Zazove Associates

Zazove Associates as of March 31, 2014

Portfolio Holdings for Zazove Associates

Zazove Associates holds 108 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 6.7 $192M 141M 1.36
Stanley Black & Decker Inc unit 99/99/9999 6.0 $173M 1.4M 127.13
Teva Pharm Finance Llc Cvt cv bnd 5.1 $146M 114M 1.28
Intel Corp. Jr. Sub. Cv. Deb. conv 4.8 $138M 98M 1.40
Wellpoint Inc Note cb 4.8 $136M 93M 1.46
Rayonier Inc conv 4.3 $122M 84M 1.46
Newmont Mining Corp Cvt cv bnd 3.7 $107M 101M 1.06
Xilinx Inc Cvt 2.625 6-15-17 convert 3.7 $106M 56M 1.88
Prospect Capital Corp note 6.250%12/1 3.2 $92M 85M 1.08
Steel Dynamics Inc note 5.125% 6/1 2.9 $82M 76M 1.08
Laboratory Corp Amer Hldgs debt 2.5 $71M 54M 1.32
Allegheny Technologies Inc note 4.250% 6/0 2.4 $69M 68M 1.02
Health Care Reit Inc note 3.000%12/0 2.3 $65M 54M 1.19
GAME Technolog debt 2.2 $62M 62M 1.00
Level 3 Communications Inc note 2.1 $62M 40M 1.55
Phh Corp note 4.000% 9/0 2.1 $60M 55M 1.09
Stillwater Mng Co note 1.750%10/1 2.0 $58M 45M 1.30
Covanta Holding Conv conv bnd 2.0 $57M 48M 1.18
L-3 Communications Corp debt 3.000% 8/0 1.9 $55M 42M 1.33
Enpro Industries Inc note 1.9 $54M 25M 2.19
Annaly Cap Mgmt Inc note 4.000% 2/1 1.9 $53M 50M 1.07
Omnicom Group Inc debt 1.6 $46M 35M 1.33
Psec Us conv 1.5 $42M 39M 1.07
Sterlite Inds India Ltd note 4.000%10/3 1.4 $41M 41M 1.00
Royal Gold Inc conv 1.4 $39M 38M 1.03
Agco Corp note 1.250%12/1 1.3 $37M 27M 1.37
Endeavor Intl Corp note 5.500% 7/1 1.3 $37M 54M 0.67
Novellus Systems, Inc. note 2.625% 5/1 1.3 $36M 21M 1.71
Kohlberg Capital Corp note 8.750% 3/1 1.2 $34M 29M 1.18
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.1 $33M 661k 49.19
Northgate Minerals Corp note 3.500%10/0 1.0 $30M 29M 1.04
Dryships Inc. note 5.000%12/0 1.0 $28M 29M 0.99
Janus Capital conv 0.8 $23M 19M 1.21
Teleflex Inc note 3.875% 8/0 0.8 $23M 13M 1.78
Kinder Morgan Inc/delaware Wts 0.8 $23M 13M 1.76
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.8 $22M 19k 1173.03
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.8 $22M 23M 0.97
American Intl Group 0.7 $20M 988k 20.44
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.7 $20M 19M 1.06
Sequenom Inc. note 5.000 10/0 0.7 $20M 22M 0.90
Medicines Co dbcv 1.375% 6/0 0.7 $19M 15M 1.22
Molycorp Inc Del....... Note 6.0% 9/1/17 0.6 $16M 20M 0.80
Jefferies Group Inc New dbcv 3.875%11/0 0.5 $15M 14M 1.07
Solazyme Inc. note 6.000 2/0 0.5 $14M 9.1M 1.54
Molycorp Inc Del note 5.500% 2/0 0.4 $12M 13M 0.89
Molycorp Inc conv bnd 0.4 $11M 14M 0.81
Prologis Inc note 3.250% 3/1 0.4 $10M 8.9M 1.17
Prospect Capital Corporati mtnf 5.375% 0.3 $9.8M 9.3M 1.05
Eastman Kodak (KODK) 0.3 $9.6M 287k 33.40
Goldcorp Inc New note 2.000% 8/0 0.3 $9.0M 9.0M 1.01
Hawaiian Holdings Inc conv 0.3 $9.1M 5.0M 1.84
Seacor Holdings Inc note 2.500%12/1 0.3 $9.2M 7.7M 1.19
Capital One Financial Cor w exp 11/201 0.3 $8.7M 245k 35.35
