Zazove Associates

Zazove Associates as of Sept. 30, 2014

Portfolio Holdings for Zazove Associates

Zazove Associates holds 141 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 7.5 $193M 131M 1.47
Stanley Black & Decker Inc unit 99/99/9999 6.7 $172M 1.3M 131.69
Teva Pharm Finance Llc Cvt cv bnd 6.2 $159M 123M 1.29
Intel Corp. Jr. Sub. Cv. Deb. conv 5.7 $148M 88M 1.68
Wellpoint Inc Note cb 5.6 $145M 87M 1.66
Rayonier Inc conv 4.7 $121M 90M 1.35
Newmont Mining Corp Cvt cv bnd 3.5 $91M 90M 1.02
Xilinx Inc Cvt 2.625 6-15-17 convert 3.0 $78M 53M 1.48
Laboratory Corp Amer Hldgs debt 2.8 $72M 53M 1.36
Health Care Reit Inc note 3.000%12/0 2.5 $65M 53M 1.22
Royal Gold Inc conv 2.5 $63M 61M 1.04
Level 3 Communications Inc note 2.4 $62M 36M 1.71
Stillwater Mng Co note 1.750%10/1 2.1 $54M 42M 1.27
Chart Industries 2% conv 2.0 $51M 44M 1.16
Annaly Cap Mgmt Inc note 4.000% 2/1 1.9 $50M 49M 1.03
Kinder Morgan Inc/delaware Wts 1.8 $46M 13M 3.64
Medicines Co dbcv 1.375% 6/0 1.7 $44M 41M 1.06
Sterlite Inds India Ltd note 4.000%10/3 1.5 $39M 40M 0.99
Enpro Industries Inc note 1.5 $39M 21M 1.84
Psec Us conv 1.5 $38M 36M 1.03
Prologis Inc note 3.250% 3/1 1.4 $36M 34M 1.05
Keyw Holding Corp conv bd us 1.4 $35M 35M 1.00
Trak 1 1/2 03/15/17 1.3 $35M 27M 1.30
Electronic Arts Inc conv 1.3 $34M 28M 1.23
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.3 $33M 674k 49.50
Kohlberg Capital Corp note 8.750% 3/1 1.3 $33M 29M 1.16
Bristow Group Inc note 3.000% 6/1 1.2 $30M 28M 1.08
Priceline.com debt 1.000% 3/1 1.1 $28M 21M 1.34
Janus Capital conv 1.0 $27M 19M 1.41
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.0 $27M 27M 0.99
Toll Bros Finance Corp. convertible bond 1.0 $25M 25M 1.01
American Intl Group 0.9 $23M 943k 23.80
Alaska Communications Systems conv 0.8 $22M 27M 0.81
B2gold Corp conv 0.8 $21M 23M 0.95
Omni (OMC) 0.7 $19M 269k 68.86
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.7 $18M 19M 0.97
Sequenom Inc. note 5.000 10/0 0.7 $18M 19M 0.95
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.7 $18M 15k 1202.49
Dryships Inc. note 5.000%12/0 0.6 $16M 17M 0.99
Jefferies Group Inc New dbcv 3.875%11/0 0.6 $15M 14M 1.06
Solazyme Inc bond 0.6 $15M 17M 0.89
General Mtrs Co *w exp 07/10/201 0.6 $14M 973k 14.46
Prospect Capital Corporati mtnf 5.375% 0.6 $14M 14M 1.03
Teleflex Inc note 3.875% 8/0 0.5 $14M 7.9M 1.73
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.5 $13M 13M 0.97
Macquarie Infrastructure conv 0.5 $12M 11M 1.11
Callaway Golf 0.5 $12M 11M 1.12
Spirit Realty Capital Inc convertible cor 0.4 $11M 12M 0.97
Solazyme Inc. note 6.000 2/0 0.4 $10M 8.6M 1.16
Molycorp Inc Del....... Note 6.0% 9/1/17 0.4 $9.4M 26M 0.36
Fxcm Inc. conv 0.3 $8.6M 8.3M 1.04
Bgc Partners, Inc. note 4.500% 7/1 0.3 $7.9M 7.4M 1.06
Volcano Corporation note 1.750%12/0 0.3 $8.1M 9.4M 0.86
Seacor Holdings Inc note 2.500%12/1 0.3 $8.0M 7.4M 1.08
Spirit Rlty Cap Inc New Note cb 0.3 $7.6M 7.9M 0.97
AGCO Corporation (AGCO) 0.3 $7.6M 167k 45.46
Keycorp New pfd 7.75% sr a 0.3 $7.0M 54k 131.19
Emmis Communications Corp pfd cv ser a 0.3 $6.6M 443k 14.88
Jpmorgan Chase & Co. w exp 10/201 0.2 $6.3M 314k 20.11
Thompson Creek Metal unit 99/99/9999 0.2 $6.5M 493k 13.15
Molycorp Inc Del note 5.500% 2/0 0.2 $6.0M 17M 0.35
Dominion Res Inc Va New debt 0.2 $5.7M 2.8M 2.08
Ares Capital Corporation convertible cor 0.2 $5.6M 5.3M 1.04
Spectranetics Corp mtnf 2.625% 6/0 0.2 $5.7M 5.1M 1.12
Rite Aid Corp note 8.500% 5/1 0.2 $5.2M 2.7M 1.92
Icon 2 1/2 06/01/16 0.2 $4.9M 3.9M 1.26
Iridium Communications $16.25 perp pfd cnv b 0.2 $4.8M 14k 341.50
Acorda Therap note 1.75% 6/15 0.2 $4.7M 4.6M 1.03
Cumulus Media 0.2 $4.3M 1.1M 4.03
