Wellington Shields Capital Management

Wellington Shields Capital Management as of Sept. 30, 2013

Portfolio Holdings for Wellington Shields Capital Management

Wellington Shields Capital Management holds 321 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Flowers Foods (FLO) 30.1 $157M 7.3M 21.44
Exxon Mobil Corporation (XOM) 3.5 $18M 209k 86.04
International Business Machines (IBM) 1.8 $9.6M 52k 185.19
Express Scripts Holding 1.4 $7.4M 120k 61.80
Seadrill 1.3 $6.9M 154k 45.08
Johnson & Johnson (JNJ) 1.3 $6.7M 77k 86.70
Google 1.2 $6.3M 7.2k 875.97
Procter & Gamble Company (PG) 1.2 $6.2M 82k 75.59
General Electric Company 1.1 $6.0M 250k 23.89
At&t (T) 1.1 $5.8M 172k 33.82
Schlumberger (SLB) 1.1 $5.7M 65k 88.36
MasterCard Incorporated (MA) 1.1 $5.5M 8.2k 672.74
Apple (AAPL) 1.0 $5.4M 11k 476.76
Verizon Communications (VZ) 1.0 $5.2M 111k 46.68
Pfizer (PFE) 0.8 $4.4M 152k 28.72
Bristol Myers Squibb (BMY) 0.8 $4.1M 89k 46.28
E.I. du Pont de Nemours & Company 0.7 $3.8M 65k 58.57
Pepsi (PEP) 0.7 $3.6M 46k 79.50
Ford Motor Company (F) 0.7 $3.6M 211k 16.87
Microsoft Corporation (MSFT) 0.7 $3.5M 105k 33.28
Chicago Bridge & Iron Company 0.6 $3.4M 50k 67.77
United Rentals (URI) 0.6 $3.3M 56k 58.29
Coca-Cola Company (KO) 0.6 $3.2M 85k 37.88
Snap-on Incorporated (SNA) 0.6 $3.2M 32k 99.50
Chevron Corporation (CVX) 0.6 $3.0M 24k 121.51
Emerson Electric (EMR) 0.6 $2.9M 45k 64.71
Royal Dutch Shell 0.6 $2.9M 44k 65.68
Lance 0.6 $2.9M 101k 28.83
Walt Disney Company (DIS) 0.5 $2.8M 43k 64.49
Wal-Mart Stores (WMT) 0.5 $2.6M 36k 73.97
Oasis Petroleum 0.5 $2.6M 52k 49.12
Ritchie Bros. Auctioneers Inco 0.5 $2.5M 123k 20.18
Merck & Co (MRK) 0.5 $2.5M 53k 47.61
Blackstone 0.5 $2.4M 98k 24.89
EMC Corporation 0.5 $2.5M 97k 25.56
McDonald's Corporation (MCD) 0.5 $2.4M 25k 96.20
RPM International (RPM) 0.5 $2.4M 65k 36.20
Stanley Black & Decker (SWK) 0.5 $2.3M 26k 90.58
Honeywell International (HON) 0.5 $2.3M 28k 83.03
Gilead Sciences (GILD) 0.5 $2.4M 38k 62.86
Pinnacle Foods Inc De 0.5 $2.3M 88k 26.47
CSX Corporation (CSX) 0.4 $2.3M 90k 25.74
Travelers Companies (TRV) 0.4 $2.2M 26k 84.78
ConocoPhillips (COP) 0.4 $2.2M 32k 69.52
National-Oilwell Var 0.4 $2.2M 28k 78.10
3M Company (MMM) 0.4 $2.1M 17k 119.41
Chefs Whse (CHEF) 0.4 $2.0M 88k 23.10
Amgen (AMGN) 0.4 $2.0M 18k 111.92
Stepan Company (SCL) 0.4 $2.0M 35k 57.74
