Weiss Asset Management LP[1

Weiss Asset Management as of March 31, 2019

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 287 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Liberty Media Corp deb 3.500% 1/1 8.4 $99M 134M 0.74
Integrated Device Tech conv 4.3 $51M 33M 1.57
Dominion Resources (D) 3.9 $45M 590k 76.66
Starwood Waypoint Residentl note 3.000% 7/0 3.8 $45M 34M 1.33
Vantage Energy Acquisition 3.4 $40M 3.9M 10.22
iShares S&P US Pref Stock Idx Fnd (PFF) 3.1 $37M 1.0M 36.20
Finisar Corp note 0.500%12/1 3.0 $35M 36M 0.98
Pensare Acquisition Corp 2.9 $34M 3.3M 10.27
Bluegreen Vacations Ord 2.4 $28M 1.9M 14.69
Sprott Physical Gold & S (CEF) 2.2 $26M 2.1M 12.40
Tkk Symphony Acquistion Cor 2.2 $26M 2.6M 9.92
iShares MSCI South Korea Index Fund (EWY) 2.1 $24M 400k 60.95
Twelve Seas Investment Compa 2.0 $23M 2.3M 10.02
Coty Inc Cl A (COTY) 2.0 $23M 2.0M 11.50
Euronet Worldwide Inc Note 1.500%10/0 2.0 $23M 12M 1.96
Spdr S&p 500 Etf (SPY) 1.9 $23M 80k 282.48
Sentinel Energy Svcs Inc cl a 1.8 $21M 2.0M 10.08
Mercadolibre Inc note 2.250% 7/0 1.7 $20M 4.9M 4.02
Modern Media Acquisition 1.6 $19M 1.9M 10.36
One Madison Corp 1.6 $19M 1.9M 10.25
Saban Cap Acquisition 1.6 $19M 1.9M 10.28
Euronet Worldwide (EEFT) 1.5 $18M 122k 142.59
iShares Dow Jones US Real Estate (IYR) 1.4 $17M 191k 87.04
Dominion Resource p 1.4 $16M 325k 49.92
Cm Seven Star Acquisition 1.4 $16M 2.2M 7.18
Regalwood Global Energy 1.3 $16M 1.5M 10.10
Gigcapital 1.2 $15M 1.4M 10.20
Seabridge Gold (SA) 1.2 $14M 1.1M 12.39
Thunder Bridge Acquisition L shs class a 1.2 $14M 1.3M 10.20
Black Ridge Acquisition Corp 1.1 $13M 1.3M 10.21
Citrix Systems Inc conv 1.1 $13M 9.1M 1.42
Kbl Merger Corp Iv 0.9 $11M 1.1M 10.39
Leo Holdings Corp 0.9 $11M 1.1M 10.04
Trident Acquisitions Corp 0.9 $11M 1.0M 10.19
Resource Cap Corp Note 4.500 8/1 0.9 $10M 10M 0.99
CAI International 0.8 $9.6M 415k 23.20
Alberton Acquisition Corp ord 0.8 $9.7M 970k 9.95
Medequities Realty Trust reit 0.8 $9.4M 842k 11.13
Vistra Energy Corp convertible preferred security 0.8 $9.1M 93k 98.56
Vistra Energy (VST) 0.7 $8.0M 306k 26.03
Consolidated Tomoka Ld Co note 4.500% 3/1 0.7 $7.9M 7.5M 1.05
Metropcs Communications (TMUS) 0.7 $7.7M 112k 69.10
New Frontier Corp 0.7 $7.8M 785k 9.90
Prospect Capital Corporation note 0.6 $7.4M 7.5M 0.99
Verastem Inc note 5.000%11/0 0.6 $6.7M 8.3M 0.81
Vaneck Vectors Gold Miners mutual (GDX) 0.6 $6.6M 295k 22.42
Forum Merger Ii Corp cl a 0.5 $6.3M 632k 9.91
Energy Select Sector SPDR (XLE) 0.5 $5.9M 90k 66.12
Morgan Stanley Asia Pacific Fund 0.5 $5.8M 355k 16.35
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.5 $5.7M 181k 31.73
Biosante Pharmaceuticals (ANIP) 0.5 $5.6M 80k 70.54
Vectoiq Acquisition Corp 0.5 $5.5M 548k 9.99
Allegro Merger Corp 0.5 $5.3M 527k 9.98
Pluralsight Inc Cl A 0.4 $4.9M 154k 31.74
