Vertex One Asset Management

Vertex One Asset Management as of March 31, 2014

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 104 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
ING Groep (ING) 6.8 $57M 4.0M 14.25
American Airls (AAL) 5.7 $47M 1.3M 36.60
Forest Laboratories 4.5 $38M 409k 92.27
Take-Two Interactive Software (TTWO) 4.2 $35M 1.6M 21.93
BP Prudhoe Bay Royalty Trust (BPT) 4.2 $35M 413k 84.44
Zynga 3.8 $32M 7.5M 4.30
Royal Bank of Scotland 3.6 $31M 2.9M 10.38
Beam 3.1 $26M 315k 83.30
ROYAL BK SCOTLAND Group Plc sp adr pref t 2.9 $25M 987k 24.92
Greenlight Capital Re Ltd cl a (GLRE) 2.6 $22M 671k 32.80
New Residential Invt 2.6 $22M 3.4M 6.47
Brookfield Ppty Partners L P unit ltd partn 2.4 $20M 1.1M 18.64
Genworth Financial (GNW) 2.3 $20M 1.1M 17.73
Montpelier Re Holdings/mrh 2.0 $17M 560k 29.76
Central European Media sr nt cv 5%15 2.0 $17M 17M 0.98
Unisys Corporation (UIS) 2.0 $17M 544k 30.46
Synovus Financial 1.9 $16M 4.8M 3.39
Platinum Underwriter/ptp 1.9 $16M 270k 60.10
Mattel (MAT) 1.9 $16M 397k 40.11
Partner Re 1.9 $16M 150k 103.50
Jabil Circuit (JBL) 1.8 $15M 856k 18.00
Time Warner Cable 1.6 $14M 98k 137.18
American Realty Capital Prop 1.4 $12M 849k 14.02
Banco Santander (SAN) 1.2 $10M 1.1M 9.58
Nationstar Mortgage 1.2 $9.7M 300k 32.46
Celestica (CLS) 1.1 $9.4M 861k 10.96
Merck & Co (MRK) 1.0 $8.6M 151k 56.77
Goodyear Tire & Rubber Company (GT) 1.0 $8.4M 323k 26.13
North Atlantic Drilling 1.0 $8.4M 950k 8.84
Xl Group 1.0 $8.3M 266k 31.25
Brookfield Ppty Corp Cad 1.0 $8.2M 426k 19.35
Ocwen Financial Corporation 0.9 $7.8M 200k 39.18
Pacific Ethanol 0.9 $7.3M 470k 15.56
RF Micro Devices 0.8 $7.1M 900k 7.88
Beazer Homes Usa (BZH) 0.8 $6.9M 343k 20.08
Martin Marietta Materials (MLM) 0.8 $6.8M 53k 128.35
Xerox Corporation 0.8 $6.7M 593k 11.30
Keycorp New pfd 7.75% sr a 0.8 $6.4M 447k 14.24
Hovnanian Enterprises 0.8 $6.4M 1.4M 4.73
Aspen Insurance Holdings 0.8 $6.4M 161k 39.70
Sirius Xm Holdings (SIRI) 0.8 $6.3M 2.0M 3.20
Regions Financial Corporation (RF) 0.7 $6.2M 562k 11.11
BofI Holding 0.7 $5.9M 69k 85.75
Bpz Resources Inc note 8.500%10/0 0.7 $5.9M 5.1M 1.15
Citigroup (C) 0.7 $5.7M 120k 47.60
Catchmark Timber Tr Inc cl a 0.7 $5.5M 393k 14.05
Taseko Cad (TGB) 0.7 $5.5M 2.8M 1.98
Zions Bancorporation (ZION) 0.6 $5.4M 173k 30.98
Nmi Hldgs Inc cl a (NMIH) 0.6 $5.3M 450k 11.72
WellCare Health Plans 0.6 $5.2M 81k 63.53
Plum Creek Timber 0.6 $4.7M 113k 42.04