Home Depot (HD) 0.4 $1.9M 25k 75.87
McKesson Corporation (MCK) 0.4 $1.9M 15k 128.27
Tupperware Brands Corporation (TUP) 0.4 $1.9M 22k 86.38
Dana Holding Corporation (DAN) 0.4 $1.9M 83k 22.84
Abbvie (ABBV) 0.4 $1.9M 42k 44.72
Vodafone 0.3 $1.8M 50k 35.18
Stericycle (SRCL) 0.3 $1.8M 15k 115.38
American Express Company (AXP) 0.3 $1.7M 23k 75.52
Bed Bath & Beyond 0.3 $1.7M 22k 77.38
Coach 0.3 $1.7M 31k 54.52
3D Systems Corporation (DDD) 0.3 $1.7M 32k 53.98
Lockheed Martin Corporation (LMT) 0.3 $1.7M 13k 127.54
Wp Carey (WPC) 0.3 $1.7M 26k 64.71
Becton, Dickinson and (BDX) 0.3 $1.6M 16k 100.03
Target Corporation (TGT) 0.3 $1.5M 23k 63.99
Baxter International (BAX) 0.3 $1.4M 22k 65.67
PowerShares QQQ Trust, Series 1 0.3 $1.5M 19k 78.89
Zep 0.3 $1.5M 90k 16.26
Cliffs Natural Resources 0.3 $1.4M 70k 20.50
EntreMed 0.3 $1.4M 770k 1.80
Linkedin Corp 0.3 $1.4M 5.7k 246.10
Facebook Inc cl a (META) 0.3 $1.4M 28k 50.23
Tumi Holdings 0.3 $1.4M 71k 20.15
Hologic (HOLX) 0.3 $1.3M 65k 20.65
CVS Caremark Corporation (CVS) 0.3 $1.4M 24k 56.75
Qualcomm (QCOM) 0.3 $1.3M 20k 67.30
Clorox Company (CLX) 0.3 $1.4M 17k 81.74
Deckers Outdoor Corporation (DECK) 0.3 $1.4M 21k 65.94
Abbott Laboratories (ABT) 0.2 $1.3M 40k 33.19
WD-40 Company (WDFC) 0.2 $1.3M 20k 64.89
B&G Foods (BGS) 0.2 $1.3M 37k 34.55
Fortune Brands (FBIN) 0.2 $1.3M 32k 41.62
Berkshire Hathaway (BRK.B) 0.2 $1.3M 11k 113.47
Fluor Corporation (FLR) 0.2 $1.2M 18k 70.97
Macquarie Infrastructure Company 0.2 $1.3M 24k 53.53
Ingredion Incorporated (INGR) 0.2 $1.2M 19k 66.14
Duke Energy (DUK) 0.2 $1.3M 19k 66.78
Sensient Technologies Corporation (SXT) 0.2 $1.2M 26k 47.88
Regal Entertainment 0.2 $1.2M 63k 18.99
Illumina (ILMN) 0.2 $1.2M 15k 80.81
Hyster Yale Materials Handling (HY) 0.2 $1.2M 14k 89.64
Powershaers S&p 500 High Divid 0.2 $1.2M 44k 27.25
Union Pacific Corporation (UNP) 0.2 $1.2M 7.5k 155.27
Ross Stores (ROST) 0.2 $1.2M 16k 72.81
Plum Creek Timber 0.2 $1.2M 25k 46.82
Golar Lng (GLNG) 0.2 $1.2M 31k 37.67
Linn 0.2 $1.2M 40k 29.18
Seadrill Partners 0.2 $1.2M 36k 32.64
Cnh Industrial (CNHI) 0.2 $1.1M 92k 12.50
JPMorgan Chase & Co. (JPM) 0.2 $1.1M 22k 51.68
Bank of America Corporation (BAC) 0.2 $1.1M 78k 13.79
Biogen Idec (BIIB) 0.2 $1.1M 4.5k 240.76
Syntel 0.2 $1.1M 14k 80.07
EQT Corporation (EQT) 0.2 $1.1M 13k 88.73
Broadridge Financial Solutions (BR) 0.2 $1.0M 33k 31.74
