Whitebox Advisors

Whitebox Advisors as of Dec. 31, 2015

Portfolio Holdings for Whitebox Advisors

Whitebox Advisors holds 167 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr option 19.7 $722M 3.5M 203.89
Spdr S&p 500 Etf Tr option 16.7 $612M 3.0M 203.89
Ishares Tr Index option 5.4 $197M 1.8M 112.51
Par Petroleum (PARR) 5.2 $193M 8.2M 23.54
Ishares Tr option 3.1 $113M 1.0M 112.51
Tesla Mtrs Inc note 1.500% 6/0 2.8 $102M 52M 1.96
Currencyshares Euro Tr opt 2.6 $96M 900k 106.40
Yahoo! 2.3 $85M 2.5M 33.26
Teleflex Inc note 3.875% 8/0 2.3 $84M 40M 2.13
Pacira Pharmaceuticals conv 1.9 $68M 22M 3.12
American Capital 1.8 $67M 4.8M 13.79
American Capital Agency 1.6 $59M 3.4M 17.34
Bank Of America Corporation option 1.4 $51M 3.0M 16.83
Humana (HUM) 1.2 $45M 251k 178.51
American Airls 1.1 $42M 1.0M 42.35
Ocwen Financial Corporation 1.1 $40M 5.7M 6.97
Time Warner Cable 1.1 $39M 211k 185.59
EMC Corporation 1.1 $39M 1.5M 25.68
Herbalife Ltd conv 1.1 $39M 46M 0.84
CIGNA Corporation 1.0 $36M 249k 146.33
Isis Us conv 0.9 $35M 9.2M 3.74
Broadcom Corporation 0.9 $33M 567k 57.82
Office Depot 0.8 $30M 5.3M 5.64
Encore Cap Group Inc note 3.000%11/2 0.8 $30M 29M 1.05
Istar Finl Inc Note 3.000%11/1 Added Conv 11/15/2016 0.8 $29M 27M 1.08
Hycroft Mng Corp debt 15.000%10/2 0.8 $29M 29M 1.00
Two Harbors Investment 0.7 $26M 3.2M 8.10
Encore Cap Group Inc note 3.000% 7/0 0.7 $24M 28M 0.85
Ally Financial (ALLY) 0.6 $21M 1.1M 18.64
Corsicanto Ltd conv bnd 0.5 $20M 22M 0.91
Ryanair Holdings (RYAAY) 0.5 $20M 228k 86.46
Jazz Technologies Inc New note 8.000%12/3 0.5 $18M 12M 1.56
Corenergy Infrastructure note 7% 6/15 0.5 $18M 24M 0.76
American Capital Mortgage In 0.5 $17M 1.2M 13.96
Precision Castparts 0.4 $15M 65k 232.02
Integra Lifesciences Holdings conv bnd 0.4 $14M 11M 1.30
Liberty Media 4.000 11/15/29 deb 4.000% 0.4 $13M 23M 0.57
Cowen Group Inc New note 3.000% 3/1 0.3 $13M 14M 0.96
Verisign Inc sdcv 3.250% 8/1 0.3 $12M 4.9M 2.56
Altisource Portfolio Solns S reg 0.3 $12M 436k 27.81
Photronics Inc note 0.3 $12M 10M 1.22
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.3 $12M 15M 0.80
Alere Inc note 3.000% 5/1 0.3 $11M 11M 1.03
Allergan 0.3 $12M 37k 312.51
Spdr S&p 500 Etf (SPY) 0.3 $11M 54k 203.89
Cheniere Energy Inc note 4.250% 3/1 0.3 $11M 21M 0.52
Chubb Corporation 0.3 $11M 80k 132.64
Icon 2 1/2 06/01/16 0.3 $11M 12M 0.89
Titan Machy Inc note 3.750% 5/0 0.3 $11M 17M 0.64
Green Plains Inc conv 0.3 $10M 8.0M 1.27
Jetblue Airways Corp dbcv 6.750%10/1 0.3 $10M 2.1M 4.65
Sandisk Corp note 1.500% 8/1 0.3 $9.8M 6.2M 1.57
New Senior Inv Grp 0.3 $9.9M 1.0M 9.86
