Genworth Financial (GNW) 1.9 $14M 1.1M 12.79
Jabil Circuit (JBL) 1.9 $14M 649k 21.68
Central European Media sr nt cv 5%15 1.9 $14M 15M 0.96
Mattel (MAT) 1.7 $12M 297k 41.86
Dell 1.7 $12M 899k 13.77
Berry Petroleum Company 1.6 $12M 283k 43.13
Citigroup (C) 1.6 $12M 241k 48.51
Molex Incorporated 1.5 $11M 295k 38.28
Pfizer (PFE) 1.5 $11M 384k 28.71
Unisys Corporation (UIS) 1.3 $9.3M 370k 25.19
Hudson City Ban 1.2 $9.1M 1.0M 9.05
Take-Two Interactive Software (TTWO) 1.2 $9.1M 500k 18.16
Spreadtrum Communications 1.1 $8.4M 275k 30.46
NYSE Euronext 1.1 $8.3M 197k 41.98
Xl Group 1.1 $8.2M 265k 30.82
Liberty Media 1.1 $8.1M 55k 147.15
Banco Santander (SAN) 1.0 $7.5M 916k 8.17
Blackstone 1.0 $7.3M 292k 24.89
Celestica (CLS) 0.9 $6.8M 614k 11.03
Lin Media 0.9 $6.4M 318k 20.29
Merck & Co (MRK) 0.8 $6.2M 130k 47.61
American Realty Capital Prop 0.8 $6.1M 500k 12.20
Beazer Homes Usa (BZH) 0.8 $6.0M 334k 18.00
Aspen Insurance Holdings 0.8 $5.7M 158k 36.29
Life Technologies 0.8 $5.6M 75k 74.83
Hovnanian Enterprises 0.8 $5.5M 1.1M 5.23
Spartan Stores 0.7 $5.4M 244k 22.06
Sotheby's 0.7 $4.9M 100k 49.13
Key (KEY) 0.7 $4.9M 433k 11.40
Plum Creek Timber 0.7 $4.8M 103k 46.83
Bristol Myers Squibb (BMY) 0.6 $4.7M 101k 46.28
Xerox Corporation 0.6 $4.3M 421k 10.29
Regions Financial Corporation (RF) 0.6 $4.3M 462k 9.26
Zions Bancorporation (ZION) 0.5 $4.0M 146k 27.42
Suntrust Banks Inc $1.00 Par Cmn 0.5 $3.6M 110k 32.42
CapitalSource 0.5 $3.6M 300k 11.88
PAA Natural Gas Storage 0.5 $3.5M 150k 23.29
WellCare Health Plans 0.4 $3.1M 45k 69.73
BofI Holding 0.4 $3.2M 49k 64.86
Bank of America Corporation (BAC) 0.4 $3.1M 221k 13.80
BP Prudhoe Bay Royalty Trust (BPT) 0.4 $2.9M 33k 86.69
Wells Fargo & Company (WFC) 0.4 $2.6M 64k 41.32
Liberty Media 3.750 2/15/30 deb 3.750% 0.3 $2.4M 4.0M 0.60
Validus Holdings 0.3 $2.3M 63k 36.97
Chubb Corporation 0.3 $2.1M 24k 89.25
Intel Corp sdcv 0.3 $2.2M 2.0M 1.08
Bank of New York Mellon Corporation (BK) 0.3 $2.0M 66k 30.18
Sun Life Financial (SLF) 0.3 $2.0M 62k 32.01
Flow International Corporation 0.3 $2.0M 500k 3.99
Manulife Finl Corp (MFC) 0.3 $1.9M 116k 16.58
Cisco Systems (CSCO) 0.2 $1.8M 78k 23.41
Weyerhaeuser C conv prf 0.2 $1.9M 35k 52.97
Eli Lilly & Co. (LLY) 0.2 $1.7M 34k 50.32
Coach 0.2 $1.6M 30k 54.53
Legg Mason 0.2 $1.5M 45k 33.45
Bk Nova Cad (BNS) 0.2 $1.6M 28k 57.38
Qlt 0.2 $1.5M 320k 4.62
Old Republic International Corporation (ORI) 0.2 $1.3M 85k 15.40
MGM Resorts International. (MGM) 0.2 $1.4M 67k 20.44
American International (AIG) 0.2 $1.2M 25k 48.62
Safeway 0.1 $1.1M 35k 31.98
Hologic Inc frnt 2.000%12/1 0.1 $1.1M 1.0M 1.13
Navistar Intl Corp New note 3.000%10/1 0.1 $1.0M 1.0M 1.02
Webmd Health Conv Sr Notes conv 0.1 $950k 1.0M 0.95
Seadrill 0.1 $893k 20k 45.10
Rayonier (RYN) 0.1 $824k 15k 55.68
MPG Office Trust 0.1 $847k 271k 3.13
Pacific Ethanol 0.1 $786k 224k 3.51
Intel Corporation (INTC) 0.1 $756k 33k 22.91
Avon Products 0.1 $690k 34k 20.60
ROYAL BK SCOTLAND Group Plc adr pref shs q 0.1 $633k 29k 21.90
Goodyear Tire Rubr Pfd 5.875% p 0.1 $675k 11k 63.68
Callidus Software Inc. 4.75% D cvbond 0.1 $635k 500k 1.27
Tor Dom Bk Cad (TD) 0.1 $568k 6.3k 90.30
Beazer Homes Pfd 7.5% 2015 pfd cv 0.1 $586k 20k 29.30
Arris Group Inc note 2.000%11/1 0.1 $540k 500k 1.08
Linear Technology Corp note 3.000% 5/0 0.1 $535k 500k 1.07
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $486k 23k 21.42
Chiquita Brands Intl Inc note 4.250% 8/1 0.1 $490k 500k 0.98
General Mtrs Co jr pfd cnv srb 0.1 $501k 10k 50.10
Hovnanian Enterprises Inc unit 99/99/9999 0.1 $531k 20k 26.55
United Online 0.1 $418k 52k 7.99
Bpz Resources Inc bond 0.1 $465k 500k 0.93
Trust Spanish (SBSAA) 0.1 $460k 113k 4.06
Keycorp New pfd 7.75% sr a 0.1 $400k 3.2k 125.00
Johnson & Johnson (JNJ) 0.0 $260k 3.0k 86.67
Starwood Property Trust note 0.0 $260k 250k 1.04
Microsoft Corporation (MSFT) 0.0 $250k 7.5k 33.33
Huntington Bancshares Inc pfd conv ser a 0.0 $248k 200.00 1240.00