CenturyLink 0.2 $1.1M 34k 31.37
Novartis (NVS) 0.2 $1.0M 14k 76.68
Anadarko Petroleum Corporation 0.2 $1.1M 12k 93.03
Williams Companies (WMB) 0.2 $1.0M 28k 36.34
Tootsie Roll Industries (TR) 0.2 $1.0M 34k 30.83
Seagate Technology Com Stk 0.2 $1.1M 24k 43.75
iShares Dow Jones Select Dividend (DVY) 0.2 $1.0M 16k 66.37
SPDR S&P Dividend (SDY) 0.2 $1.0M 15k 68.91
Evercore Partners Inc Cl A 0.2 $1.1M 22k 49.23
Goldman Sachs (GS) 0.2 $973k 6.2k 158.21
Boeing Company (BA) 0.2 $1.0M 8.6k 117.44
Philip Morris International (PM) 0.2 $977k 11k 86.57
Walgreen Company 0.2 $1.0M 19k 53.80
Golub Capital BDC (GBDC) 0.2 $982k 57k 17.32
Intel Corporation (INTC) 0.2 $962k 42k 22.93
Nike (NKE) 0.2 $937k 13k 72.64
United Technologies Corporation 0.2 $949k 8.8k 107.84
Digi International (DGII) 0.2 $941k 94k 9.99
Aqua America 0.2 $964k 39k 24.73
Tejon Ranch Company (TRC) 0.2 $942k 31k 30.85
CBOE Holdings (CBOE) 0.2 $918k 20k 45.22
Tractor Supply Company (TSCO) 0.2 $893k 13k 67.14
Accenture (ACN) 0.2 $909k 12k 73.60
Chico's FAS 0.2 $888k 53k 16.66
Salix Pharmaceuticals 0.2 $866k 13k 66.85
Apache Corporation 0.2 $853k 10k 85.17
Suncor Energy (SU) 0.2 $811k 23k 35.77
Forest Oil Corporation 0.1 $797k 131k 6.10
Freeport-McMoRan Copper & Gold (FCX) 0.1 $790k 24k 33.08
Capstead Mortgage Corporation 0.1 $791k 67k 11.77
National Fuel Gas (NFG) 0.1 $763k 11k 68.74
KKR & Co 0.1 $804k 39k 20.59
Craft Brewers Alliance 0.1 $780k 58k 13.43
First Republic Bank/san F (FRCB) 0.1 $765k 16k 46.65
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $783k 21k 38.02
Home Loan Servicing Solution ord 0.1 $788k 36k 22.01
Usa Education 0.1 $771k 31k 24.91
Equifax (EFX) 0.1 $748k 13k 59.84
Eli Lilly & Co. (LLY) 0.1 $730k 15k 50.33
Norfolk Southern (NSC) 0.1 $735k 9.5k 77.37
Assured Guaranty (AGO) 0.1 $727k 39k 18.75
Comcast Corporation (CMCSA) 0.1 $688k 15k 45.13
Dominion Resources (D) 0.1 $656k 11k 62.48
Allstate Corporation (ALL) 0.1 $704k 14k 50.57
Applied Materials (AMAT) 0.1 $682k 39k 17.53
Chesapeake Energy Corporation 0.1 $684k 26k 25.89
Celgene Corporation 0.1 $686k 4.5k 154.16
CommVault Systems (CVLT) 0.1 $690k 7.9k 87.90
Wendy's/arby's Group (WEN) 0.1 $705k 83k 8.48
Kraft Foods 0.1 $665k 13k 52.45
Loews Corporation (L) 0.1 $644k 14k 46.70
Ace Limited Cmn 0.1 $641k 6.9k 93.58
TECO Energy 0.1 $651k 39k 16.54
Goodyear Tire & Rubber Company (GT) 0.1 $636k 28k 22.43