Anadarko Pete Corp option 0.3 $9.7M 200k 48.58
Select Sector Spdr Tr option 0.2 $9.1M 150k 60.55
Conocophillips option 0.2 $9.3M 200k 46.69
Cobalt Intl Energy Inc note 0.2 $9.2M 16M 0.56
Nii Holdings 0.2 $9.3M 1.9M 5.05
Ambac Finl (OSG) 0.2 $8.7M 620k 14.09
Charter Communications Inc D cl a 0.2 $8.9M 48k 183.10
Invesco Mortgage Capital 0.2 $8.3M 667k 12.39
Encore Capital Group Inc note 0.2 $8.6M 11M 0.75
Safeguard Scientifics In conv bnd 0.2 $8.0M 7.3M 1.10
Nvidia Corp note 1.000 12/0 0.2 $8.1M 4.9M 1.67
Nationstar Mortgage 0.2 $7.7M 579k 13.37
Gsv Capital Corp. note 5.250 9/1 0.2 $7.8M 8.5M 0.92
Imperial Hldgs Inc conv 0.2 $7.1M 8.5M 0.84
Gol Linhas Aereas Inteligentes SA 0.2 $6.5M 12M 0.57
Enernoc, Inc. conv 0.2 $6.1M 11M 0.58
UnitedHealth (UNH) 0.2 $6.0M 51k 117.63
Hubbell (HUBB) 0.2 $5.8M 58k 101.03
Pepsi (PEP) 0.1 $5.6M 56k 99.93
Apollo Residential Mortgage 0.1 $5.4M 454k 11.95
Tesla Motors Inc bond 0.1 $5.4M 5.8M 0.92
Interpublic Group of Companies (IPG) 0.1 $5.2M 224k 23.28
Hldgs (UAL) 0.1 $5.1M 89k 57.30
Amag Pharmaceuticals Inc note 2.500% 2/1 0.1 $5.0M 4.0M 1.26
Cablevision Systems Corporation 0.1 $4.8M 150k 31.90
General Motors Company (GM) 0.1 $4.7M 137k 34.01
Trina Solar Limited note 4.000%10/1 0.1 $4.9M 5.0M 0.97
Whirlpool Corporation (WHR) 0.1 $4.3M 29k 146.85
Illinois Tool Works (ITW) 0.1 $4.3M 46k 92.68
Carlisle Companies (CSL) 0.1 $4.6M 51k 88.70
Tetralogic Pharmaceuticals c note 8.000% 6/1 0.1 $4.3M 11M 0.40
Carnival Corporation (CCL) 0.1 $4.0M 74k 54.49
Krispy Kreme Doughnuts 0.1 $4.0M 264k 15.07
Tesaro Inc note 3.000%10/0 0.1 $4.2M 2.5M 1.68
Medtronic (MDT) 0.1 $4.0M 51k 76.92
United Technologies Corporation 0.1 $3.8M 40k 96.06
Xerox Corporation 0.1 $3.7M 350k 10.63
Texas Roadhouse (TXRH) 0.1 $3.7M 105k 35.77
CSX Corporation (CSX) 0.1 $3.3M 127k 25.95
Johnson & Johnson (JNJ) 0.1 $3.5M 34k 102.73
Cardinal Health (CAH) 0.1 $3.4M 39k 89.27
Sunpower Corp dbcv 0.750% 6/0 0.1 $3.3M 2.5M 1.31
McKesson Corporation (MCK) 0.1 $3.1M 16k 197.22
General Mills (GIS) 0.1 $2.9M 51k 57.65
Mueller Water Products (MWA) 0.1 $2.8M 330k 8.60
Pinnacle Foods Inc De 0.1 $2.9M 68k 42.46
Cognizant Technology Solutions (CTSH) 0.1 $2.5M 42k 60.02
Union Pacific Corporation (UNP) 0.1 $2.7M 35k 78.21
Amgen (AMGN) 0.1 $2.6M 16k 162.33
Merck & Co (MRK) 0.1 $2.5M 46k 52.81
Biogen Idec (BIIB) 0.1 $2.6M 8.5k 306.41
Varian Medical Systems 0.1 $2.6M 32k 80.81
Methode Electronics (MEI) 0.1 $2.4M 75k 31.83
Cheesecake Factory Incorporated (CAKE) 0.1 $2.4M 53k 46.11
St. Jude Medical 0.1 $2.5M 40k 61.78
Itt 0.1 $2.5M 70k 36.32
