West Family Investments

Companies in the West Family Investments portfolio as of September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Brookdale Senior Living (BKD) 27.93 811609 287.00
Level 3 Communications 10.74 1.93M 46.38
Chimera Investment Corp etf 7.54 3.94M 15.95
Microsoft Corporation (MSFT) 4.13 42700 806.67
Goldman Sachs (GS) 3.98 69200 480.00
QUALCOMM (QCOM) 3.63 16150 1873.33
Sun Communities (SUI) 2.76 293657 78.48
West 2.75 1.03M 22.14
Enterprise Products Partners 2.25 679022 27.63
Cys Investments 2.24 2.14M 8.72
General Motors Company (GM) 1.91 79449 200.00
Annaly Capital Management (NLY) 1.71 1.36M 10.50
Stryker Corporation (SYK) 1.69 131220 107.54
Two Harbors Investment (TWO) 1.34 1.31M 8.53
* Barrick Gold Corp 1.24 582197 17.72
Solar Cap Ltd 1.18 479013 20.52
MVC Capital (MVC) 1.09 1.09M 8.29
MFA Mortgage Investments (MFA) 1.09 1.22M 7.48
Newmont Mining Corporation (NEM) 0.91 192763 39.29
Solar Senior Capital Ltd 0.90 462777 16.21
Ellington Financial Llc 0.88 442344 16.67
Apollo Commercial Real Est. Finance (ARI) 0.76 389286 16.37
PennantPark Investment (PNNT) 0.67 748056 7.52
Zais Financial 0.65 377284 14.43
SPX Corporation (SPW) 0.63 4115 1283.07
Allied World Assurance Co New 0.62 128340 40.42
New Mountain Finance Corp 0.58 350515 13.76
Fidus Invt 0.57 229830 20.55
THL Credit (TCRD) 0.56 487803 9.53
Pennantpark Floating Rate Capi 0.55 348278 13.23
Comcast Corporation (CMCSA) 0.48 60000 66.33
Synchrony Financial 0.47 140362 28.00
Cisco Systems (CSCO) 0.46 120000 31.72
Citigroup Inc 0.45 79400 47.23
Goldmansachsbdcinc shs 0.44 168279 21.77
Starwood Property Trust (STWD) 0.43 160853 22.52
NuStar Energy (NS) 0.42 70406 49.58
Medley Capital Corporation 0.39 426351 7.63
Blackstone Mtg Tr 0.39 111249 29.45
Factorshares Tr ise cyber sec 0.39 116600 27.90
Newtek Business Svcs 0.39 226647 14.26
Pfizer (PFE) 0.34 84247 33.86
Zimmer Holdings (ZMH) 0.34 22100 130.00
Tcp Capital 0.33 167136 16.38
General Electric Company (GE) 0.28 79952 29.62
Exelon Corporation (EXC) 0.28 70000 33.29
Targa Res Corp 0.28 47178 49.11
Energy Transfer Partners (ETP) 0.27 61380 37.00
TC Pipelines (TCLP) 0.26 38000 57.03
Exxon Mobil Corporation (XOM) 0.24 23240 87.26
American Express Company (AXP) 0.23 30000 64.03
Buckeye Partners (BPL) 0.23 26963 71.62
Kinross Gold Corp New 0.23 463352 4.21
Magellan Midstream Partners (MMP) 0.21 24600 70.73
Jpmorgan Chase & Co. w exp 10/201 0.21 70200 24.63
Fireeye 0.21 119800 14.73
Tenet Healthcare Corporation stock 0.20 75000 22.67
Synaptics, Incorporated (SYNA) 0.18 25073 58.59
Eli Lilly & Co. (LLY) 0.17 18000 80.28
Apple (AAPL) 0.17 1700 842.94
Horizon Technology Fin Com 0.17 106472 13.56
Abbvie 0.17 22000 63.09
Transatlantic Petroleum Ltd Sh 0.17 1.18M 1.22
MB Financial (MBFI) 0.16 35000 38.03
Transocean Ltd. 0.15 121138 10.66
Solarcity 0.13 500 2230.00
Zoetis Inc Cl A 0.13 21174 52.00
Plains Gp Hldgs L P shs a rep ltpn 0.13 82000 12.94
Tpg Specialty Lnding Inc equity 0.12 55220 18.11
Abbott Laboratories (ABT) 0.11 22000 42.27
Mondelez Int 0.11 20000 43.90
Layne Christensen Co note 4.250%11/1 0.11 1000000 0.88
iStar Financial (SFI) 0.10 75000 10.73
Boardwalk Pipeline Partners (BWP) 0.10 49796 17.15
American Capital Agency (AGNC) 0.10 42933 19.54
Silver Bay Rlty Tr 0.08 36791 17.53
Colony Starwood Homes 0.08 22350 28.68
PennyMac Mortgage Investment Trust (PMT) 0.07 35500 15.58
Nuveen Div. Advantage Muni. Fund (NAD) 0.07 37385 15.06
Citizens Financial 0.07 24000 24.71
TOTAL S.A. (TOT) 0.06 11100 47.66
Apollo Investment (AINV) 0.06 80800 5.80
Ellington Residential Mortga reit 0.06 36573 12.99
Corning Incorporated (GLW) 0.05 1500 283.33
McDonald's Corporation (MCD) 0.05 250 1592.00
KBR (KBR) 0.05 27000 15.15
Ocwen Financial Corporation (OCN) 0.05 76800 5.00
Invesco Quality Municipal Inc Trust (IQI) 0.05 30674 13.79
Vale (VALE) 0.04 53100 5.50
ConocoPhillips (COP) 0.04 7200 43.47
Calumet Specialty Products Partners, L.P (CLMT) 0.04 69547 4.51
American Capital (ACAS) 0.04 1800 207.78
Eaton Vance Municipal Bond Fund (EIM) 0.04 25500 13.61
J.C. Penney Company (JCP) 0.03 25000 9.24
Hercules Technology Growth Capital (HTGC) 0.03 20000 13.55
Seadrill Limited 0.03 500000 0.44
New Residential Investment 0.03 19646 13.79
Dell Technologies Inc Class V equity 0.03 4458 47.78
Vale (VALE.P) 0.02 37500 4.72
Invesco Mortgage Capital (IVR) 0.02 10000 15.20
Zais Group Hldgs 0.01 54355 2.30