Tricon Global Restaurants 0.1 $650k 9.1k 71.43
eBay (EBAY) 0.1 $647k 12k 55.78
Illinois Tool Works (ITW) 0.1 $643k 8.4k 76.28
Visa (V) 0.1 $637k 3.3k 191.00
Simon Property (SPG) 0.1 $624k 4.2k 148.18
Nuveen Muni Value Fund prd 0.1 $645k 71k 9.13
Fox News 0.1 $645k 19k 33.42
Nextera Energy (NEE) 0.1 $551k 6.9k 80.15
Texas Instruments Incorporated (TXN) 0.1 $559k 14k 40.27
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.1 $550k 7.9k 69.62
SPDR Gold Trust (GLD) 0.1 $592k 4.6k 128.14
Rockwell Automation (ROK) 0.1 $567k 5.3k 106.98
Industries N shs - a - (LYB) 0.1 $553k 7.6k 73.25
Dunkin' Brands Group 0.1 $579k 13k 45.23
Phillips 66 (PSX) 0.1 $554k 9.6k 57.83
BP (BP) 0.1 $544k 13k 42.04
SYSCO Corporation (SYY) 0.1 $520k 16k 31.80
Lancaster Colony (LANC) 0.1 $548k 7.0k 78.29
Cenovus Energy (CVE) 0.1 $537k 18k 29.83
Pentair 0.1 $537k 8.3k 64.96
Zoetis Inc Cl A (ZTS) 0.1 $545k 18k 31.14
United Parcel Service (UPS) 0.1 $494k 5.4k 91.28
Dow Chemical Company 0.1 $482k 13k 38.41
Deere & Company (DE) 0.1 $489k 6.0k 81.43
FX Energy 0.1 $465k 136k 3.43
Albemarle Corporation (ALB) 0.1 $494k 7.9k 62.93
Tate & Lyle 0.1 $477k 9.9k 48.11
Jp Morgan 5.5% Series D public 0.1 $457k 21k 21.51
Goldman Sachs Group 0.1 $466k 21k 22.51
Wheeler Real Estate Investme 0.1 $494k 115k 4.28
First Republic Ser C Pfd preferred 0.1 $454k 22k 20.36
Fidelity National Financial 0.1 $428k 16k 26.59
Kimberly-Clark Corporation (KMB) 0.1 $417k 4.4k 94.17
Paychex (PAYX) 0.1 $423k 10k 40.67
MDU Resources (MDU) 0.1 $439k 16k 27.96
Raytheon Company 0.1 $401k 5.2k 77.12
Rockwell Collins 0.1 $394k 5.8k 67.93
Colgate-Palmolive Company (CL) 0.1 $415k 7.0k 59.29
UnitedHealth (UNH) 0.1 $403k 5.6k 71.53
New York Community Ban (NYCB) 0.1 $417k 28k 15.11
Celanese Corporation (CE) 0.1 $428k 8.1k 52.84
PolyOne Corporation 0.1 $407k 13k 30.72
Questar Corporation 0.1 $398k 18k 22.49
Brink's Company (BCO) 0.1 $424k 15k 28.27
Citigroup (C) 0.1 $444k 9.2k 48.50
Starwood Property Trust (STWD) 0.1 $357k 15k 23.96
Consolidated Edison (ED) 0.1 $354k 6.4k 55.18
Cameco Corporation (CCJ) 0.1 $379k 21k 18.05
PerkinElmer (RVTY) 0.1 $340k 9.0k 37.78
Berkshire Hathaway (BRK.A) 0.1 $341k 2.00 170500.00
General Mills (GIS) 0.1 $383k 8.0k 47.88
Wisconsin Energy Corporation 0.1 $363k 9.0k 40.33
American Electric Power Company (AEP) 0.1 $347k 8.0k 43.38