Red Hat Inc conv 0.4 $4.8M 1.9M 2.47
Microchip Technology Inc note 1.625% 2/1 0.4 $4.9M 3.0M 1.63
Rh (RH) 0.4 $4.8M 47k 102.94
Dfb Healthcare Acquistion 0.4 $4.7M 475k 9.99
iShares MSCI Brazil Index (EWZ) 0.4 $4.3M 105k 40.99
Chegg (CHGG) 0.4 $4.4M 115k 38.12
Ready Cap Corp Com reit (RC) 0.4 $4.2M 289k 14.67
Restoration Hardware Hldgs I note 6/1 0.3 $4.1M 4.1M 1.00
Sprott Phys Platinum & Palladi (SPPP) 0.3 $3.9M 365k 10.61
Spartan Energy Acquisition Cl A Ord 0.3 $3.9M 400k 9.83
iShares S&P NA Tec. Semi. Idx (SOXX) 0.3 $3.8M 20k 189.55
Dd3 Acquisition Corp 0.3 $3.6M 365k 9.83
Citrix Systems 0.3 $3.5M 35k 99.66
Ii-vi 0.3 $3.4M 90k 37.24
Leisure Acquisition Corp 0.3 $3.4M 339k 10.04
Trinity Merger Corp 0.3 $3.4M 336k 10.22
Social Cap Hedosophia Hldgs cl a 0.3 $3.3M 324k 10.19
Tenzing Acquisition Corp ord 0.3 $3.3M 332k 10.07
Gsv Cap Corp note 4.750% 3/2 0.3 $3.2M 3.2M 1.00
Gs Acquisition Holdings Cl A Ord 0.2 $2.9M 290k 10.02
Collier Creek Holdings 0.2 $3.0M 300k 9.96
Big Rock Partners Acquisi 0.2 $2.8M 271k 10.33
Colony Cr Real Estate Inc Com Cl A reit 0.2 $2.8M 184k 15.52
Quad/Graphics (QUAD) 0.2 $2.7M 223k 11.90
Gores Holdings Iii 0.2 $2.6M 259k 9.90
Cardtronics Inc note 1.000%12/0 0.2 $2.5M 2.5M 0.99
Finisar Corporation 0.2 $2.3M 100k 23.17
Technology SPDR (XLK) 0.2 $2.4M 32k 73.99
Transalta Corp (TAC) 0.2 $2.2M 305k 7.36
LivePerson (LPSN) 0.2 $2.1M 72k 29.03
Kayne Anderson MLP Investment (KYN) 0.2 $2.0M 125k 15.91
Mosaic Acquisition Corp 0.2 $2.1M 204k 10.08
Churchill Cap Corp *w exp 09/11/202 0.2 $2.0M 600k 3.28
Cimarex Energy 0.2 $1.9M 27k 69.88
Echostar Corporation (SATS) 0.1 $1.7M 48k 36.45
Pennymac Financial Services (PFSI) 0.1 $1.7M 78k 22.24
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 0.1 $1.6M 66k 25.16
Barclays Bk Plc cmn 0.1 $1.7M 58k 29.26
Tpg Pace Hldgs Corp cl a 0.1 $1.5M 151k 10.24
Magnolia Oil & Gas Corp tpg pace energy hold 0.1 $1.5M 453k 3.39
Megalith Finl Acquisition Co cl a 0.1 $1.6M 159k 9.98
Edtechx Hldgs Acquisition 0.1 $1.4M 139k 10.08
Legacy Acquisition Corp 0.1 $1.3M 125k 10.04
Chaserg Technlgy Acquisitn C class a 0.1 $1.3M 129k 9.87
Opes Acquisition Corp 0.1 $1.2M 119k 10.15
Capitol Invt Corp Iv cl a ord 0.1 $1.0M 100k 10.18
Virtus Investment Partners convertible preferred security 0.1 $890k 10k 89.00
Liberty All-Star Equity Fund (USA) 0.1 $829k 139k 5.95
Hl Acquisitions Corp 0.1 $834k 84k 9.92
Gabelli Dividend & Income Trust (GDV) 0.1 $717k 34k 21.16
Greenland Acquisitin Corpora 0.1 $567k 56k 10.07
Montage Res Corp 0.1 $542k 36k 15.05
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $418k 46k 9.12
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $418k 39k 10.80
Nuveen Fltng Rte Incm Opp 0.0 $466k 49k 9.54
Nuveen Floating Rate Income Fund (JFR) 0.0 $460k 48k 9.56
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $445k 33k 13.52
