Zazove Associates

Zazove Associates as of June 30, 2014

Portfolio Holdings for Zazove Associates

Zazove Associates holds 99 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 7.5 $190M 132M 1.44
Stanley Black & Decker Inc unit 99/99/9999 7.1 $180M 1.4M 132.87
Teva Pharm Finance Llc Cvt cv bnd 6.3 $158M 123M 1.29
Intel Corp. Jr. Sub. Cv. Deb. conv 5.7 $144M 94M 1.54
Wellpoint Inc Note cb 5.5 $140M 91M 1.54
Rayonier Inc conv 5.0 $127M 84M 1.51
Newmont Mining Corp Cvt cv bnd 3.8 $96M 90M 1.06
Omnicom Group Inc debt 3.7 $94M 71M 1.32
Xilinx Inc Cvt 2.625 6-15-17 convert 3.5 $89M 54M 1.66
Laboratory Corp Amer Hldgs debt 2.9 $72M 53M 1.37
Phh Corp note 4.000% 9/0 2.7 $69M 68M 1.01
Health Care Reit Inc note 3.000%12/0 2.6 $66M 53M 1.24
Stillwater Mng Co note 1.750%10/1 2.5 $62M 42M 1.47
Level 3 Communications Inc note 2.4 $60M 36M 1.67
Annaly Cap Mgmt Inc note 4.000% 2/1 2.0 $51M 49M 1.06
Royal Gold Inc conv 1.9 $49M 46M 1.08
Enpro Industries Inc note 1.9 $47M 21M 2.20
Sterlite Inds India Ltd note 4.000%10/3 1.6 $40M 40M 1.00
Psec Us conv 1.6 $40M 37M 1.06
Agco Corp note 1.250%12/1 1.5 $37M 27M 1.40
Medicines Co dbcv 1.375% 6/0 1.5 $37M 30M 1.23
Kinder Morgan Inc/delaware Wts 1.4 $35M 13M 2.78
Kohlberg Capital Corp note 8.750% 3/1 1.3 $34M 29M 1.17
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.3 $33M 671k 49.38
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.1 $28M 27M 1.03
Endeavor Intl Corp note 5.500% 7/1 1.1 $27M 54M 0.49
American Intl Group 1.0 $25M 943k 26.60
Janus Capital conv 1.0 $25M 19M 1.31
Priceline.com debt 1.000% 3/1 0.9 $23M 17M 1.42
Sequenom Inc. note 5.000 10/0 0.9 $22M 20M 1.08
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.8 $21M 17k 1214.65
Dryships Inc. note 5.000%12/0 0.8 $19M 20M 0.99
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.8 $20M 20M 0.99
Trak 1 1/2 03/15/17 0.8 $19M 14M 1.34
Solazyme Inc bond 0.7 $19M 17M 1.13
Molycorp Inc Del....... Note 6.0% 9/1/17 0.7 $17M 26M 0.65
Teleflex Inc note 3.875% 8/0 0.6 $16M 9.0M 1.76
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.6 $15M 13M 1.14
Jefferies Group Inc New dbcv 3.875%11/0 0.6 $15M 14M 1.07
Prospect Capital Corporati mtnf 5.375% 0.6 $14M 14M 1.04
General Mtrs Co *w exp 07/10/201 0.5 $14M 727k 18.56
Solazyme Inc. note 6.000 2/0 0.5 $13M 8.6M 1.54
Spirit Realty Capital Inc convertible cor 0.5 $12M 12M 1.00
Molycorp Inc Del note 5.500% 2/0 0.4 $11M 16M 0.65
Prologis Inc note 3.250% 3/1 0.4 $10M 8.9M 1.13
Seacor Holdings Inc note 2.500%12/1 0.3 $8.5M 7.4M 1.15
Thompson Creek Metal unit 99/99/9999 0.3 $8.0M 493k 16.33
Spirit Rlty Cap Inc New Note cb 0.3 $8.0M 8.0M 1.01
Rite Aid Corp note 8.500% 5/1 0.3 $7.7M 2.7M 2.83
