Warberg Asset Management

Warberg Asset Management as of June 30, 2026

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 166 positions in its portfolio as reported in the June 2026 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
State Str Spdr S&p 500 Etf T Tr Unit Call Option (SPY) 31.8 $175M 235k 746.77
Granite Constr Note 3.750% 5/1 (Principal) 8.5 $47M 14M 3.33
Microchip Technology Note 1.625% 2/1 (Principal) 7.6 $42M 15M 2.75
Astronics Corp Note 5.500% 3/1 (Principal) 5.7 $31M 7.2M 4.36
Live Nation Entertainment In Note 3.125% 1/1 (Principal) 3.5 $19M 11M 1.78
Nextnav Common Stock (NN) 2.8 $15M 860k 17.83
Invesco Qqq Tr Unit Ser 1 Put Option (QQQ) 2.5 $14M 19k 736.40
Cornerstone Strategic Value (CLM) 2.5 $14M 1.8M 7.56
Guardant Health Debt 1.250% 2/1 (Principal) 2.3 $13M 5.0M 2.51
Hewlett Packard Enterprise C 7.625 Mand Conv (HPE.PC) 2.1 $12M 100k 116.88
Txnm Energy Note 5.750% 6/0 (Principal) 1.6 $8.9M 6.8M 1.30
Liberty Media Corp Del Note 3.750% 3/1 (Principal) 1.6 $8.6M 7.5M 1.15
Core Scientific *w Exp 01/23/202 (CORZW) 1.3 $7.2M 385k 18.80
Ormat Technologies Note 2.500% 7/1 (Principal) 1.3 $7.2M 5.7M 1.26
Apollo Global Mgmt Ser A Mand Cnv (APO.PA) 1.2 $6.7M 111k 60.92
Lumentum Hldgs Note 0.500% 6/1 (Principal) 1.2 $6.7M 1.0M 6.53
Lci Inds Note 3.000% 3/0 (Principal) 1.1 $6.2M 5.5M 1.12
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal) 1.1 $6.0M 5.0M 1.20
Akamai Technologies Note 0.250% 5/1 (Principal) 0.9 $5.1M 3.5M 1.46
Halozyme Therapeutics Note 1.000% 8/1 (Principal) 0.9 $5.1M 3.5M 1.46
NVIDIA Corporation Put Option (NVDA) 0.8 $4.4M 22k 200.09
Jazz Investments I Note 3.125% 9/1 (Principal) 0.8 $4.3M 2.5M 1.71
A10 Networks Note 2.750% 4/0 (Principal) 0.8 $4.2M 2.5M 1.70
Mirum Pharmaceuticals Note 4.000% 5/0 (Principal) 0.7 $3.9M 1.0M 3.71
Vaneck Etf Trust Semiconductr Etf Call Option (SMH) 0.6 $3.5M 5.4k 655.89
Snowflake Note 10/0 (Principal) 0.6 $3.5M 2.0M 1.77
Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT) 0.6 $3.5M 41k 86.42
Fluor Corp Note 1.125% 8/1 (Principal) 0.6 $3.3M 2.5M 1.32
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.5 $2.9M 115k 25.62
Evergy Note 4.500%12/1 (Principal) 0.5 $2.5M 1.7M 1.42
Century Alum Note 2.750% 5/0 (Principal) 0.4 $2.5M 1.0M 2.45
Uber Technologies Note 0.875%12/0 (Principal) 0.4 $2.3M 2.0M 1.20
Stereotaxis Com New (STXS) 0.3 $1.9M 1.1M 1.72
Post Hldgs Note 2.500% 8/1 (Principal) 0.3 $1.8M 1.7M 1.04
Akamai Technologies Note 1.125% 2/1 (Principal) 0.3 $1.8M 1.5M 1.19
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.3 $1.7M 54k 32.05
Albemarle Corp 7.25% Dep Shs A (ALB.PA) 0.3 $1.7M 30k 55.35
