Warberg Asset Management

Warberg Asset Management as of March 31, 2022

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 231 positions in its portfolio as reported in the March 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 78.1 $17B 365k 45164.00
Invesco Qqq Tr Unit Ser 1 Put Option (QQQ) 12.3 $2.6B 72k 36254.00
Tesla Motors Put Option (TSLA) 1.3 $269M 2.5k 107760.00
Activision Blizzard Call Option 1.2 $254M 32k 8011.01
Apple Put Option (AAPL) 0.8 $175M 10k 17461.00
Ishares Silver Tr Ishares Call Option (SLV) 0.6 $126M 55k 2288.00
Vaneck Etf Trust Gold Miners Etf Call Option (GDX) 0.5 $112M 29k 3835.02
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG) 0.5 $99M 12k 8229.00
Agnico Call Option (AEM) 0.5 $98M 16k 6124.00
Paypal Holdings Call Option (PYPL) 0.4 $81M 7.0k 11565.00
Tesla Note 2.000% 5/1 (Principal) 0.3 $70M 4.0M 17.37
Ptc Put Option (PTC) 0.3 $67M 6.2k 10771.94
BRC Com Cl A Put Option (BRCC) 0.2 $42M 20k 2087.00
Robinhood Mkts Com Cl A Put Option (HOOD) 0.2 $41M 30k 1351.00
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.1 $31M 893k 35.16
On Semiconductor Corp Note 1.625%10/1 (Principal) 0.1 $29M 9.5M 3.03
Nordstrom Call Option (JWN) 0.1 $27M 10k 2711.00
Danaher Corporation 4.75 MND CV PFD 0.1 $26M 13k 1954.49
Digital World Acquisition Class A Com Put Option (DJT) 0.1 $26M 4.0k 6451.00
Pan American Silver Corp Can Call Option (PAAS) 0.1 $23M 8.5k 2730.00
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEW) 0.1 $23M 356k 63.94
Microchip Technology Note 1.625% 2/1 (Principal) 0.1 $23M 10M 2.16
Daseke Call Option 0.1 $20M 20k 1007.00
Plug Pwr Note 3.750% 6/0 (Principal) 0.1 $20M 3.5M 5.70
Cantaloupe Call Option (CTLP) 0.1 $19M 29k 677.02
Barclays Bank Ipth Sr B S&p Call Option 0.1 $19M 7.5k 2570.00
Seabridge Gold Call Option (SA) 0.1 $19M 10k 1850.00
Invitae Call Option (NVTAQ) 0.1 $16M 20k 797.00
United Sts Nat Gas Unit Par Put Option 0.1 $15M 7.5k 1972.00
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.1 $14M 5.7M 2.34
Avantor 6.25 PFD CNV SR 0.1 $13M 130k 103.35
Cloudflare Note 0.750% 5/1 (Principal) 0.1 $13M 4.0M 3.23
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEL) 0.1 $11M 203k 55.58
Ocugen Put Option (OCGN) 0.1 $11M 34k 330.00
Blink Charging Put Option (BLNK) 0.1 $11M 4.0k 2646.00
Proshares Tr Pshs Ultsh 20yrs Call Option (TBT) 0.0 $10M 5.0k 2048.00
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEZ) 0.0 $9.7M 163k 59.52
Allscripts Healthcare Soluti Note 0.875% 1/0 (Principal) 0.0 $7.5M 4.2M 1.77
Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.0 $7.5M 4.5M 1.66
Etsy Note 0.125%10/0 (Principal) 0.0 $6.7M 4.2M 1.61
Hannon Armstrong Sust Infr C Note 8/1 (Principal) 0.0 $6.0M 5.5M 1.10