Kellogg Company (K) 0.1 $376k 6.4k 58.75
Iron Mountain Incorporated 0.1 $370k 14k 27.01
J.M. Smucker Company (SJM) 0.1 $350k 3.3k 105.11
MercadoLibre (MELI) 0.1 $360k 2.7k 135.08
Humana (HUM) 0.1 $392k 4.2k 93.33
Och-Ziff Capital Management 0.1 $379k 35k 11.00
Wabtec Corporation (WAB) 0.1 $370k 5.9k 62.82
WGL Holdings 0.1 $342k 8.0k 42.75
iRobot Corporation (IRBT) 0.1 $369k 9.8k 37.65
Superior Energy Services 0.1 $374k 15k 25.02
Kodiak Oil & Gas 0.1 $371k 31k 12.06
QEP Resources 0.1 $366k 13k 27.73
Mitek Systems (MITK) 0.1 $350k 68k 5.16
Xylem (XYL) 0.1 $380k 14k 27.94
Hillshire Brands 0.1 $360k 12k 30.72
Companhia de Bebidas das Americas 0.1 $326k 8.5k 38.35
Owens Corning (OC) 0.1 $323k 8.5k 38.00
Annaly Capital Management 0.1 $303k 26k 11.60
Two Harbors Investment 0.1 $318k 33k 9.70
Teva Pharmaceutical Industries (TEVA) 0.1 $308k 8.2k 37.78
Newell Rubbermaid (NWL) 0.1 $330k 12k 27.50
Weyerhaeuser Company (WY) 0.1 $298k 10k 28.65
Deluxe Corporation (DLX) 0.1 $339k 8.1k 41.63
Hershey Company (HSY) 0.1 $310k 3.3k 92.65
Middleby Corporation (MIDD) 0.1 $307k 1.5k 208.84
Textainer Group Holdings 0.1 $303k 8.0k 37.88
Abb (ABBNY) 0.1 $307k 13k 23.62
Church & Dwight (CHD) 0.1 $332k 5.5k 60.12
Rackspace Hosting 0.1 $314k 5.9k 52.82
Main Street Capital Corporation (MAIN) 0.1 $293k 9.8k 29.90
Gnc Holdings Inc Cl A 0.1 $302k 5.5k 54.66
News Corp Class B cos (NWS) 0.1 $291k 18k 16.43
Waste Management (WM) 0.1 $281k 6.8k 41.17
Cerner Corporation 0.1 $282k 5.4k 52.61
DENTSPLY International 0.1 $267k 6.2k 43.41
Microchip Technology (MCHP) 0.1 $239k 5.9k 40.30
Universal Electronics (UEIC) 0.1 $252k 7.0k 36.00
Syngenta 0.1 $252k 3.1k 81.29
Hospitality Properties Trust 0.1 $275k 9.7k 28.35
Platinum Underwriter/ptp 0.1 $269k 4.5k 59.78
ConAgra Foods (CAG) 0.1 $276k 9.1k 30.33
Frontier Communications 0.1 $284k 68k 4.18
Thor Industries (THO) 0.1 $267k 4.6k 58.04
Quanta Services (PWR) 0.1 $275k 10k 27.56
Aes Tr Iii pfd cv 6.75% 0.1 $281k 5.6k 50.31
Steel Dynamics (STLD) 0.1 $245k 15k 16.73
Black Hills Corporation (BKH) 0.1 $267k 5.3k 49.95
Bill Barrett Corporation 0.1 $251k 10k 25.10
GrafTech International 0.1 $244k 29k 8.46
Helix Energy Solutions (HLX) 0.1 $254k 10k 25.40
SCANA Corporation 0.1 $272k 5.9k 46.10
Monmouth R.E. Inv 0.1 $266k 29k 9.08
Senior Housing Properties Trust 0.1 $245k 11k 23.33
Meridian Bioscience 0.1 $269k 11k 23.60