Roundhill Etf Trust Memory Etf Put Option 0.3 $1.6M 21k 73.85
Fg Imperii Acquisition Corp Ord Shs Cl A (FGII) 0.3 $1.5M 150k 9.93
Bank Of Amer Corp 7.25%CNV PFD L (BAC.PL) 0.3 $1.5M 1.2k 1254.50
Xsolla Spac 1 Usd Cl A Ord Shs (XSLL) 0.2 $1.4M 139k 9.92
Hldgs Call Option (UAL) 0.2 $1.4M 10k 135.99
Amprius Technologies Common Stock (AMPX) 0.2 $1.3M 93k 13.86
Wisdomtree Note 3.250% 8/1 (Principal) 0.2 $1.2M 829k 1.48
Starbucks Corporation Put Option (SBUX) 0.2 $1.2M 12k 102.19
Esperion Therapeutics Put Option (ESPR) 0.2 $1.2M 374k 3.16
Ishares Silver Tr Ishares Call Option (SLV) 0.2 $1.1M 22k 53.47
Vendome Acquisition Corp I Com Cl A (VNME) 0.2 $1.1M 111k 10.19
Paypal Holdings Call Option (PYPL) 0.2 $1.1M 25k 43.18
Collective Acquisition Corp Unit 04/27/2031 0.2 $1.0M 100k 10.04
Praetorian Acquisition Corp Ord Shs Cl A (PTOR) 0.2 $993k 100k 9.93
Revolution Medicines *w Exp 12/17/202 (RVMDW) 0.2 $889k 95k 9.38
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.2 $886k 15k 58.69
Kimco Realty Corp DP CV CL N 7.25% (KIM.PN) 0.2 $862k 14k 62.91
Origin Invt Corp I Ord Shs (ORIQ) 0.2 $862k 84k 10.31
Black Hawk Acquisition Corp Usd Cl A Shs (BKHA) 0.2 $857k 72k 11.91
Critical Metals Corp Pubco Ord Shs Put Option (CRML) 0.1 $822k 80k 10.25
Intel Corporation Call Option (INTC) 0.1 $768k 5.5k 139.63
Corning Incorporated Put Option (GLW) 0.1 $766k 3.0k 255.43
D Boral Acquisition I Corp Ord Shs Cl A (DBCA) 0.1 $766k 77k 9.97
Kochav Defense Acqui Shs Cl A (KCHV) 0.1 $758k 73k 10.37
X3 Acquisition Corp Ord Shs Cl A (XCBE) 0.1 $749k 75k 9.99
Acp Holdings Acquisition Cor Cl A 0.1 $737k 74k 9.94
Vine Hill Cap Invts Corp Ii Cl A (VHCP) 0.1 $704k 71k 9.98
Rf Acquisition Corp Iii Ord Shs (RFAM) 0.1 $692k 70k 9.89
Space Exploration Techn Corp Class A Com Stk Put Option (SPCX) 0.1 $683k 4.0k 170.86
Silicon Vy Acquisition Corp Cl A (SVAQ) 0.1 $667k 66k 10.06
Vaneck Etf Trust Junior Gold Mine (GDXJ) 0.1 $611k 6.2k 98.25
Amplitech Group Right 07/18/2026 (AMPGR) 0.1 $596k 309k 1.93
USA Rare Earth Inc A (USAR) 0.1 $547k 25k 21.58
Valaris *w Exp 04/29/202 (VAL.WS) 0.1 $517k 63k 8.23
Cal Redwood Acquisition Corp Com Cl A (CRAQ) 0.1 $514k 50k 10.30
Jab Acquisition Corp I Unit 06/05/2031 0.1 $513k 51k 10.03
Acm Resh Com Cl A Put Option (ACMR) 0.1 $508k 4.0k 126.89
Burtech Acquisition Corp Ii Unit 05/21/2031 0.1 $503k 50k 10.05
Art Technology Acquisition C Usd Cl A Ord Shs (ARTC) 0.1 $497k 50k 9.93
Crown Resv Acquisition Corp Ord Shs Cl A (CRAC) 0.1 $476k 47k 10.11
Clearthink 1 Acquisition Cor Ord Shs Cl A 0.1 $476k 48k 9.91
Miluna Acquisition Corp Usd Cl A Ord Shs (MMTX) 0.1 $465k 46k 10.11
Sc Ii Acquisition Corp Ord Shs Class A (SCII) 0.1 $463k 46k 10.03
