Zazove Associates

Zazove Associates as of March 31, 2015

Portfolio Holdings for Zazove Associates

Zazove Associates holds 119 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Stanley Black & Decker Inc unit 99/99/9999 7.4 $156M 1.2M 134.13
Alza Corp sdcv 7/2 7.3 $155M 112M 1.39
Teva Pharm Finance Llc Cvt cv bnd 7.1 $150M 101M 1.49
Rayonier Inc conv 5.1 $107M 92M 1.17
Intel Corp. Jr. Sub. Cv. Deb. conv 5.0 $106M 67M 1.58
Laboratory Corp Amer Hldgs debt 4.8 $102M 61M 1.69
1,375% Liberty Media 15.10.2023 note 4.8 $102M 101M 1.01
Royal Gold Inc conv 3.7 $78M 75M 1.03
Wellpoint Inc Note cb 3.6 $76M 37M 2.06
Xilinx Inc Cvt 2.625 6-15-17 convert 3.5 $73M 49M 1.48
Stillwater Mng Co note 1.750%10/1 3.1 $66M 57M 1.14
Kinder Morgan Inc/delaware Wts 2.4 $51M 12M 4.10
Priceline.com debt 1.000% 3/1 2.3 $49M 36M 1.34
Nvidia Corp note 1.000 12/0 2.0 $43M 37M 1.18
Trak 1 1/2 03/15/17 1.9 $39M 33M 1.19
Medicines Co dbcv 1.375% 6/0 1.8 $37M 31M 1.19
X 2 3/4 04/01/19 1.7 $36M 29M 1.22
Keyw Holding Corp conv bd us 1.6 $34M 41M 0.82
Mgm Mirage conv 1.5 $32M 28M 1.13
Kohlberg Capital Corp note 8.750% 3/1 1.5 $31M 28M 1.10
Janus Capital conv 1.4 $30M 19M 1.61
Bristow Group Inc note 3.000% 6/1 1.4 $29M 28M 1.01
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.3 $28M 26M 1.08
Electronic Arts Inc conv 1.3 $27M 14M 1.85
Greenbrier Co Inc conv bnd 1.0 $21M 14M 1.52
Alaska Communications Systems conv 0.9 $20M 21M 0.98
Newmont Mining Corp Cvt cv bnd 0.9 $20M 19M 1.03
B2gold Corp conv 0.9 $20M 23M 0.87
Callaway Golf 0.9 $20M 15M 1.29
Resource Capital Corporation note 8.000 1/1 0.9 $19M 20M 0.97
General Mtrs Co *w exp 07/10/201 0.8 $18M 899k 19.65
Pra Group Inc conv 0.8 $18M 16M 1.08
American Intl Group 0.8 $16M 745k 21.88
Sequenom Inc. note 5.000 10/0 0.8 $16M 15M 1.05
Cowen Group Inc New note 3.000% 3/1 0.6 $12M 11M 1.14
Uti Worldwide 0.6 $12M 11M 1.11
Al Us conv 0.6 $12M 8.1M 1.45
Micron Technology Inc conv 0.6 $12M 11M 1.11
Northstar Rlty Fin 0.6 $12M 652k 18.12
Bgc Partners, Inc. note 4.500% 7/1 0.5 $11M 10M 1.09
Alon Usa Energy Inc note 3.000% 9/1 0.5 $11M 8.4M 1.27
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.5 $9.5M 9.9M 0.96
Macquarie Infrastructure conv 0.5 $9.6M 8.1M 1.19
Seacor Holdings Inc note 2.500%12/1 0.4 $8.6M 8.3M 1.03
Keycorp New pfd 7.75% sr a 0.4 $8.0M 61k 131.00
Jefferies Group Inc New dbcv 3.875%11/0 0.4 $8.0M 7.9M 1.02
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.3 $7.3M 6.0k 1220.07
Solazyme Inc bond 0.3 $7.3M 16M 0.47
Psec Us conv 0.3 $7.3M 7.1M 1.02
Chart Industries 2% conv 0.3 $6.4M 6.6M 0.96
Prospect Capital Corporati mtnf 5.375% 0.3 $6.1M 6.0M 1.02
Radio One 0.3 $6.0M 1.9M 3.08
Jpmorgan Chase & Co. w exp 10/201 0.3 $6.0M 270k 22.01
Emmis Communications Corp pfd cv ser a 0.3 $5.7M 443k 12.78
Iconix Brand Group, Inc. conv 0.3 $5.7M 4.8M 1.19