Keycorp New pfd 7.75% sr a 0.3 $7.0M 54k 131.13
Emmis Communications Corp pfd cv ser a 0.3 $6.7M 443k 15.12
Radio One 0.2 $6.3M 1.3M 4.93
Jpmorgan Chase & Co. w exp 10/201 0.2 $6.1M 314k 19.33
Eastman Kodak (KODK) 0.2 $6.1M 250k 24.47
Dominion Res Inc Va New debt 0.2 $5.9M 2.8M 2.15
Dendreon Corp note 0.2 $5.7M 8.3M 0.69
Icon 2 1/2 06/01/16 0.2 $5.6M 3.9M 1.45
General Motors Corp *w exp 12/31/201 0.2 $5.6M 2.2M 2.51
Bpz Resources Inc bond 0.2 $5.2M 5.1M 1.02
Bgc Partners, Inc. note 4.500% 7/1 0.2 $5.3M 4.9M 1.07
Volcano Corporation note 1.750%12/0 0.2 $5.3M 5.4M 0.97
Ares Capital Corporation convertible cor 0.2 $5.2M 4.9M 1.07
Spectranetics Corp mtnf 2.625% 6/0 0.2 $5.3M 5.1M 1.04
Priceline Grp Inc note 0.350% 6/1 0.2 $5.2M 4.4M 1.19
Hos Us conv 0.2 $5.1M 4.2M 1.21
Morgans Hotel Group Co note 2.375%10/1 0.2 $4.9M 4.9M 0.99
GROUP Affymetrix Inc cnv 0.2 $4.7M 2.8M 1.68
Iridium Communications $16.25 perp pfd cnv b 0.2 $4.7M 14k 333.79
Colony Finl Inc note 5.00% 0.2 $4.0M 3.7M 1.08
Prospect Capital Corporation note 5.875 0.1 $3.8M 3.6M 1.06
Safeguard Scientifics In conv bnd 0.1 $3.5M 2.7M 1.32
Ttm Technologies Inc note 3.250% 5/1 0.1 $3.2M 3.1M 1.02
Emmis Communications Corporation 0.1 $3.2M 1.1M 2.99
Thompson Creek Metals 0.1 $3.0M 1.0M 2.96
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $3.1M 202k 15.58
Arvinmeritor Inc frnt 4.000% 2/1 0.1 $2.7M 2.6M 1.06
Direxion Shs Etf Tr daily gold miner 0.1 $2.8M 60k 46.23
Goldcorp Inc New note 2.000% 8/0 0.1 $2.2M 2.2M 1.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.3M 248k 9.36
Liberty Media 4.000 11/15/29 deb 4.000% 0.1 $2.0M 3.0M 0.66
Brookdale Senior Living note 0.1 $2.0M 1.5M 1.36
Lam Research Corp note 0.500% 5/1 0.1 $2.0M 1.6M 1.24
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $2.0M 2.0M 1.02
Cumulus Media 0.1 $1.7M 258k 6.59
Chesapeake Energy Corp note 2.500% 5/1 0.1 $1.7M 1.6M 1.05
Hutchinson Technology Inc note 8.500% 1/1 0.1 $1.9M 2.0M 0.94
DURECT Corporation 0.1 $1.6M 873k 1.82
Liberty Media 0.1 $1.4M 10k 136.70
Aurico Gold 0.0 $1.1M 253k 4.26
BlackRock Debt Strategies Fund 0.0 $766k 187k 4.10
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $663k 650k 1.02
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $550k 860k 0.64
Bank Of America Corporation preferred (BAC.PL) 0.0 $387k 330.00 1172.73
Nuveen Fltng Rte Incm Opp 0.0 $429k 35k 12.42
Nuveen Floating Rate Income Fund (JFR) 0.0 $388k 32k 12.10
Eastman Kodak Co *w exp 09/03/201 0.0 $163k 17k 9.41
Eastman Kodak Co *w exp 09/03/201 0.0 $159k 17k 9.18
American International (AIG) 0.0 $55k 1.0k 55.00
Eaton Vance Short Duration Diversified I (EVG) 0.0 $63k 4.1k 15.24