Worth Venture Partners

Worth Venture Partners as of June 30, 2019

Portfolio Holdings for Worth Venture Partners

Worth Venture Partners holds 98 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
SQURE 0.375 03/01/22 CVT CONVERTIBLE 0.375 01 Mar 22 Note 0.375% 3/0 (Principal) 17.9 $32M 10M 3.17
AMD 2.125 09/01/26 CVT CONVERTIBLE 2.125 01 Sep 26 Note 2.125% 9/0 (Principal) 13.7 $25M 6.4M 3.87
CZR 5.000 10/01/24 CVT CONVERTIBLE 5.000 01 Oct 24 Note 5.000%10/0 (Principal) 7.5 $14M 7.8M 1.73
SRPTX 1.500 11/15/24 CVT CONVERTIBLE 1.500 15 Nov 24 DBCV 1.500%11/1 (Principal) 7.3 $13M 5.9M 2.23
ANTMX 2.750 10/15/42 CVT CONVERTIBLE 2.750 15 Oct 42 Note 2.750%10/1 (Principal) 5.6 $10M 2.6M 3.92
WDAY 1.500 07/15/20 CVT CONVERTIBLE 1.500 15 Jul 20 Note 1.500% 7/1 (Principal) 5.1 $9.1M 3.6M 2.52
RTRX 2.500 09/15/25 CVT CONVERTIBLE 2.500 15 Sep 25 Note 2.500% 9/1 (Principal) 4.5 $8.2M 9.1M 0.90
NICE 1.250 01/15/24 CVT CONVERTIBLE 1.250 15 Jan 24 Note 1.250% 1/1 (Principal) 4.3 $7.8M 4.6M 1.70
MDCO 2.750 07/15/23 CVT CONVERTIBLE 2.750 15 Jul 23 Note 2.750% 7/1 (Principal) 3.1 $5.7M 5.7M 1.00
WMGI 2.250 11/15/21 CVT CONVERTIBLE 2.250 15 Nov 21 Note 2.250%11/1 (Principal) 2.7 $4.9M 3.3M 1.48
TSLA 2.000 05/15/24 CVT CONVERTIBLE 2.000 15 May 24 Note 2.000% 5/1 (Principal) 1.6 $2.9M 3.0M 0.98
Coherent 1.4 $2.5M 19k 136.40
Avid Technology Note 2.000% 6/1 1.3 $2.4M 258k 9.12
BioMarin Pharmaceutical (BMRN) 1.3 $2.3M 27k 85.72
Avantor Mandty Con Srs A Prf Convertible Preferred 0.000 6.25 PFD CNV SR 1.1 $2.0M 30k 65.96
Dasan Zhone Solutions 1.1 $2.0M 151k 12.99
Ishares Russell 2000 Etf Russell 2000 Etf (IWM) 1.0 $1.8M 11k 155.43
Booking Holdings (BKNG) 0.9 $1.7M 913.00 1875.14
Liberty Media 1.375 10/15/23 CVT CONVERTIBLE 1.375 15 Oct 23 Note 1.375%10/1 (Principal) 0.9 $1.7M 1.5M 1.13
Aspen Aerogels (ASPN) 0.8 $1.5M 208k 7.13
Health Care Select Sector Hedgefund Sbi Healthcare (XLV) 0.8 $1.5M 16k 92.51
HZNP 2.500 03/15/22 CVT CONVERTIBLE 2.500 15 Mar 22 Note 2.500% 3/1 (Principal) 0.7 $1.2M 1.1M 1.11
Magnachip Semiconductor Corp (MX) 0.7 $1.2M 116k 10.36
Silicom Ord (SILC) 0.6 $1.2M 36k 32.48
Micron Technology (MU) 0.6 $1.1M 29k 38.60
Liqtech International 0.5 $975k 98k 9.91
Knowles (KN) 0.5 $930k 51k 18.30
Vuzix Corp Com New (VUZI) 0.5 $895k 219k 4.09
Progenics Pharmaceuticals 0.5 $853k 138k 6.17
Airgain (AIRG) 0.5 $849k 60k 14.16
Spdr S&p Biotech Etf Hedgefund S&p Biotech (XBI) 0.4 $803k 9.2k 87.39
Digital Turbine (APPS) 0.4 $790k 158k 5.00
Consumer Discretionary Select Sector SPDR Fund HEDGEFUND Sbi Cons Discr (XLY) 0.4 $777k 6.5k 118.78
Allot Communications SHS (ALLT) 0.4 $755k 105k 7.21
Calix (CALX) 0.4 $737k 112k 6.56
Industrial Select Sect Spdr Hedgefund Sbi Int-inds (XLI) 0.4 $705k 9.1k 77.38
Pixelworks Com New (PXLW) 0.4 $690k 234k 2.95
Dermira 0.4 $683k 71k 9.56
Vanguard Information Technology Etf Inf Tech Etf (VGT) 0.4 $679k 3.2k 210.43
Diamedica Therapeutics (DMAC) 0.4 $658k 133k 4.96
QuickLogic Corporation 0.4 $651k 1.1M 0.58
Rf Industries Ord Com Par $0.01 (RFIL) 0.4 $647k 77k 8.44
Rigel Pharmaceuticals Com New 0.3 $595k 228k 2.61