Radio One 0.2 $4.3M 1.3M 3.18
GROUP Affymetrix Inc cnv 0.2 $4.3M 2.8M 1.52
Endeavor Intl Corp note 5.500% 7/1 0.2 $4.4M 54M 0.08
Priceline Grp Inc note 0.350% 6/1 0.2 $4.3M 3.9M 1.12
Hos Us conv 0.2 $4.2M 4.3M 0.98
Eastman Kodak (KODK) 0.2 $4.2M 191k 21.97
Ares Capital Corp conv 0.2 $4.2M 4.1M 1.03
Colony Finl Inc note 5.00% 0.1 $3.8M 3.7M 1.04
Prospect Capital Corporation note 5.875 0.1 $3.6M 3.5M 1.03
Safeguard Scientifics In conv bnd 0.1 $3.3M 2.7M 1.23
Synchronoss Technologies conv 0.1 $3.3M 3.0M 1.10
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $2.9M 202k 14.58
Bpz Resources Inc bond 0.1 $2.6M 2.6M 1.00
Emmis Communications Corporation 0.1 $2.3M 1.1M 2.11
Thompson Creek Metals 0.1 $2.2M 1.0M 2.20
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.2M 248k 8.93
Brookdale Senior Living note 0.1 $1.9M 1.5M 1.29
Lam Research Corp note 0.500% 5/1 0.1 $2.0M 1.6M 1.27
General Motors Corp *w exp 12/31/201 0.1 $1.9M 2.2M 0.87
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $1.9M 2.0M 0.97
Morgans Hotel Group Co note 2.375%10/1 0.1 $1.8M 1.8M 1.00
Tesla Motors Inc bond 0.1 $1.9M 2.0M 0.95
Depomed Inc conv 0.1 $1.8M 1.7M 1.06
Chesapeake Energy Corp note 2.500% 5/1 0.1 $1.6M 1.6M 1.00
Hutchinson Technology Inc note 8.500% 1/1 0.1 $1.6M 1.6M 0.99
DURECT Corporation 0.1 $1.3M 863k 1.47
Direxion Shs Etf Tr daily gold miner 0.1 $1.4M 60k 22.88
Servicesource Intl 0.1 $1.2M 1.6M 0.77
Arvinmeritor Inc frnt 4.000% 2/1 0.0 $1.1M 1.1M 1.03
Dendreon Corp note 0.0 $1.2M 1.7M 0.68
Molycorp Inc conv bnd 0.0 $1.2M 2.4M 0.48
Liberty Media Corp Del Com Ser C 0.0 $940k 20k 47.00
BlackRock Debt Strategies Fund 0.0 $714k 187k 3.82
Aurico Gold 0.0 $883k 253k 3.49
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $657k 650k 1.01
Micron Technology Inc conv 0.0 $780k 595k 1.31
Ttm Technologies Inc note 3.250% 5/1 0.0 $561k 555k 1.01
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $542k 860k 0.63
Intel Corp sdcv 0.0 $448k 350k 1.28
Nuveen Fltng Rte Incm Opp 0.0 $393k 35k 11.38
Liberty Media 0.0 $472k 10k 47.20
Omnicare Inc bond 0.0 $396k 360k 1.10
Salesforce.com Inc conv 0.0 $483k 435k 1.11
Cubist Pharmaceuticals conv 0.0 $459k 425k 1.08
Wesco Intl Inc dbcv 6.000% 9/1 0.0 $167k 60k 2.78
Bank Of America Corporation preferred (BAC.PL) 0.0 $378k 330.00 1145.45
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $305k 280k 1.09
Nuveen Floating Rate Income Fund (JFR) 0.0 $362k 32k 11.29
Developers Diversified Rlty note 1.750%11/1 0.0 $230k 200k 1.15
Mgm Mirage conv 0.0 $286k 225k 1.27
On Semiconductor Corp note 2.625%12/1 0.0 $175k 155k 1.13
Mgic Investment Corp note 0.0 $193k 145k 1.33
Rti Intl Metals Inc note 1.625%10/1 0.0 $365k 380k 0.96
Al Us conv 0.0 $257k 190k 1.35
American Rlty Cap Pptys Inc note 3.000% 8/0 0.0 $149k 150k 0.99
Rpm International Inc convertible cor 0.0 $160k 140k 1.14
Biomarin Pharmaceutical Inc note 1.500%10/1 0.0 $138k 125k 1.10
Netsuite Inc note 0.250% 6/0 0.0 $192k 185k 1.04
Rambus Inc Del note 1.125% 8/1 0.0 $146k 120k 1.22
Chesapeake Energy Corp note 2.750%11/1 0.0 $122k 120k 1.02
Peabody Energy Corp sdcv 4.750%12/1 0.0 $79k 115k 0.69
Theravance 0.0 $26k 1.5k 16.82
American International (AIG) 0.0 $54k 1.0k 54.00
Danaher Corp Del debt 0.0 $55k 25k 2.20
United Rentals Inc note 4.000%11/1 0.0 $70k 7.0k 10.00
Eaton Vance Short Duration Diversified I (EVG) 0.0 $61k 4.1k 14.76
Cobalt Intl Energy Inc note 0.0 $46k 55k 0.84
Web Com Group Inc note 1.000% 8/1 0.0 $69k 75k 0.92
Eastman Kodak Co *w exp 09/03/201 0.0 $83k 11k 7.34
Eastman Kodak Co *w exp 09/03/201 0.0 $74k 11k 6.54
Fluidigm Corporation convertible cor 0.0 $102k 115k 0.89
Sunpower Corp dbcv 0.750% 6/0 0.0 $96k 65k 1.48