Vertex One Asset Management

Vertex One Asset Management as of Dec. 31, 2013

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 104 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Zynga 6.1 $42M 11M 3.80
Deckers Outdoor Corporation (DECK) 6.0 $41M 489k 84.46
ING Groep (ING) 6.0 $41M 3.0M 14.01
ROYAL BK SCOTLAND Group Plc adr pref shs q 4.7 $33M 32k 1033.52
Brookfield Ppty Corp Cad 4.0 $27M 1.4M 19.25
Greenlight Capital Re Ltd cl a (GLRE) 3.3 $23M 671k 33.71
BP Prudhoe Bay Royalty Trust (BPT) 3.0 $20M 255k 79.63
Cole Real Estate Invts 2.6 $18M 1.3M 14.04
Genworth Financial (GNW) 2.5 $17M 1.1M 15.53
Synovus Financial 2.5 $17M 4.7M 3.60
Linn 2.4 $17M 545k 30.81
Montpelier Re Holdings/mrh 2.3 $16M 553k 29.10
Platinum Underwriter/ptp 2.3 $16M 262k 61.28
Life Technologies 2.3 $16M 208k 75.80
Partner Re 2.2 $15M 146k 105.43
Central European Media sr nt cv 5%15 2.2 $15M 17M 0.90
Jabil Circuit (JBL) 1.9 $13M 758k 17.44
Unisys Corporation (UIS) 1.9 $13M 381k 33.57
Pfizer (PFE) 1.6 $11M 358k 30.63
Mattel (MAT) 1.6 $11M 226k 47.58
Metropcs Communications (TMUS) 1.5 $10M 300k 33.64
Lender Processing Services 1.3 $9.0M 240k 37.38
Blackstone 1.3 $8.7M 277k 31.50
Banco Santander (SAN) 1.2 $8.6M 951k 9.07
Xl Group 1.2 $8.3M 261k 31.84
Xerox Corporation 1.1 $7.4M 610k 12.17
Time Warner Cable 1.1 $7.3M 54k 135.50
General Motors Company (GM) 1.0 $7.2M 175k 40.87
Merck & Co (MRK) 1.0 $7.0M 140k 50.05
Aspen Insurance Holdings 0.9 $6.5M 158k 41.31
Celestica (CLS) 0.9 $6.4M 614k 10.39
Liberty Media 0.8 $5.9M 40k 146.45
Keycorp New pfd 7.75% sr a 0.8 $5.8M 3.2k 1814.06
Nmi Hldgs Inc cl a (NMIH) 0.8 $5.7M 450k 12.73
Regions Financial Corporation (RF) 0.8 $5.6M 562k 9.89
Plum Creek Timber 0.8 $5.6M 120k 46.51
Hudson City Ban 0.8 $5.5M 589k 9.43
WellCare Health Plans 0.8 $5.5M 78k 70.42
Citigroup (C) 0.8 $5.5M 105k 52.11
BofI Holding 0.8 $5.4M 69k 78.43
Rayonier (RYN) 0.7 $5.0M 119k 42.10
Beazer Homes Usa (BZH) 0.7 $4.9M 191k 25.64
Spartan Stores 0.7 $4.7M 193k 24.28
Hovnanian Enterprises Inc unit 99/99/9999 0.7 $4.6M 536k 8.60
Zions Bancorporation (ZION) 0.7 $4.6M 153k 29.96
Bpz Resources Inc note 8.500%10/0 0.7 $4.5M 5.1M 0.88
Catchmark Timber Tr Inc cl a 0.6 $4.4M 314k 13.95
Beazer Homes Pfd 7.5% 2015 pfd cv 0.6 $4.2M 172k 24.57
Suntrust Banks Inc $1.00 Par Cmn 0.6 $4.0M 110k 36.81
Gray Television (GTN) 0.6 $4.1M 276k 14.88
Micron Technology (MU) 0.6 $3.8M 176k 21.76
