Zazove Associates

Zazove Associates as of Dec. 31, 2013

Portfolio Holdings for Zazove Associates

Zazove Associates holds 107 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 6.8 $188M 149M 1.26
Alcoa Inc debt 5.1 $142M 86M 1.66
Intel Corp. Jr. Sub. Cv. Deb. conv 4.8 $133M 98M 1.36
Wellpoint Inc Note cb 4.7 $131M 97M 1.36
Teva Pharm Finance Llc Cvt cv bnd 4.5 $125M 116M 1.07
Newmont Mining Corp Cvt cv bnd 4.2 $116M 113M 1.03
Rayonier Inc conv 4.0 $112M 84M 1.34
Xilinx Inc Cvt 2.625 6-15-17 convert 3.8 $104M 65M 1.60
GAME Technolog debt 3.4 $95M 88M 1.07
Prospect Capital Corp note 6.250%12/1 3.4 $94M 86M 1.09
Steel Dynamics Inc note 5.125% 6/1 3.0 $84M 71M 1.18
Allegheny Technologies Inc note 4.250% 6/0 2.9 $81M 79M 1.03
Level 3 Communications Inc note 2.2 $62M 45M 1.37
Phh Corp note 4.000% 9/0 2.2 $61M 57M 1.07
Covanta Holding Conv conv bnd 2.0 $55M 47M 1.18
Annaly Cap Mgmt Inc note 4.000% 2/1 1.9 $54M 51M 1.05
Enpro Industries Inc note 1.9 $54M 31M 1.76
Stillwater Mng Co note 1.750%10/1 1.9 $52M 46M 1.13
Laboratory Corp Amer Hldgs debt 1.8 $51M 41M 1.23
EMC Corporation 1.8 $49M 1.9M 25.15
Psec Us conv 1.5 $43M 41M 1.06
Health Care Reit Inc note 3.000%12/0 1.5 $42M 38M 1.11
Hercules Ii 6/30/29 6.5% cvbond 1.5 $42M 48M 0.88
Sterlite Inds India Ltd note 4.000%10/3 1.5 $42M 42M 0.99
Novellus Systems, Inc. note 2.625% 5/1 1.5 $41M 25M 1.68
Endeavor Intl Corp note 5.500% 7/1 1.4 $39M 48M 0.82
Agco Corp note 1.250%12/1 1.4 $39M 27M 1.46
Kinder Morgan Inc/delaware Wts 1.2 $35M 8.5M 4.06
Kohlberg Capital Corp note 8.750% 3/1 1.2 $33M 29M 1.14
Dryships Inc. note 5.000%12/0 1.1 $31M 31M 1.01
Omnicom Group Inc debt 1.1 $31M 23M 1.36
Northgate Minerals Corp note 3.500%10/0 1.1 $29M 31M 0.96
Royal Gold Inc conv 1.0 $28M 29M 0.97
Janus Capital conv 0.9 $24M 19M 1.28
Xpo Logistics note 4.5% 10/1 0.8 $24M 14M 1.68
Teleflex Inc note 3.875% 8/0 0.7 $20M 13M 1.58
Sequenom Inc. note 5.000 10/0 0.7 $20M 23M 0.87
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.7 $19M 17k 1110.00
American Intl Group 0.7 $19M 916k 20.25
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.7 $18M 18M 1.04
Hawaiian Holdings Inc conv 0.6 $17M 13M 1.36
Molycorp Inc Del....... Note 6.0% 9/1/17 0.6 $17M 21M 0.80
Jefferies Group Inc New dbcv 3.875%11/0 0.5 $14M 14M 1.06
Goldcorp Inc New note 2.000% 8/0 0.5 $13M 13M 1.00
Molycorp Inc Del note 5.500% 2/0 0.5 $13M 14M 0.96
Archer Daniels Midland Co note 0.875% 2/1 0.4 $11M 11M 1.05
Prospect Capital Corporati mtnf 5.375% 0.4 $11M 10M 1.06
Capital One Financial Cor w exp 11/201 0.4 $10M 292k 35.44
Prologis Inc note 3.250% 3/1 0.4 $10M 8.9M 1.12
Molycorp Inc conv bnd 0.3 $9.8M 14M 0.72
GROUP Affymetrix Inc cnv 0.3 $9.6M 5.9M 1.63
Seacor Holdings Inc note 2.500%12/1 0.3 $9.6M 7.8M 1.23
Thompson Creek Metal unit 99/99/9999 0.3 $8.5M 660k 12.88
Dominion Res Inc Va New debt 0.3 $7.4M 3.8M 1.93