Liberty Media Corp Del Note 1.000% 1/3 (Principal) 0.0 $5.8M 3.1M 1.90
Middleby Corp Note 1.000% 9/0 (Principal) 0.0 $5.6M 4.0M 1.38
Live Nation Entertainment In Note 2.500% 3/1 (Principal) 0.0 $5.5M 3.1M 1.77
Altair Engr Note 0.250% 6/0 (Principal) 0.0 $5.4M 3.7M 1.45
Encore Cap Europe Fin Note 4.500% 9/0 (Principal) 0.0 $5.3M 3.5M 1.50
KBR Note 2.500%11/0 (Principal) 0.0 $5.0M 2.3M 2.17
Ishares Tr 20 Yr Tr Bd Etf (TLT) 0.0 $5.0M 38k 132.21
Zendesk Note 0.250% 3/1 (Principal) 0.0 $5.0M 2.6M 1.92
Block Note 0.500% 5/1 (Principal) 0.0 $4.7M 2.6M 1.81
Arqit Quantum Ordinary Shares Put Option (ARQQ) 0.0 $4.7M 3.0k 1558.00
Workday Note 0.250%10/0 (Principal) 0.0 $4.6M 2.8M 1.63
Suro Capital Corp Com New Call Option (SSSS) 0.0 $4.5M 5.2k 863.08
RH Note 9/1 (Principal) 0.0 $4.5M 2.7M 1.64
Nova Note 10/1 (Principal) 0.0 $4.3M 2.8M 1.55
Rambus Inc Del Note 1.375% 2/0 (Principal) 0.0 $4.2M 2.5M 1.70
Viavi Solutions Note 1.000% 3/0 (Principal) 0.0 $4.2M 3.2M 1.30
Ii-vi Note 0.250% 9/0 (Principal) 0.0 $4.0M 2.6M 1.55
Atlas Air Worldwide Hldgs In Note 1.875% 6/0 (Principal) 0.0 $3.7M 2.4M 1.50
Akamai Technologies Note 0.125% 5/0 (Principal) 0.0 $3.6M 2.7M 1.32
Varonis Sys Note 1.250% 8/1 (Principal) 0.0 $3.3M 2.0M 1.67
Q2 HLDGS Note 0.750% 2/1 (Principal) 0.0 $2.8M 2.4M 1.15
Omnicell Note 0.250% 9/1 (Principal) 0.0 $2.7M 1.9M 1.41
Fti Consulting Note 2.000% 8/1 (Principal) 0.0 $2.6M 1.6M 1.59
RH Note 6/1 (Principal) 0.0 $2.5M 1.5M 1.70
Wayfair Note 1.125%11/0 (Principal) 0.0 $2.4M 2.0M 1.20
Gfl Environmental Unit 99/99/9999t 0.0 $2.3M 31k 73.86
Carnival Corp Note 5.750% 4/0 (Principal) 0.0 $2.0M 960k 2.10
Hertz Global Hldgs *w Exp 06/30/205 (HTZWW) 0.0 $1.9M 124k 15.35
Doordash Cl A (DASH) 0.0 $1.8M 15k 117.08
Silicon Laboratories Note 0.625% 6/1 (Principal) 0.0 $1.8M 1.3M 1.38
Nice Sys Note 1.250% 1/1 (Principal) 0.0 $1.5M 584k 2.63
Hci Group Note 4.250% 3/0 (Principal) 0.0 $1.4M 1.2M 1.15
Zillow Group Note 0.750% 9/0 (Principal) 0.0 $1.3M 1.0M 1.28
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.0 $1.3M 16k 80.00
Southern Unit 08/01/2022 0.0 $1.2M 22k 54.88
Inflarx Nv Call Option (IFRX) 0.0 $1.2M 6.3k 183.02
Teradyne Note 1.250%12/1 (Principal) 0.0 $1.1M 303k 3.74
Mudrick Capital Acqu Corp Ii Com Cl A 0.0 $1.0M 101k 10.03
Lucid Group (LCID) 0.0 $1.0M 40k 25.38
Conmed Corp Note 2.625% 2/0 (Principal) 0.0 $894k 519k 1.72
Sabre Corp 6.50% Conv Pfd A 0.0 $763k 5.1k 150.43
Ready Capital Corp 7% CN SR NT 2023 0.0 $743k 28k 26.24
Sixth Street Specialty Lendi Note 4.500% 8/0 (Principal) 0.0 $699k 551k 1.27
Pershing Square Tontine Hldg Com Cl A 0.0 $596k 30k 19.87
Bristol-myers Squibb FRNT 9/1 (Principal) 0.0 $592k 300k 1.97
Broadcom (AVGO) 0.0 $579k 920.00 629.35
Optimumbank Holdings (OPHC) 0.0 $559k 133k 4.21