Target Hospitality Corp *w exp 03/15/202 0.0 $493k 318k 1.55
Amgen (AMGN) 0.0 $359k 1.9k 190.15
Assured Guaranty (AGO) 0.0 $367k 8.3k 44.37
Royce Micro Capital Trust (RMT) 0.0 $347k 42k 8.34
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $405k 31k 13.12
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $325k 26k 12.36
BlackRock Global Energy & Resources Trus (BGR) 0.0 $381k 32k 12.02
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $338k 28k 11.88
Medley Capital Corporation 0.0 $300k 96k 3.11
Blackstone Gso Strategic (BGB) 0.0 $347k 25k 14.12
Tekla Life Sciences sh ben int (HQL) 0.0 $396k 23k 17.11
Nexeo Solutions Inc *w exp 06/09/202 0.0 $353k 750k 0.47
Gordon Pointe Acquisition 0.0 $379k 37k 10.20
Mr Cooper Group (COOP) 0.0 $377k 39k 9.60
Loews Corporation (L) 0.0 $203k 4.2k 48.04
Microsoft Corporation (MSFT) 0.0 $214k 1.8k 118.04
BlackRock (BLK) 0.0 $203k 476.00 426.47
MasterCard Incorporated (MA) 0.0 $210k 895.00 234.64
Progressive Corporation (PGR) 0.0 $201k 2.8k 71.94
Berkshire Hathaway (BRK.B) 0.0 $202k 1.0k 201.00
Coca-Cola Company (KO) 0.0 $208k 4.4k 46.83
Costco Wholesale Corporation (COST) 0.0 $223k 922.00 241.87
Exxon Mobil Corporation (XOM) 0.0 $204k 2.5k 80.76
Wal-Mart Stores (WMT) 0.0 $201k 2.1k 97.57
Home Depot (HD) 0.0 $208k 1.1k 192.24
Johnson & Johnson (JNJ) 0.0 $204k 1.5k 139.73
Pfizer (PFE) 0.0 $201k 4.7k 42.56
Archer Daniels Midland Company (ADM) 0.0 $210k 4.9k 43.10
Walt Disney Company (DIS) 0.0 $201k 1.8k 111.30
Chevron Corporation (CVX) 0.0 $202k 1.6k 122.95
United Parcel Service (UPS) 0.0 $206k 1.8k 111.83
3M Company (MMM) 0.0 $212k 1.0k 208.05
Cisco Systems (CSCO) 0.0 $212k 3.9k 53.68
Cummins (CMI) 0.0 $207k 1.3k 157.89
Franklin Resources (BEN) 0.0 $208k 6.3k 33.08
Kimberly-Clark Corporation (KMB) 0.0 $217k 1.8k 123.86
Pitney Bowes (PBI) 0.0 $239k 35k 6.87
Public Storage (PSA) 0.0 $212k 972.00 218.11
Stanley Black & Decker (SWK) 0.0 $206k 1.5k 136.42
Travelers Companies (TRV) 0.0 $209k 1.5k 136.87
V.F. Corporation (VFC) 0.0 $208k 2.4k 86.88
W.W. Grainger (GWW) 0.0 $207k 687.00 301.31
Adobe Systems Incorporated (ADBE) 0.0 $210k 787.00 266.84
Intel Corporation (INTC) 0.0 $201k 3.8k 53.26
Emerson Electric (EMR) 0.0 $205k 3.0k 68.54
Raytheon Company 0.0 $201k 1.1k 181.24
Air Products & Chemicals (APD) 0.0 $216k 1.1k 191.15
Apple (AAPL) 0.0 $219k 1.2k 189.77
Colgate-Palmolive Company (CL) 0.0 $210k 3.1k 68.27
Honeywell International (HON) 0.0 $209k 1.3k 159.06
International Business Machines (IBM) 0.0 $207k 1.5k 140.91
Merck & Co (MRK) 0.0 $206k 2.5k 83.10
Nike (NKE) 0.0 $203k 2.4k 84.34
Pepsi (PEP) 0.0 $213k 1.7k 122.84
Philip Morris International (PM) 0.0 $206k 2.3k 88.45
Procter & Gamble Company (PG) 0.0 $213k 2.1k 103.25
Stryker Corporation (SYK) 0.0 $211k 1.1k 197.75
Target Corporation (TGT) 0.0 $214k 2.7k 80.30
Texas Instruments Incorporated (TXN) 0.0 $200k 1.9k 105.21