Clearfield (CLFD) 0.3 $590k 45k 13.26
Adamas Pharmaceuticals 0.3 $545k 88k 6.20
MDCO Jan0 10.0 P 17 Jan 20 10.00 PUT Put Put Option 0.3 $514k 431k 1.19
Dhi (DHX) 0.3 $488k 137k 3.57
Newlink Genetics Corporation 0.3 $483k 327k 1.48
Orion Energy Systems (OESX) 0.3 $460k 155k 2.97
DSP 0.2 $441k 31k 14.36
Qumu 0.2 $433k 104k 4.15
Financial Select Sector Spdr Hedgefund Sbi Int-finl (XLF) 0.2 $412k 15k 27.44
Aptevo Therapeutics Inc apvo 0.2 $397k 448k 0.89
Cassava Sciences (SAVA) 0.2 $360k 297k 1.21
Consumer Staples Select Sector SPDR Fund HEDGEFUND Sbi Cons Stpls (XLP) 0.2 $319k 5.5k 58.56
Zafgen 0.2 $316k 266k 1.19
Correvio Pharma Corp 0.2 $283k 87k 3.25
RTRX Sep9 12.5 P 20 Sep 19 12.50 PUT Put Put Option 0.2 $281k 186k 1.51
Spdr S&p Pharmaceuticals Etf S&p Pharmac (XPH) 0.2 $277k 7.0k 39.55
Aqua Metals (AQMS) 0.2 $272k 163k 1.67
Intevac (IVAC) 0.2 $271k 56k 4.84
IWM DC9Q 150.0 P 31 Dec 19 150.00 PUT Put Put Option 0.1 $259k 50k 5.17
Nano Dimension Spons Adr 0.1 $252k 525k 0.48
Argan (AGX) 0.1 $232k 3.3k 69.40
TechTarget (TTGT) 0.1 $223k 11k 21.26
Bionano Genomics 0.1 $215k 88k 2.46
La Jolla Pharmaceutical Com Par $.0001 2 0.1 $204k 22k 9.27
Izea Worldwide 0.1 $193k 377k 0.51
DURECT Corporation 0.1 $172k 264k 0.65
XLNX Jan0 140.0C 17 Jan 20 140.00 CALL Call Call Option 0.1 $169k 30k 5.63
Achieve Life Science 0.1 $139k 72k 1.93
SRDX Aug9 45.0 C 16 Aug 19 45.00 CALL Call Call Option 0.1 $117k 23k 5.00
ITCI Aug9 20.0 C 16 Aug 19 20.00 CALL Call Call Option 0.1 $113k 51k 2.21
Pdvwireless 0.1 $107k 2.3k 47.41
Communication Services Select Sector SPDR Fund Communication (XLC) 0.1 $102k 2.1k 49.56
Oncosec Medical Incorporated 0.1 $99k 39k 2.51
Icad (ICAD) 0.1 $92k 14k 6.41
Materials Select Sector Spdr Hedgefund Sbi Materials (XLB) 0.0 $84k 1.4k 58.82
Real Estate Select Sect Spdr Hedgefund Rl Est Sel Sec (XLRE) 0.0 $78k 2.2k 35.91
Utilities Select Sector Spdr Hedgefund Sbi Int-utils (XLU) 0.0 $78k 1.3k 58.82
BIONANO GENOMICS EQY WARRANT WRNT 6.13 21 Sep 23 *w Exp 08/21/202 0.0 $65k 88k 0.74
Nanovibronix 0.0 $58k 20k 2.91
Foamix Pharmaceuticals Ord SHS 0.0 $56k 24k 2.37
Entera Bio Ord SHS (ENTX) 0.0 $49k 16k 3.06
BKNG Jan0 1500P 17 Jan 20 1500.00 PUT Put Put Option 0.0 $30k 1.0k 30.00
TDG Jul9 440.0 P 19 Jul 19 440.00 PUT Put Put Option 0.0 $19k 7.5k 2.54
Energy Select Sector Spdr Hedgefund Energy (XLE) 0.0 $18k 321.00 56.60
Sanofi Contingent Value Rts Rights Right 12/31/2020 0.0 $15k 29k 0.52
Entera Bio Eqy Warrant Wrnt *w Exp 06/27/202 0.0 $6.0k 14k 0.43
AMGN 1Jl9 177.5P 05 Jul 19 177.50 PUT Put Put Option 0.0 $5.0k 6.8k 0.74
BMRN Jul9 95.0 C 19 Jul 19 95.00 CALL Call Call Option 0.0 $4.6k 11k 0.43
ZGNX Jul9 35.0 P 19 Jul 19 35.00 PUT Put Put Option 0.0 $4.0k 15k 0.28
ICPT Jan0 40.0 P 17 Jan 20 40.00 PUT Put Call Option 0.0 $1.0k 700.00 1.43
SurModics (SRDX) 0.0 $1.0k 34.00 29.41
CHK Jul9 4.0 C 19 Jul 19 4.00 CALL Call Call Option 0.0 $0 20k 0.00
BMRN Aug9 70.0 P 16 Aug 19 70.00 PUT Put Put Option 0.0 $0 21k 0.00
CNAT Jul9 5.0 C 19 Jul 19 5.00 CALL Call Call Option 0.0 $0 600.00 0.00
SVRA Jul9 12.5 C 19 Jul 19 12.50 CALL Call Call Option 0.0 $0 8.1k 0.00