Hovnanian Enterprises 0.5 $3.7M 607k 6.13
Pacific Ethanol 0.5 $3.5M 695k 5.09
Wells Fargo & Company (WFC) 0.4 $3.0M 66k 45.41
Validus Holdings 0.4 $2.5M 63k 40.29
Brigus Gold Corp 0.4 $2.6M 3.2M 0.79
B2gold Corp (BTG) 0.4 $2.6M 1.3M 2.05
Liberty Media 3.750 2/15/30 deb 3.750% 0.3 $2.4M 4.0M 0.59
Manulife Finl Corp (MFC) 0.3 $2.3M 118k 19.73
Goodyear Tire Rubr Pfd 5.875% p 0.3 $2.4M 11k 223.40
Bank of America Corporation (BAC) 0.3 $2.3M 146k 15.57
Bank of New York Mellon Corporation (BK) 0.3 $2.3M 66k 34.94
Sun Life Financial (SLF) 0.3 $2.3M 65k 35.31
Flow International Corporation 0.3 $2.1M 532k 4.04
CapitalSource 0.3 $2.1M 144k 14.37
Skyworks Solutions (SWKS) 0.3 $2.1M 72k 28.56
Bk Nova Cad (BNS) 0.3 $2.0M 33k 62.52
Assurant (AIZ) 0.3 $2.0M 30k 66.37
Eli Lilly & Co. (LLY) 0.3 $2.0M 39k 51.00
Intel Corporation (INTC) 0.3 $2.0M 78k 25.96
Advantage Oil & Gas 0.3 $2.0M 450k 4.34
Weyerhaeuser C conv prf 0.3 $2.0M 35k 56.03
Invesco (IVZ) 0.3 $1.8M 50k 36.40
Qlt 0.3 $1.8M 320k 5.63
Dfc Global 0.3 $1.8M 2.0M 0.90
M.D.C. Holdings (MDC) 0.2 $1.6M 49k 32.24
Safeway 0.2 $1.5M 45k 32.56
Penn National Gaming (PENN) 0.2 $1.4M 100k 14.33
Old Republic International Corporation (ORI) 0.2 $1.5M 85k 17.27
Chubb Corporation 0.2 $1.4M 14k 96.64
Louisiana-Pacific Corporation (LPX) 0.2 $1.4M 75k 18.51
American International (AIG) 0.2 $1.3M 25k 51.06
Hologic Inc frnt 2.000%12/1 0.2 $1.2M 1.0M 1.17
Intel Corp sdcv 0.2 $1.1M 1.0M 1.12
Rda Microelectronics 0.2 $1.1M 62k 17.89
Eastman Kodak (KODK) 0.2 $1.1M 31k 34.72
Navistar Intl Corp New note 3.000%10/1 0.1 $1.0M 1.0M 1.03
Tor Dom Bk Cad (TD) 0.1 $1.1M 11k 94.24
Webmd Health Conv Sr Notes conv 0.1 $990k 1.0M 0.99
Callidus Software Inc. 4.75% D cvbond 0.1 $885k 500k 1.77
Seadrill 0.1 $813k 20k 41.06
Titan Machy Inc note 3.750% 5/0 0.1 $860k 1.0M 0.86
Goodyear Tire & Rubber Company (GT) 0.1 $709k 99k 7.14
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $683k 23k 30.10
Linear Technology Corp note 3.000% 5/0 0.1 $570k 500k 1.14
ROYAL BK SCOTLAND Group Plc sp adr pref t 0.1 $488k 1.4M 0.36
Chiquita Brands Intl Inc note 4.250% 8/1 0.1 $485k 500k 0.97
Bpz Resources Inc bond 0.1 $455k 500k 0.91
Key (KEY) 0.1 $411k 433k 0.95
Trust Spanish (SBSAA) 0.1 $379k 113k 3.35
Nicholas Financial (NICK) 0.1 $352k 22k 15.73
Ftd Cos 0.1 $341k 11k 32.59
Microsoft Corporation (MSFT) 0.0 $281k 7.5k 37.47
Starwood Property Trust note 0.0 $278k 250k 1.11