UnitedHealth (UNH) 0.0 $207k 839.00 246.72
Torchmark Corporation 0.0 $206k 2.5k 81.94
Danaher Corporation (DHR) 0.0 $213k 1.6k 131.81
Gilead Sciences (GILD) 0.0 $205k 3.1k 65.16
TJX Companies (TJX) 0.0 $209k 3.9k 53.30
Illinois Tool Works (ITW) 0.0 $202k 1.4k 143.26
Accenture (ACN) 0.0 $216k 1.2k 174.47
General Dynamics Corporation (GD) 0.0 $203k 1.2k 167.91
Hershey Company (HSY) 0.0 $208k 1.8k 114.73
Visa (V) 0.0 $214k 1.4k 156.32
Magna Intl Inc cl a (MGA) 0.0 $231k 4.7k 48.66
Methanex Corp (MEOH) 0.0 $233k 4.1k 56.90
Oracle Corporation (ORCL) 0.0 $207k 3.9k 53.50
Paccar (PCAR) 0.0 $204k 3.0k 68.27
Pioneer Floating Rate Trust (PHD) 0.0 $273k 26k 10.34
Amazon (AMZN) 0.0 $214k 120.00 1783.33
Brinker International (EAT) 0.0 $258k 5.8k 44.33
Estee Lauder Companies (EL) 0.0 $215k 1.3k 165.51
Atmos Energy Corporation (ATO) 0.0 $214k 2.1k 102.88
Hormel Foods Corporation (HRL) 0.0 $207k 4.7k 44.44
MGE Energy (MGEE) 0.0 $219k 3.2k 68.10
California Water Service (CWT) 0.0 $207k 3.8k 53.99
Gildan Activewear Inc Com Cad (GIL) 0.0 $238k 6.6k 35.95
American States Water Company (AWR) 0.0 $206k 2.9k 71.45
American Water Works (AWK) 0.0 $209k 2.0k 104.50
Simon Property (SPG) 0.0 $209k 1.1k 182.06
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $229k 22k 10.66
Blackrock Health Sciences Trust (BME) 0.0 $202k 5.1k 39.61
Nuveen Senior Income Fund 0.0 $202k 35k 5.76
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $245k 23k 10.73
Just Energy Group 0.0 $225k 66k 3.40
Norbord 0.0 $245k 8.9k 27.62
Ubs Ag London Brh etracs mth2xre 0.0 $268k 18k 14.58
Ares Dynamic Cr Allocation (ARDC) 0.0 $203k 14k 14.71
Intercontinental Exchange (ICE) 0.0 $202k 2.7k 76.00
One Gas (OGS) 0.0 $208k 2.3k 89.16
Eversource Energy (ES) 0.0 $209k 2.9k 70.94
Alphabet Inc Class A cs (GOOGL) 0.0 $204k 173.00 1179.19
Alphabet Inc Class C cs (GOOG) 0.0 $204k 174.00 1172.41
Roku (ROKU) 0.0 $246k 3.8k 64.40
Nutrien (NTR) 0.0 $237k 4.5k 52.81
Leo Holdings Corp *w exp 02/07/202 0.0 $219k 281k 0.78
Thomson Reuters Corp 0.0 $252k 4.2k 59.31
Regions Financial Corporation (RF) 0.0 $145k 10k 14.13
MFS Intermediate Income Trust (MIN) 0.0 $164k 43k 3.78
Southwestern Energy Company (SWN) 0.0 $116k 25k 4.69
Contango Oil & Gas Company 0.0 $61k 19k 3.16
Barnes & Noble 0.0 $87k 17k 5.27
BGC Partners 0.0 $138k 26k 5.32
Clean Energy Fuels (CLNE) 0.0 $74k 24k 3.09
Consolidated Communications Holdings (CNSL) 0.0 $174k 17k 10.54
Gulfport Energy Corporation 0.0 $156k 20k 8.00
Capstead Mortgage Corporation 0.0 $167k 19k 8.61
Vector (VGR) 0.0 $158k 15k 10.80
BioDelivery Sciences International 0.0 $113k 21k 5.28
National CineMedia 0.0 $93k 13k 7.05
Vitamin Shoppe 0.0 $131k 19k 7.04
Eaton Vance Short Duration Diversified I (EVG) 0.0 $134k 10k 12.88
Pacific Biosciences of California (PACB) 0.0 $104k 14k 7.24
