West Family Investments as of Sept. 30, 2016
Portfolio Holdings for West Family Investments
West Family Investments holds 101 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Brookdale Senior Living (BKD) | 27.9 | $233M | 812k | 287.00 | |
| Level 3 Communications | 10.7 | $90M | 1.9M | 46.38 | |
| Chimera Investment Corp etf | 7.5 | $63M | 3.9M | 15.95 | |
| Microsoft Corporation (MSFT) | 4.1 | $34M | 43k | 806.67 | |
| Goldman Sachs (GS) | 4.0 | $33M | 69k | 480.00 | |
| Qualcomm (QCOM) | 3.6 | $30M | 16k | 1873.33 | |
| Sun Communities (SUI) | 2.8 | $23M | 294k | 78.48 | |
| West | 2.8 | $23M | 1.0M | 22.14 | |
| Enterprise Products Partners (EPD) | 2.2 | $19M | 679k | 27.63 | |
| Cys Investments | 2.2 | $19M | 2.1M | 8.72 | |
| General Motors Company (GM) | 1.9 | $16M | 79k | 200.00 | |
| Annaly Capital Management | 1.7 | $14M | 1.4M | 10.50 | |
| Stryker Corporation (SYK) | 1.7 | $14M | 131k | 107.54 | |
| Two Harbors Investment | 1.3 | $11M | 1.3M | 8.53 | |
| Barrick Gold Corp (GOLD) | 1.2 | $10M | 582k | 17.72 | |
| Solar Cap (SLRC) | 1.2 | $9.8M | 479k | 20.52 | |
| MVC Capital | 1.1 | $9.1M | 1.1M | 8.29 | |
| MFA Mortgage Investments | 1.1 | $9.1M | 1.2M | 7.48 | |
| Newmont Mining Corporation (NEM) | 0.9 | $7.6M | 193k | 39.29 | |
| Solar Senior Capital | 0.9 | $7.5M | 463k | 16.21 | |
| Ellington Financial | 0.9 | $7.4M | 442k | 16.67 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.8 | $6.4M | 389k | 16.37 | |
| PennantPark Investment (PNNT) | 0.7 | $5.6M | 748k | 7.52 | |
| Zais Financial | 0.7 | $5.4M | 377k | 14.43 | |
| SPX Corporation | 0.6 | $5.3M | 4.1k | 1283.07 | |
| Allied World Assurance | 0.6 | $5.2M | 128k | 40.42 | |
| New Mountain Finance Corp (NMFC) | 0.6 | $4.8M | 351k | 13.76 | |
| Fidus Invt (FDUS) | 0.6 | $4.7M | 230k | 20.55 | |
| THL Credit | 0.6 | $4.6M | 488k | 9.53 | |
| Pennantpark Floating Rate Capi (PFLT) | 0.6 | $4.6M | 348k | 13.23 | |
| Comcast Corporation (CMCSA) | 0.5 | $4.0M | 60k | 66.33 | |
| Synchrony Financial (SYF) | 0.5 | $3.9M | 140k | 28.00 | |
| Cisco Systems (CSCO) | 0.5 | $3.8M | 120k | 31.72 | |
| Citigroup (C) | 0.5 | $3.8M | 79k | 47.23 | |
| Goldmansachsbdc (GSBD) | 0.4 | $3.7M | 168k | 21.77 | |
| Starwood Property Trust (STWD) | 0.4 | $3.6M | 161k | 22.52 | |
| NuStar Energy | 0.4 | $3.5M | 70k | 49.58 | |
| Medley Capital Corporation | 0.4 | $3.3M | 426k | 7.63 | |
| Blackstone Mtg Tr (BXMT) | 0.4 | $3.3M | 111k | 29.45 | |
| Factorshares Tr ise cyber sec | 0.4 | $3.3M | 117k | 27.90 | |
| Newtek Business Svcs (NEWT) | 0.4 | $3.2M | 227k | 14.26 | |
| Pfizer (PFE) | 0.3 | $2.9M | 84k | 33.86 | |
| Zimmer Holdings (ZBH) | 0.3 | $2.9M | 22k | 130.00 | |
| Tcp Capital | 0.3 | $2.7M | 167k | 16.38 | |
| General Electric Company | 0.3 | $2.4M | 80k | 29.62 | |
| Exelon Corporation (EXC) | 0.3 | $2.3M | 70k | 33.29 | |
| Targa Res Corp (TRGP) | 0.3 | $2.3M | 47k | 49.11 | |
| Energy Transfer Partners | 0.3 | $2.3M | 61k | 37.00 | |
| TC Pipelines | 0.3 | $2.2M | 38k | 57.03 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $2.0M | 23k | 87.26 | |