Thompson Creek Metal unit 99/99/9999 0.3 $8.5M 666k 12.83
Rite Aid Corp note 8.500% 5/1 0.3 $7.9M 3.2M 2.50
Dominion Res Inc Va New debt 0.3 $8.1M 3.8M 2.12
Dendreon Corp note 0.2 $7.1M 9.6M 0.74
Keycorp New pfd 7.75% sr a 0.2 $6.8M 53k 129.38
Emmis Communications Corp pfd cv ser a 0.2 $6.9M 443k 15.67
Bpz Resources Inc bond 0.2 $6.6M 6.5M 1.02
Amarin Corporation Plc note 3.500% 1/1 0.2 $6.5M 8.8M 0.74
General Motors Corp *w exp 12/31/201 0.2 $6.5M 2.3M 2.82
Jpmorgan Chase & Co. w exp 10/201 0.2 $6.3M 314k 20.20
Radio One 0.2 $5.7M 1.2M 4.74
Volcano Corporation note 1.750%12/0 0.2 $5.7M 5.8M 0.99
Arvinmeritor Inc frnt 4.000% 2/1 0.2 $5.4M 5.1M 1.05
Bgc Partners, Inc. note 4.500% 7/1 0.2 $5.3M 4.9M 1.08
Ares Capital Corporation convertible cor 0.2 $5.3M 4.9M 1.08
Icon 2 1/2 06/01/16 0.2 $5.3M 3.9M 1.36
Hos Us conv 0.2 $5.1M 4.5M 1.14
Morgans Hotel Group Co note 2.375%10/1 0.2 $4.9M 4.9M 0.99
Safeguard Scientifics In conv bnd 0.2 $4.8M 3.5M 1.37
GROUP Affymetrix Inc cnv 0.1 $4.1M 2.9M 1.42
Colony Finl Inc note 5.00% 0.1 $4.0M 3.7M 1.07
Emmis Communications Corporation 0.1 $3.5M 1.1M 3.20
Prospect Capital Corporation note 5.875 0.1 $3.3M 3.2M 1.06
Ttm Technologies Inc note 3.250% 5/1 0.1 $3.3M 3.1M 1.04
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $3.1M 202k 15.25
Chemed Corp New note 1.875% 5/1 0.1 $3.0M 2.7M 1.12
Wells Fargo & Company mtnf 0.125% 3/0 0.1 $2.5M 1.8M 1.41
Hutchinson Technology Inc note 8.500% 1/1 0.1 $2.2M 2.3M 0.96
General Mtrs Co *w exp 07/10/201 0.1 $2.2M 128k 17.41
Chesapeake Energy Corp note 2.500% 5/1 0.1 $2.1M 2.1M 1.01
Brookdale Senior Living note 0.1 $2.0M 1.5M 1.36
Lam Research Corp note 0.500% 5/1 0.1 $1.9M 1.6M 1.16
Direxion Shs Etf Tr daily gold miner 0.1 $2.1M 60k 34.65
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $2.0M 2.0M 1.01
Leucadia Natl Corp debt 0.1 $1.3M 1.0M 1.32
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $1.6M 163k 9.51
PULSE ELECTRONICS Corp note 7.000%12/1 0.1 $1.3M 1.3M 1.00
Liberty Media 0.1 $1.3M 10k 130.70
Tesla Motors Inc bond 0.1 $1.4M 1.5M 0.92
DURECT Corporation 0.0 $1.2M 873k 1.33
Aurico Gold 0.0 $1.1M 253k 4.35
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $840k 1.4M 0.60
Bank Of America Corporation preferred (BAC.PL) 0.0 $795k 695.00 1143.88
BlackRock Debt Strategies Fund 0.0 $766k 187k 4.10
Rambus Inc Del note 5.000% 6/1 0.0 $505k 500k 1.01
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $670k 650k 1.03
Cumulus Media 0.0 $235k 34k 6.92
Airtran Hldgs Inc note 5.250%11/0 0.0 $419k 215k 1.95
Nuveen Fltng Rte Incm Opp 0.0 $421k 35k 12.19
Nuveen Floating Rate Income Fund (JFR) 0.0 $384k 32k 11.97
James River Coal Co note 3.125% 3/1 0.0 $237k 2.6M 0.09
Eastman Kodak Co *w exp 09/03/201 0.0 $315k 17k 18.19
Eastman Kodak Co *w exp 09/03/201 0.0 $295k 17k 17.04
Rpm International Inc convertible cor 0.0 $383k 330k 1.16
American International (AIG) 0.0 $50k 1.0k 50.00