Suntrust Banks Inc $1.00 Par Cmn 0.5 $4.4M 110k 39.79
Validus Holdings 0.5 $4.0M 107k 37.71
Skyworks Solutions (SWKS) 0.5 $4.0M 106k 37.52
Rayonier (RYN) 0.4 $3.6M 79k 45.91
Liberty Media 0.4 $3.3M 26k 130.75
Wells Fargo & Company (WFC) 0.4 $3.3M 66k 49.74
Cardiome Pharma 0.4 $3.2M 403k 7.94
Seadrill 0.3 $2.8M 80k 35.16
Bank of America Corporation (BAC) 0.3 $2.5M 146k 17.20
Manulife Finl Corp (MFC) 0.3 $2.4M 125k 19.31
Sun Life Financial (SLF) 0.3 $2.3M 67k 34.68
Marvell Technology Group 0.3 $2.2M 140k 15.75
LSI Corporation 0.2 $2.1M 186k 11.07
M.D.C. Holdings (MDC) 0.2 $2.1M 75k 28.28
Mitel Networks Corp 0.2 $2.1M 200k 10.59
Bank of New York Mellon Corporation (BK) 0.2 $2.0M 56k 35.28
Weyerhaeuser C conv prf 0.2 $1.9M 35k 54.60
Qlt 0.2 $1.8M 320k 5.57
Chubb Corporation 0.2 $1.7M 19k 89.32
Eli Lilly & Co. (LLY) 0.2 $1.7M 29k 58.86
Blackstone 0.2 $1.6M 49k 33.24
Safeway 0.2 $1.6M 43k 36.94
Intel Corporation (INTC) 0.2 $1.5M 58k 25.81
Hennessy Capital Acquisition 0.2 $1.5M 150k 10.06
Louisiana-Pacific Corporation (LPX) 0.2 $1.4M 86k 16.87
CenturyLink 0.2 $1.3M 40k 32.85
Rda Microelectronics 0.2 $1.3M 75k 17.93
Intel Corp sdcv 0.1 $1.2M 1.0M 1.18
Hologic Inc frnt 2.000%12/1 0.1 $1.2M 1.0M 1.15
Invesco (IVZ) 0.1 $1.1M 29k 37.02
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $1.1M 1.0M 1.06
Navistar Intl Corp New note 3.000%10/1 0.1 $1.0M 1.0M 1.02
Webmd Health Conv Sr Notes conv 0.1 $1.0M 1.0M 1.01
Nicholas Financial (NICK) 0.1 $965k 61k 15.72
Callidus Software Inc. 4.75% D cvbond 0.1 $820k 500k 1.64
Titan Machy Inc note 3.750% 5/0 0.1 $850k 1.0M 0.85
ROYAL BK SCOTLAND Group Plc adr pref shs q 0.1 $743k 32k 23.59
Goodyear Tire Rubr Pfd 5.875% p 0.1 $768k 11k 72.45
Trust Spanish (SBSAA) 0.1 $664k 113k 5.86
Beazer Homes Pfd 7.5% 2015 pfd cv 0.1 $633k 20k 31.65
Linear Technology Corp note 3.000% 5/0 0.1 $600k 500k 1.20
Tor Dom Bk Cad (TD) 0.1 $583k 12k 46.95
Bk Nova Cad (BNS) 0.1 $515k 8.9k 58.00
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $524k 23k 23.09
Chiquita Brands Intl Inc note 4.250% 8/1 0.1 $510k 500k 1.02
Bpz Resources Inc bond 0.1 $515k 500k 1.03
Hennessy Cap Acquisition Cor 0.1 $478k 50k 9.56
Key (KEY) 0.1 $416k 3.2k 130.00
Dfc Global 0.1 $430k 500k 0.86
Annaly Capital Management 0.0 $274k 25k 10.96
Starwood Property Trust note 0.0 $288k 250k 1.15
National Gen Hldgs 0.0 $267k 19k 13.98
Hennessy Cap Acquisition Cor *w exp 01/23/201 0.0 $30k 50k 0.60