Abbvie (ABBV) 0.1 $2.5M 42k 59.23
Granite Construction (GVA) 0.1 $2.1M 50k 42.90
Laboratory Corp. of America Holdings 0.1 $2.3M 19k 123.64
DaVita (DVA) 0.1 $2.2M 32k 69.70
Stericycle (SRCL) 0.1 $2.1M 17k 120.61
Dr Pepper Snapple 0.1 $2.2M 24k 93.20
Mead Johnson Nutrition 0.1 $2.3M 29k 78.95
Builders FirstSource (BLDR) 0.1 $2.0M 184k 11.08
Caesar Stone Sdot Yam (CSTE) 0.1 $2.0M 47k 43.34
Carriage Svcs Inc note 2.750% 3/1 0.1 $2.4M 2.0M 1.18
Del Taco Restaurants 0.1 $2.1M 194k 10.65
Alphabet Inc Class A cs (GOOGL) 0.1 $2.2M 2.9k 778.13
Chesapeake Energy Corp note 2.250%12/1 0.1 $1.8M 5.4M 0.33
Fidelity National Information Services (FIS) 0.1 $2.0M 33k 60.61
Bristol Myers Squibb (BMY) 0.1 $1.9M 28k 68.78
Crane 0.1 $1.8M 39k 47.83
Yum! Brands (YUM) 0.1 $1.7M 23k 73.03
Harman International Industries 0.1 $1.8M 19k 94.21
Hibbett Sports (HIBB) 0.1 $1.9M 64k 30.24
Modine Manufacturing (MOD) 0.1 $2.0M 220k 9.05
Gentex Corporation (GNTX) 0.1 $1.9M 117k 16.01
PowerSecure International 0.1 $1.7M 112k 15.05
Dollar General (DG) 0.1 $2.0M 28k 71.87
Echo Global Logistics 0.1 $1.7M 84k 20.38
Tower International 0.1 $1.8M 63k 28.57
Sanofi Aventis Wi Conval Rt 0.1 $1.8M 16M 0.11
Five Below (FIVE) 0.1 $1.7M 52k 32.10
Lo (LOCO) 0.1 $1.9M 147k 12.63
Supervalu 0.0 $1.4M 213k 6.78
priceline.com Incorporated 0.0 $1.5M 1.2k 1274.91
AngioDynamics (ANGO) 0.0 $1.4M 114k 12.14
Ply Gem Holdings 0.0 $1.3M 106k 12.54
Gogo (GOGO) 0.0 $1.5M 82k 17.80
Castle A M & Co note 7.000%12/1 0.0 $1.5M 4.1M 0.37
AES Corporation (AES) 0.0 $1.2M 51k 23.06
Lowe's Companies (LOW) 0.0 $1.2M 16k 76.01
Skechers USA 0.0 $1.2M 40k 30.21
Cbiz (CBZ) 0.0 $1.2M 118k 9.86
Matrix Service Company (MTRX) 0.0 $1.3M 62k 20.53
Addus Homecare Corp (ADUS) 0.0 $1.1M 48k 23.28
Sucampo Pharmaceuticals 0.0 $1.1M 66k 17.29
Covenant Transportation (CVLG) 0.0 $1.2M 61k 18.89
Swift Transportation Company 0.0 $1.0M 75k 13.82
Usa Technologies Inc conv pfd ser a 0.0 $1.1M 71k 15.50
Sagent Pharmaceuticals 0.0 $1.3M 79k 15.91
Global Eagle Acquisition Cor 0.0 $988k 100k 9.87
Supernus Pharmaceuticals (SUPN) 0.0 $1.0M 75k 13.45
Tile Shop Hldgs 0.0 $1.2M 73k 16.40
Stonegate Mortgage 0.0 $1.2M 225k 5.45
Health Care SPDR (XLV) 0.0 $768k 11k 72.03
Chesapeake Energy Corporation 0.0 $563k 125k 4.50
Retractable Technologies (RVP) 0.0 $556k 179k 3.10
Insys Therapeutics 0.0 $840k 29k 28.63
Aegerion Pharmaceuticals 2% Du cvbond 0.0 $660k 1.0M 0.66
Scientific Games (LNWO) 0.0 $345k 39k 8.97
Ambac Finl Group Inc *w exp 04/30/202 0.0 $497k 75k 6.65
Oi S.a. spn 0.0 $326k 534k 0.61
Centrus Energy Corp cl a (LEU) 0.0 $125k 95k 1.32