Thayer Ventures Acq Corp Ii Cl A (TVAI) 0.1 $461k 45k 10.32
Indigo Acquisition Corp Ord Shs (INAC) 0.1 $457k 45k 10.25
Lake Superior Acquisition Usd Cl A Ord Shs (LKSP) 0.1 $456k 45k 10.14
Cantor Equity Partners I Shs Cl A (CEPO) 0.1 $444k 42k 10.50
Barclays Bank Ipath S&p 500 Sh Call Option (VXX) 0.1 $442k 20k 22.09
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.1 $407k 15k 26.62
Alpex Acquisition Corp Unit 06/05/2031 0.1 $401k 40k 10.02
Post Holdings Inc Common (POST) 0.1 $397k 4.5k 88.22
Globa Terra Acquisition Cor Cl A Ord Shs (GTERA) 0.1 $374k 36k 10.31
Otg Acquisition Corp. I Ord Cl A (OTGA) 0.1 $360k 35k 10.16
Championsgate Acquisition Shs Cl A (CHPG) 0.1 $358k 34k 10.39
On Semiconductor Corp Note 5/0 (Principal) 0.1 $357k 196k 1.82
Aa Mission Acquisition Corp Ord Shs Cl A (YCY) 0.1 $356k 35k 10.16
Nextera Energy Cap Hldgs Note 3.000% 3/0 (Principal) 0.1 $334k 254k 1.31
Futurewave Acquisition Corp Unit 06/04/2031 0.1 $322k 32k 10.03
Regentis Biomaterials Ordinary Shares (RGNT) 0.1 $306k 87k 3.52
Alnylam Pharmaceuticals (ALNY) 0.1 $301k 1.0k 301.13
Harvard Ave Acquisition Corp Usd Cl A Ord Shs (HAVA) 0.1 $300k 30k 10.10
Collective Acquisition Corp Shs Cl A 0.1 $288k 28k 10.44
Amplitech Group Com New Call Option (AMPG) 0.1 $285k 41k 6.96
I-80 Gold Corp *w Exp 11/16/202 (IAUX.WS) 0.1 $285k 368k 0.78
Fortunex Acquisition Corp Unit 05/19/2031 0.1 $284k 28k 10.05
Biovie *w Exp 08/08/203 (BIVIW) 0.1 $276k 613k 0.45
Infleqtion *w Exp 02/17/203 (INFQ.WS) 0.0 $276k 40k 6.87
Mckinley Acquisition Corp Shs Cl A (MKLY) 0.0 $274k 27k 10.15
Digi Pwr X Com Sub Vtg (DGXX) 0.0 $273k 50k 5.45
Solarius Capital Acqu Corp Shs Cl A (SOCA) 0.0 $255k 25k 10.26
Amplitech Group Right 11/20/2026 (AMPGZ) 0.0 $253k 174k 1.45
Evolution Global Acquisition Usd Cl A Ord Shs (EVOX) 0.0 $251k 25k 10.02
Tailwind 2.0 Acquisition Cor Ord Shs Cl A (TDWD) 0.0 $250k 25k 10.04
Proem Acquisition Corp I Unit 01/29/2031 (PAACU) 0.0 $248k 25k 10.08
Lafayette Acquisition Corp Ord Shs (LAFA) 0.0 $247k 25k 10.08
Quartzsea Acquisition Corp Ord Shs (QSEA) 0.0 $241k 23k 10.52
Stonebridge Acquisition Ii C Cl A Shs (APAC) 0.0 $241k 24k 10.17
Ribbon Acquisition Corp Ord Shs Cl A (RIBB) 0.0 $235k 22k 10.76
Brightspring Health Svcs Unit 02/01/2027 (BTSGU) 0.0 $223k 968.00 230.52
Crane Hbr Acquisition Corp I Ord Shs Cl A (CRAN) 0.0 $222k 22k 10.13
United Sts Oil Units Put Option (USO) 0.0 $213k 2.0k 106.44
Roman Dbdr Acquisition Corp Ord Shs Cl A (DRDB) 0.0 $213k 20k 10.54
Bitcoin Infrastructure Acqui Usd Cl A Ord Shs (BIXI) 0.0 $200k 20k 9.99
Copley Acquisition Corp Ord Shs Cl A (COPL) 0.0 $175k 17k 10.43
Neovo *w Exp 04/01/202 (NEOVW) 0.0 $175k 125k 1.40