Dexcom Note 0.750%12/0 (Principal) 0.0 $421k 135k 3.12
Bowlero Corp *w Exp 03/01/202 0.0 $418k 149k 2.80
Cumulus Media Com Cl A (CMLS) 0.0 $365k 37k 9.94
Bm Technologies *w Exp 01/04/202 (BMTX.WS) 0.0 $349k 236k 1.48
Dicks Sporting Goods Note 3.250% 4/1 (Principal) 0.0 $335k 108k 3.10
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.0 $304k 144k 2.11
American Eagle Outfitters In Note 3.750% 4/1 (Principal) 0.0 $303k 144k 2.10
Splash Beverage Group *w Exp 06/15/202 (SBEV.WS) 0.0 $299k 299k 1.00
Microchip Technology Note 1.625% 2/1 (Principal) 0.0 $289k 87k 3.32
Zillow Group Note 1.375% 9/0 (Principal) 0.0 $265k 200k 1.32
Intl Gnrl Insurance Hldngs L *w Exp 03/17/202 0.0 $264k 353k 0.75
Fg Merger Corp Unit 06/17/2027 0.0 $250k 25k 10.05
Broadcom 8% Mcnv Pfd Sr A 0.0 $240k 122.00 1967.21
Pepperlime Health Acqustn Class A Ord Shs 0.0 $227k 58k 3.92
Noble Rock Acquisition Corp Cl A Shs 0.0 $209k 21k 9.80
Evergreen Corporation Unit 02/08/2027 (EVGRU) 0.0 $207k 21k 10.03
BRC *w Exp 02/09/202 0.0 $196k 44k 4.47
Newbury Street Acquisitn Cor (NBST) 0.0 $195k 20k 9.75
Genesis Unicorn Capital Corp Unit 06/30/2026 0.0 $188k 19k 10.03
Pavmed *w Exp 04/30/202 (PAVMZ) 0.0 $172k 227k 0.76
Global Consumer Acquisitn 0.0 $171k 17k 10.00
Pine Technology Acquisitn Class A Com 0.0 $171k 18k 9.77
Altitude Acquisition Corp Com Cl A 0.0 $163k 16k 9.94
Kaleyra *w Exp 11/25/202 0.0 $160k 168k 0.95
Rosecliff Acquisition Corp I Com Cl A 0.0 $157k 16k 9.77
Property Solutions Acquisiti Com Cl A 0.0 $156k 16k 9.75
Banyan Acquisition Corporati Cl A Com (PNST) 0.0 $149k 15k 9.93
Macondray Cap Acquisitn Corp Class A Ord Shs 0.0 $148k 15k 9.87
Conx Corp Com Cl A (CNXX) 0.0 $148k 15k 9.84
Coliseum Acquisition Corp Class A Ord Shs (MITA) 0.0 $146k 15k 9.73
Tastemaker Acquisition Corp Com Cl A 0.0 $144k 15k 9.93
Anthem Note 2.750%10/1 (Principal) 0.0 $139k 20k 6.95
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $137k 98k 1.40
Biohitech Global (RENO) 0.0 $137k 250k 0.55
Grande West Transportation Gro (VEV) 0.0 $135k 56k 2.40
Delwinds Ins Acquisition Cor Com Cls A 0.0 $134k 14k 9.93
Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $133k 99k 1.35
Dpcm Cap Com Cl A 0.0 $119k 12k 9.92
Larkspur Health Acquisition Class A Com 0.0 $119k 12k 9.92
Envista Holdings Corporation Note 2.375% 6/0 (Principal) 0.0 $119k 50k 2.38
Surgepays *w Exp 10/22/202 (SURGW) 0.0 $118k 132k 0.90
Boxed *w Exp 12/08/202 0.0 $118k 110k 1.07
Atlantic Ave Acquisition Cor Com Cl A 0.0 $117k 12k 9.87
Archimedes Tech Spac Partnr Unit 99/99/9999 0.0 $109k 11k 9.91
Spree Acquisition Corp 1 Cl A Ord Shs (SACQF) 0.0 $109k 11k 9.91
Gladstone Acquisition Corp Class A Com 0.0 $109k 11k 10.07
Jaws Hurricane Acquisitn Cor Class A Com 0.0 $108k 11k 9.75