Rite Aid Corp note 8.500% 5/1 0.2 $6.5M 3.2M 2.07
Emmis Communications Corp pfd cv ser a 0.2 $6.5M 443k 14.74
Jpmorgan Chase & Co. w exp 10/201 0.2 $6.2M 318k 19.39
Chesapeake Energy Corp note 2.500% 5/1 0.2 $6.2M 6.2M 1.01
Bpz Resources Inc bond 0.2 $6.0M 6.5M 0.92
Dendreon Corp note 0.2 $6.3M 9.6M 0.65
Amarin Corporation Plc note 3.500% 1/1 0.2 $6.2M 8.8M 0.71
Volcano Corporation note 1.750%12/0 0.2 $5.7M 5.8M 0.99
Keycorp New pfd 7.75% sr a 0.2 $5.5M 43k 128.74
Icon 2 1/2 06/01/16 0.2 $5.6M 4.1M 1.38
Hos Us conv 0.2 $5.5M 4.6M 1.19
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.2 $5.3M 5.2M 1.01
Tower Group Inc conv 0.2 $5.2M 6.0M 0.86
Bgc Partners, Inc. note 4.500% 7/1 0.2 $5.2M 4.9M 1.05
Ares Capital Corporation convertible cor 0.2 $5.2M 4.9M 1.06
Arvinmeritor Inc frnt 4.000% 2/1 0.2 $5.0M 5.1M 0.97
Caci Intl Inc note 2.125% 5/0 0.2 $4.6M 3.4M 1.34
Morgans Hotel Group Co note 2.375%10/1 0.2 $4.8M 4.9M 0.97
Radio One 0.2 $4.6M 1.2M 3.79
Lam Research Corp note 0.500% 5/1 0.1 $4.2M 3.7M 1.14
Chemed Corp New note 1.875% 5/1 0.1 $3.8M 3.7M 1.04
Ttm Technologies Inc note 3.250% 5/1 0.1 $3.8M 3.7M 1.03
Colony Finl Inc note 5.00% 0.1 $3.9M 3.8M 1.04
Prospect Capital Corporation note 5.875 0.1 $3.3M 3.2M 1.04
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $3.1M 202k 15.30
Emmis Communications Corporation 0.1 $2.9M 1.1M 2.69
Wells Fargo & Company mtnf 0.125% 3/0 0.1 $2.5M 1.8M 1.41
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $2.1M 2.0M 1.06
Headwaters Inc note 2.500% 2/0 0.1 $1.8M 1.8M 1.00
Hutchinson Technology Inc note 8.500% 1/1 0.1 $2.0M 2.3M 0.88
Direxion Shs Etf Tr daily gold miner 0.1 $1.9M 70k 27.41
Brookdale Senior Living note 0.1 $1.8M 1.5M 1.19
DURECT Corporation 0.1 $1.5M 873k 1.73
Leucadia Natl Corp debt 0.1 $1.3M 1.0M 1.33
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $1.5M 153k 9.73
PULSE ELECTRONICS Corp note 7.000%12/1 0.0 $990k 1.3M 0.75
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $826k 1.4M 0.59
Bank Of America Corporation preferred (BAC.PL) 0.0 $737k 695.00 1060.43
BlackRock Debt Strategies Fund 0.0 $745k 187k 3.99
Aurico Gold 0.0 $926k 253k 3.66
James River Coal Co note 3.125% 3/1 0.0 $703k 3.1M 0.23
Nuveen Fltng Rte Incm Opp 0.0 $421k 35k 12.19
Rambus Inc Del note 5.000% 6/1 0.0 $505k 500k 1.01
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $657k 650k 1.01
Priceline.com debt 1.000% 3/1 0.0 $681k 490k 1.39
Velocity Shares Daily 2x Vix Short Term 0.0 $533k 71k 7.51
Airtran Hldgs Inc note 5.250%11/0 0.0 $363k 215k 1.69
Nuveen Floating Rate Income Fund (JFR) 0.0 $382k 32k 11.91
American Airls (AAL) 0.0 $368k 15k 25.23
Eastman Kodak Co *w exp 09/03/201 0.0 $341k 17k 19.70
Eastman Kodak Co *w exp 09/03/201 0.0 $319k 17k 18.43
Eastman Kodak (KODK) 0.0 $142k 4.1k 34.76
Rpm International Inc convertible cor 0.0 $370k 330k 1.12