VirnetX Holding Corporation 0.0 $128k 20k 6.31
Blackstone Gso Flting Rte Fu (BSL) 0.0 $176k 11k 16.30
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $147k 12k 11.96
Nuveen Core Equity Alpha Fund (JCE) 0.0 $141k 10k 14.03
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $153k 13k 12.01
Semgroup Corp cl a 0.0 $156k 11k 14.76
Acelrx Pharmaceuticals 0.0 $113k 33k 3.48
Realogy Hldgs (HOUS) 0.0 $135k 12k 11.41
Third Point Reinsurance 0.0 $148k 14k 10.41
Voya Natural Res Eq Inc Fund 0.0 $98k 19k 5.23
Investors Ban 0.0 $151k 13k 11.85
Navient Corporation equity (NAVI) 0.0 $153k 13k 11.59
Rubicon Proj 0.0 $128k 21k 6.06
Voya Asia Pacific High Div Equity Income Fund (IAE) 0.0 $130k 14k 9.14
Michaels Cos Inc/the 0.0 $136k 12k 11.45
Pfenex 0.0 $81k 13k 6.19
Affimed Therapeutics B V 0.0 $125k 30k 4.18
On Deck Capital 0.0 $93k 17k 5.42
Vivint Solar 0.0 $102k 21k 4.96
Genesis Healthcare Inc Cl A (GENN) 0.0 $67k 47k 1.43
Digital Turbine (APPS) 0.0 $60k 17k 3.52
Party City Hold 0.0 $128k 16k 7.97
Corindus Vascular Robotics I 0.0 $65k 37k 1.74
Frontline 0.0 $112k 17k 6.47
Axsome Therapeutics (AXSM) 0.0 $171k 12k 14.25
Washington Prime Group 0.0 $168k 30k 5.65
Cnx Resources Corporation (CNX) 0.0 $157k 15k 10.80
Peregrine Pharmaceuticals (CDMO) 0.0 $106k 25k 4.25
Brightsphere Inv 0.0 $153k 11k 13.57
Colony Cap Inc New cl a 0.0 $154k 29k 5.30
Aberdeen Global Dynamic Divd F (AGD) 0.0 $98k 10k 9.44
Pure Acquisition Corp *w exp 04/17/202 0.0 $116k 105k 1.11
Site Centers Corp (SITC) 0.0 $174k 13k 13.64
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $151k 97k 1.56
Megalith Finl Acquisition Co warrant 0.0 $64k 238k 0.27
Concrete Pumping Hldgs Inc *w exp 08/01/202 0.0 $60k 50k 1.20
Grshw Us 11 Sep 23 C11.5 w exp 09/11/202 0.0 $126k 86k 1.46
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.0 $95k 87k 1.10
Edtechx Hldgs Acquisition Co *w exp 12/31/202 0.0 $73k 383k 0.19
Dd3 Acquisition Corp *w exp 10/20/202 0.0 $81k 291k 0.28
Boxwood Merger Corp *w exp 11/26/202 0.0 $83k 275k 0.30
Hornbeck Offshore Services 0.0 $37k 30k 1.22
Stein Mart 0.0 $38k 38k 0.99
DURECT Corporation 0.0 $14k 22k 0.63
Castle Brands 0.0 $10k 15k 0.67
Ascena Retail 0.0 $48k 44k 1.08
Global Eagle Acquisition Cor 0.0 $19k 27k 0.71
Nii Holdings 0.0 $41k 21k 1.94
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $46k 100k 0.46
Sesen Bio 0.0 $54k 52k 1.03
Tiberius Acquisition Corp w exp 02/28/202 0.0 $33k 75k 0.44
Thunder Bridge Acquisition L *w exp 01/01/202 0.0 $22k 30k 0.73
Organogenesis Hldgs Inc *w exp 10/07/202 0.0 $29k 100k 0.29
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $38k 56k 0.68
Alberton Acquisition Corp right 10/04/2020 0.0 $51k 300k 0.17
Alacw Us 21 Nov 23 C11.5 w exp 04/26/202 0.0 $1.9k 22k 0.09
Loacw Us 31 Jul 25 C11.5 w exp 07/31/202 0.0 $25k 212k 0.12
Amci Acquisition Corp *w exp 05/20/202 0.0 $56k 200k 0.28