Assertio Holdings Com New (ASRT) 0.0 $100k 35k 2.86
Chavant Capital Acquisitn Ordinary Shares 0.0 $99k 10k 9.90
Jatt Acquisition Corp Shs Cl A 0.0 $99k 10k 9.90
Aetherium Acquisition Corp Class A Com (GMFI) 0.0 $99k 10k 9.90
Elliott Opportunity Ii Corp Shs Cl A 0.0 $98k 10k 9.80
Harbor Custom Development In *w Exp 10/04/202 (HCDZQ) 0.0 $83k 226k 0.37
Briacell Therapeutics Corp *w Exp 02/24/202 (BCTXW) 0.0 $83k 16k 5.17
Fgi Industries *w Exp 01/21/202 (FGIWW) 0.0 $79k 119k 0.66
Reliance Global Group *w Exp 02/01/202 (RELIW) 0.0 $78k 96k 0.82
Protagenic Therapeutics *w Exp 04/13/202 (PTIXW) 0.0 $78k 362k 0.22
Nextnav *w Exp 10/28/202 (NNAVW) 0.0 $76k 40k 1.90
Cea Industries *w Exp 02/11/202 (CEADW) 0.0 $72k 106k 0.68
Ampco-pittsburg Corp *w Exp 08/01/202 (AP.WS) 0.0 $71k 85k 0.84
Blue Owl Capital *w Exp 05/19/202 0.0 $70k 20k 3.50
Datadog Note 0.125% 6/1 (Principal) 0.0 $66k 37k 1.78
Maris Tech *w Exp 02/04/202 (MTEKW) 0.0 $65k 219k 0.30
Kiromic Biopharma 0.0 $63k 74k 0.85
Baudax Bio Com New 0.0 $61k 35k 1.77
Verifyme *w Exp 06/22/202 (VRMEW) 0.0 $60k 57k 1.05
Canoo *w Exp 12/21/202 (GOEVW) 0.0 $59k 50k 1.19
Talkspace *w Exp 06/21/202 (TALKW) 0.0 $59k 245k 0.24
Data Storage Corp *w Exp 05/13/202 (DTSTW) 0.0 $56k 81k 0.69
Hubspot Note 0.375% 6/0 (Principal) 0.0 $54k 30k 1.80
Troika Media Group *w Exp 04/13/202 0.0 $52k 328k 0.16
Pasithea Therapeutics Corp *w Exp 08/12/202 (KTTAW) 0.0 $51k 300k 0.17
American Rebel Holdings *w Exp 01/20/202 (AREBW) 0.0 $51k 145k 0.35
Apptech Pmts Corp (APCX) 0.0 $51k 38k 1.34
Stran & Company *w Exp 11/01/202 (SWAGW) 0.0 $49k 148k 0.33
Apptech Pmts Corp *w Exp 12/17/202 (APCXW) 0.0 $45k 182k 0.25
Cea Industries Com New 0.0 $45k 18k 2.50
G Med Innovations Hldgs *w Exp 06/30/202 0.0 $45k 89k 0.50
Tc Biopharm Holdings *w Exp 02/08/202 (TCBPW) 0.0 $44k 88k 0.50
Mediwound Ord Shs 0.0 $44k 22k 2.01
Petvivo Hldgs *w Exp 08/13/202 (PETVW) 0.0 $41k 123k 0.33
Virpax Pharmaceuticals 0.0 $39k 18k 2.20
Cingulate *w Exp 12/03/202 (CINGW) 0.0 $39k 110k 0.35
Bone Biologics Corp *w Exp 10/13/202 0.0 $38k 110k 0.35
Gelesis Hldgs *w Exp 01/13/202 (GLSWQ) 0.0 $37k 162k 0.23
Mobiquity Technologies *w Exp 12/03/202 (MOBQW) 0.0 $35k 94k 0.37
Nymox Pharmaceutical (NYMXF) 0.0 $31k 25k 1.26
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $30k 50k 0.60
Direct Digital Holdings *w Exp 02/15/202 0.0 $25k 35k 0.71
Ezfill Holdings Com New 0.0 $24k 23k 1.04
Livexlive Media (LVO) 0.0 $24k 30k 0.80
Pyxis Tankers 0.0 $24k 45k 0.53
Digital Brands Group *w Exp 05/01/202 0.0 $24k 48k 0.50
Tiziana Life Sciences (TLSA) 0.0 $23k 22k 1.05
Vivakor Com New (VIVK) 0.0 $22k 10k 2.20
Pyxis Tankers *w Exp 09/15/202 (PXSAW) 0.0 $22k 93k 0.24