| American Express Company (AXP) | 0.2 | $1.9M | 30k | 64.03 | |
| Buckeye Partners | 0.2 | $1.9M | 27k | 71.62 | |
| Kinross Gold Corp (KGC) | 0.2 | $2.0M | 463k | 4.21 | |
| Magellan Midstream Partners | 0.2 | $1.7M | 25k | 70.73 | |
| Jpmorgan Chase & Co. w exp 10/201 | 0.2 | $1.7M | 70k | 24.63 | |
| Fireeye | 0.2 | $1.8M | 120k | 14.73 | |
| Tenet Healthcare Corporation (THC) | 0.2 | $1.7M | 75k | 22.67 | |
| Synaptics, Incorporated (SYNA) | 0.2 | $1.5M | 25k | 58.59 | |
| Eli Lilly & Co. (LLY) | 0.2 | $1.4M | 18k | 80.28 | |
| Apple (AAPL) | 0.2 | $1.4M | 1.7k | 842.94 | |
| Horizon Technology Fin (HRZN) | 0.2 | $1.4M | 107k | 13.56 | |
| Abbvie (ABBV) | 0.2 | $1.4M | 22k | 63.09 | |
| Transatlantic Petroleum Ltd Sh | 0.2 | $1.4M | 1.2M | 1.22 | |
| MB Financial | 0.2 | $1.3M | 35k | 38.03 | |
| Transocean (RIG) | 0.1 | $1.3M | 121k | 10.66 | |
| Solarcity | 0.1 | $1.1M | 500.00 | 2230.00 | |
| Zoetis Inc Cl A (ZTS) | 0.1 | $1.1M | 21k | 52.00 | |
| Plains Gp Hldgs L P shs a rep ltpn | 0.1 | $1.1M | 82k | 12.94 | |
| Tpg Specialty Lnding Inc equity | 0.1 | $1.0M | 55k | 18.11 | |
| Abbott Laboratories (ABT) | 0.1 | $930k | 22k | 42.27 | |
| Mondelez Int (MDLZ) | 0.1 | $878k | 20k | 43.90 | |
| Layne Christensen Co note 4.250%11/1 | 0.1 | $880k | 1.0M | 0.88 | |
| iStar Financial | 0.1 | $805k | 75k | 10.73 | |
| Boardwalk Pipeline Partners | 0.1 | $854k | 50k | 17.15 | |
| American Capital Agency | 0.1 | $839k | 43k | 19.54 | |
| Silver Bay Rlty Tr | 0.1 | $645k | 37k | 17.53 | |
| Colony Starwood Homes | 0.1 | $641k | 22k | 28.68 | |
| PennyMac Mortgage Investment Trust (PMT) | 0.1 | $553k | 36k | 15.58 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 0.1 | $563k | 37k | 15.06 | |
| Citizens Financial (CFG) | 0.1 | $593k | 24k | 24.71 | |
| Total (TTE) | 0.1 | $529k | 11k | 47.66 | |
| Apollo Investment | 0.1 | $469k | 81k | 5.80 | |
| Ellington Residential Mortga reit (EARN) | 0.1 | $475k | 37k | 12.99 | |
| Corning Incorporated (GLW) | 0.1 | $425k | 1.5k | 283.33 | |
| McDonald's Corporation (MCD) | 0.1 | $398k | 250.00 | 1592.00 | |
| KBR (KBR) | 0.1 | $409k | 27k | 15.15 | |
| Ocwen Financial Corporation | 0.1 | $384k | 77k | 5.00 | |
| Invesco Quality Municipal Inc Trust (IQI) | 0.1 | $423k | 31k | 13.79 | |
| Vale (VALE) | 0.0 | $292k | 53k | 5.50 | |
| ConocoPhillips (COP) | 0.0 | $313k | 7.2k | 43.47 | |
| Calumet Specialty Products Partners, L.P | 0.0 | $314k | 70k | 4.51 | |
| American Capital | 0.0 | $374k | 1.8k | 207.78 | |
| Eaton Vance Municipal Bond Fund (EIM) | 0.0 | $347k | 26k | 13.61 | |
| J.C. Penney Company | 0.0 | $231k | 25k | 9.24 | |
| Hercules Technology Growth Capital (HTGC) | 0.0 | $271k | 20k | 13.55 | |
| Seadrill | 0.0 | $220k | 500k | 0.44 | |
| New Residential Investment (RITM) | 0.0 | $271k | 20k | 13.79 | |
| Dell Technologies Inc Class V equity | 0.0 | $213k | 4.5k | 47.78 | |
| Vale | 0.0 | $177k | 38k | 4.72 | |
| Invesco Mortgage Capital | 0.0 | $152k | 10k | 15.20 | |
| Zais Group Hldgs | 0.0 | $125k | 54k | 2.30 |