American International (AIG) 0.1 $245k 5.0k 48.73
Roche Holding (RHHBY) 0.1 $270k 4.0k 67.50
iShares Barclays TIPS Bond Fund (TIP) 0.1 $236k 2.1k 112.38
Bryn Mawr Bank 0.1 $270k 10k 27.00
Citigroup Cap Ix 6% $1.5 Pfd preferred 0.1 $245k 9.8k 25.00
Birchcliff Engy (BIREF) 0.1 $271k 40k 6.79
American Tower Reit (AMT) 0.1 $282k 3.8k 74.21
Vornado Realty Trust Series K 0.1 $260k 13k 20.80
Kimco Realty Corp 0.1 $249k 13k 19.76
Fairway Group Holdings 0.1 $256k 10k 25.60
Windstream Hldgs 0.1 $286k 36k 7.99
Bank of New York Mellon Corporation (BK) 0.0 $215k 7.1k 30.15
FedEx Corporation (FDX) 0.0 $205k 1.8k 113.89
Monsanto Company 0.0 $202k 1.9k 104.23
Clean Harbors (CLH) 0.0 $220k 3.8k 58.67
Ryder System (R) 0.0 $209k 3.5k 59.71
Wells Fargo & Company (WFC) 0.0 $209k 5.1k 41.39
C.R. Bard 0.0 $230k 2.0k 115.00
Helmerich & Payne (HP) 0.0 $207k 3.0k 69.00
BB&T Corporation 0.0 $228k 6.8k 33.78
General Dynamics Corporation (GD) 0.0 $223k 2.6k 87.45
Dover Corporation (DOV) 0.0 $225k 2.5k 90.00
Jarden Corporation 0.0 $227k 4.7k 48.50
Alexander & Baldwin 0.0 $206k 5.7k 35.98
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $210k 1.9k 113.51
Silver Wheaton Corp 0.0 $224k 9.0k 24.82
Curis 0.0 $214k 48k 4.46
Barclays Bk Plc Ipsp croil etn 0.0 $205k 8.5k 24.19
E Commerce China Dangdang 0.0 $225k 22k 10.49
Daleco Res Corp 0.0 $209k 1.3M 0.16
Rowan Companies 0.0 $201k 5.5k 36.68
Corning Incorporated (GLW) 0.0 $179k 12k 14.60
Alcoa 0.0 $153k 19k 8.12
LSI Corporation 0.0 $165k 21k 7.80
DepoMed 0.0 $134k 18k 7.44
iShares MSCI Japan Index 0.0 $138k 12k 11.90
Precision Drilling Corporation 0.0 $152k 15k 9.93
Weatherford International Lt reg 0.0 $164k 11k 15.33
PowerShares Fin. Preferred Port. 0.0 $179k 11k 17.13
Gsv Cap Corp 0.0 $148k 10k 14.80
Sunedison 0.0 $135k 17k 7.99
Nuverra Environmental Soluti 0.0 $151k 66k 2.28
Sirius XM Radio 0.0 $85k 22k 3.86
AK Steel Holding Corporation 0.0 $82k 22k 3.73
National Penn Bancshares 0.0 $100k 10k 10.00
Astex Pharmaceuticals 0.0 $98k 12k 8.52
Organovo Holdings 0.0 $124k 22k 5.77
Dryships/drys 0.0 $64k 18k 3.56
FuelCell Energy 0.0 $32k 25k 1.28
Uranium Energy (UEC) 0.0 $29k 13k 2.23
Searchlight Minerals (SRCH) 0.0 $5.0k 15k 0.33
Genoil (GNOLF) 0.0 $1.2k 62k 0.02
Calcol (CLCL) 0.0 $1.1k 21k 0.05
Crown Labs 0.0 $0 25k 0.00
Emc Metals 0.0 $13k 321k 0.04
Immunocellular Thera 0.0 $26k 10k 2.60