Worksport *w Exp 06/01/202 (WKSPW) 0.0 $21k 28k 0.75
Inhibikase Therapeutics 0.0 $20k 14k 1.48
Agriforce Growing Systems Lt *w Exp 02/01/202 (AGRIW) 0.0 $19k 33k 0.58
Aditx Therapeutics 0.0 $18k 40k 0.45
Blacksky Technology *w Exp 10/30/202 (BKSY.WS) 0.0 $18k 64k 0.28
Heartbeam *w Exp 10/31/202 (BEATW) 0.0 $17k 46k 0.37
Zivo Bioscience *w Exp 05/14/202 (ZIVOW) 0.0 $17k 26k 0.65
Imac Hldgs *w Exp 02/12/202 0.0 $17k 66k 0.26
Dermata Therapeutics *w Exp 08/13/202 (DRMAW) 0.0 $16k 100k 0.16
Creatd *w Exp 09/15/202 (CRTDW) 0.0 $15k 49k 0.31
Rti Biologics 0.0 $15k 50k 0.30
Enveric Biosciences Com New 0.0 $15k 45k 0.33
Neurosense Therapeutics *w Exp 11/09/202 (NRSNW) 0.0 $14k 24k 0.58
Planet Labs Pbc *w Exp 12/06/202 (PL.WS) 0.0 $13k 10k 1.30
Smart For Life Common Stock 0.0 $13k 12k 1.08
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $12k 29k 0.42
Allego N V *w Exp 03/16/202 0.0 $12k 11k 1.07
Geovax Labs *w Exp 09/29/202 (GOVXW) 0.0 $11k 24k 0.45
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.0 $11k 25k 0.44
Medigus *w Exp 07/23/202 0.0 $11k 29k 0.39
Bannix Acquisition Corp *w Exp 07/31/202 (BNIXW) 0.0 $10k 43k 0.23
Inspira Technologies Oxy Bhn *w Exp 06/30/202 (IINNW) 0.0 $10k 20k 0.51
Vicarious Surgical *w Exp 08/05/202 (RBOT.WS) 0.0 $10k 12k 0.83
Inception Growth Acqustn *w Exp 10/15/202 (IGTAW) 0.0 $10k 45k 0.22
Clarus Therapeutics Hldngs I *w Exp 08/11/202 (CRXWQ) 0.0 $10k 65k 0.15
Seqll *w Exp 08/31/202 (SQLLW) 0.0 $9.0k 23k 0.39
Accretion Acquisition Corp *w Exp 03/01/202 0.0 $8.0k 44k 0.18
Energem Corp *w Exp 11/15/202 0.0 $8.0k 45k 0.18
Infint Acquisition Corp *w Exp 99/99/999 0.0 $8.0k 45k 0.18
Auddia *w Exp 10/17/202 (AUUDW) 0.0 $8.0k 13k 0.63
Kairous Acquisition Corp *w Exp 09/15/202 (KACLW) 0.0 $8.0k 50k 0.16
Spire Global *w Exp 08/16/202 0.0 $8.0k 29k 0.28
Lixte Biotechnology Hldgs In *w Exp 01/01/202 (LIXTW) 0.0 $8.0k 33k 0.24
Northview Acquisition Corp *w Exp 08/02/202 (NVACW) 0.0 $8.0k 43k 0.19
Arogo Capital Acquisition *w Exp 03/23/202 (AOGOW) 0.0 $7.0k 45k 0.16
Financial Strategies Acquisi *w Exp 03/31/202 (FXCOW) 0.0 $7.0k 40k 0.17
Fat Projects Acquisition Cor *w Exp 08/31/202 0.0 $7.0k 43k 0.16
Abeona Therapeutics 0.0 $7.0k 22k 0.31
Spree Acquisition Corp 1 *w Exp 12/22/202 (SACWF) 0.0 $6.0k 27k 0.22
Soleno Therapeutics Com New 0.0 $6.0k 27k 0.22
Canna Global Acquisition Cor *w Exp 11/30/202 (CNGLW) 0.0 $6.0k 45k 0.13
Nls Pharmaceutics *w Exp 09/25/202 (NLSPW) 0.0 $5.0k 13k 0.39
Shapeways Holdings *w Exp 10/31/202 (SHPSQ) 0.0 $5.0k 15k 0.34
Grom Social Enterprises *w Exp 06/17/202 0.0 $5.0k 27k 0.19
Toughbuilt Inds Com New 0.0 $4.0k 23k 0.17
Nexgel *w Exp 12/01/202 (NXGLW) 0.0 $4.0k 11k 0.36
Alpha Star Acquisition Corp *w Exp 12/13/202 (ALSAW) 0.0 $3.0k 40k 0.07