Exyn Technologies *w Exp 04/21/203 0.0 $169k 127k 1.33
PG&E Corporation Call Option (PCG) 0.0 $168k 10k 16.82
Cslm Digita Asset Acq Corp I Usd Cl A Ord Shs (KOYN) 0.0 $161k 16k 10.14
Optimum Communications Cl A (OPTU) 0.0 $144k 99k 1.45
Briacell Therapeutics Corp *w Exp 01/15/203 (BCTXL) 0.0 $142k 160k 0.89
Tenon Medical (TNON) 0.0 $140k 430k 0.33
Bimergen Energy Corp *w Exp 12/12/203 (BESS.WS) 0.0 $137k 72k 1.90
Eureka Acquisition Corp Shs Cl A (EURK) 0.0 $115k 10k 11.44
Oaktree Acquisition Corp Iii Shs Cl A (OACC) 0.0 $107k 10k 10.70
Dakota Gold Corp (DC) 0.0 $107k 25k 4.26
Oyster Enterprises Ii Acquis Ord Shs Cl A (OYSE) 0.0 $103k 10k 10.29
Rein Therapeutics Com New (RNTX) 0.0 $101k 99k 1.02
Greenland Energy *w Exp 04/21/203 0.0 $87k 102k 0.85
Liqtech Intl (LIQT) 0.0 $78k 92k 0.85
Mobilicom *w Exp 08/31/202 (MOBBW) 0.0 $76k 38k 2.00
Gold Royalty Corp *w Exp 05/31/202 (GROY.WS) 0.0 $76k 77k 0.99
Duke Robotics Corp *w Exp 05/06/203 0.0 $61k 48k 1.29
Eon Resources *w Exp 11/15/202 (EONR.WS) 0.0 $40k 515k 0.08
Prairie Oper Call Option (PROP) 0.0 $35k 49k 0.72
Namib Minerals *w Exp 06/05/203 (NAMMW) 0.0 $29k 133k 0.22
Amesite Com New (AMST) 0.0 $19k 14k 1.33
T1 Energy *w Exp 07/09/202 (TE.WS) 0.0 $16k 86k 0.19
Livewire Group *w Exp 09/26/202 (LVWR.WS) 0.0 $12k 594k 0.02
Acp Holdings Acquisition Cor *w Exp 03/30/203 0.0 $12k 39k 0.30
Aleanna *w Exp 12/13/202 (ANNAW) 0.0 $9.4k 31k 0.31
Fg Imperii Acquisition Corp *w Exp 10/14/203 (FGIIW) 0.0 $8.5k 34k 0.25
Flyexclusive *w Exp 99/99/999 (FLYX.WS) 0.0 $6.0k 30k 0.20
X3 Acquisition Corp *w Exp 12/19/203 (XCBEW) 0.0 $5.6k 21k 0.27
Diana Shipping *w Exp 12/14/202 (DSX.WS) 0.0 $5.2k 35k 0.15
Generation Essentials Group *w Exp 02/15/202 (TGE.WS) 0.0 $5.0k 32k 0.15
Ernexa Therapeutics *w Exp 02/04/203 (ERNAW) 0.0 $5.0k 69k 0.07
Nexgel *w Exp 12/27/202 (NXGLW) 0.0 $4.7k 146k 0.03
Cid Holdco *w Exp 12/31/202 (DAICW) 0.0 $4.6k 378k 0.01
Xsolla Spac 1 *w Exp 01/12/203 (XSLLW) 0.0 $3.1k 14k 0.22
Shreya Acquisition Group *w Exp 04/30/203 0.0 $2.0k 34k 0.06
Aeries Technology *w Exp 11/06/202 (AERTW) 0.0 $1.4k 71k 0.02
Murano Global Invt *w Exp 03/19/202 (MRNOW) 0.0 $825.072600 55k 0.01
Cea Industries *w Exp 02/11/202 (BNCWW) 0.0 $784.000000 35k 0.02
Saverone 2014 *w Exp 06/02/202 (SVREW) 0.0 $735.020000 67k 0.01
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $708.000000 24k 0.03
Crown Resv Acquisition Corp *w Exp 10/06/203 (CRACW) 0.0 $649.715200 12k 0.05
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $331.353800 40k 0.01
Hub Cyber Security *w Exp 02/27/202 (HUBCW) 0.0 $309.985500 19k 0.02
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $102.603600 31k 0.00