Solazyme Inc. note 6.000 2/0 0.2 $5.1M 8.6M 0.59
Iridium Communications $16.25 perp pfd cnv b 0.2 $5.0M 14k 355.79
Cumulus Media 0.2 $4.9M 2.0M 2.47
Sandisk Corp conv 0.2 $4.8M 4.8M 1.00
Fxcm Inc. conv 0.2 $4.7M 6.0M 0.78
Icon 2 1/2 06/01/16 0.2 $4.4M 3.8M 1.17
Priceline Grp Inc note 0.350% 6/1 0.2 $4.3M 3.7M 1.15
Acorda Therap note 1.75% 6/15 0.2 $4.1M 4.1M 1.02
Eastman Kodak (KODK) 0.2 $3.7M 197k 18.99
Altra Holdings, Inc note 2.750% 3/0 0.2 $3.7M 3.2M 1.16
Toll Bros Finance Corp. convertible bond 0.2 $3.6M 3.4M 1.05
Hos Us conv 0.2 $3.5M 4.3M 0.81
Synchronoss Technologies conv 0.2 $3.5M 3.0M 1.16
Safeguard Scientifics In conv bnd 0.1 $3.2M 2.7M 1.20
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $2.9M 202k 14.39
Seacor Holding Inc note 3.000 11/1 0.1 $2.7M 3.1M 0.87
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.2M 248k 9.05
Depomed Inc conv 0.1 $2.3M 1.7M 1.32
Emmis Communications Corporation 0.1 $2.1M 1.1M 1.99
Brookdale Senior Living note 0.1 $2.1M 1.5M 1.39
Molycorp Inc Del....... Note 6.0% 9/1/17 0.1 $2.0M 25M 0.08
Lam Research Corp note 0.500% 5/1 0.1 $1.9M 1.6M 1.20
Colony Finl Inc note 5.00% 0.1 $1.9M 1.7M 1.13
Spirit Realty Capital Inc convertible cor 0.1 $1.9M 1.9M 1.00
Supernus Pharmaceuticals (SUPN) 0.1 $1.7M 138k 12.09
Tesla Motors Inc bond 0.1 $1.7M 2.0M 0.84
Chesapeake Energy Corp note 2.500% 5/1 0.1 $1.5M 1.6M 0.95
Molycorp Inc Del note 5.500% 2/0 0.1 $1.4M 17M 0.08
Gsv Capital Corp. note 5.250 9/1 0.1 $1.5M 1.6M 0.96
Chesapeake Energy Corp note 2.250%12/1 0.1 $1.2M 1.3M 0.91
Thompson Creek Metals 0.1 $1.3M 1.0M 1.32
Nuance Communications Inc note 2.750%11/0 0.1 $1.3M 1.3M 1.00
Servicesource Intl 0.1 $1.2M 1.6M 0.75
DURECT Corporation 0.1 $993k 520k 1.91
Arvinmeritor Inc frnt 4.000% 2/1 0.1 $1.1M 1.1M 1.04
American Rlty Cap Pptys Inc note 3.000% 8/0 0.1 $980k 1.0M 0.98
Spectranetics Corp mtnf 2.625% 6/0 0.0 $929k 720k 1.29
Liberty Media Corp Del Com Ser C 0.0 $764k 20k 38.20
Yandex N V debt 1.125%12/1 0.0 $830k 1.0M 0.83
Ttm Technologies Inc note 3.250% 5/1 0.0 $561k 555k 1.01
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $542k 860k 0.63
Bank Of America Corporation warrant 0.0 $621k 106k 5.87
BlackRock Debt Strategies Fund 0.0 $697k 187k 3.73
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $650k 650k 1.00
Direxion Shs Etf Tr daily gold miner 0.0 $565k 60k 9.42
Intel Corp sdcv 0.0 $438k 350k 1.25
Bank Of America Corporation preferred (BAC.PL) 0.0 $382k 330.00 1157.58
Nuveen Fltng Rte Incm Opp 0.0 $402k 35k 11.64
Nuveen Floating Rate Income Fund (JFR) 0.0 $363k 32k 11.32
Bpz Resources Inc bond 0.0 $417k 2.6M 0.16
Aurico Gold 0.0 $416k 150k 2.77
GROUP Affymetrix Inc cnv 0.0 $451k 205k 2.20
Liberty Media 0.0 $386k 10k 38.60
Rti Intl Metals Inc note 1.625%10/1 0.0 $437k 380k 1.15
Omnicare Inc bond 0.0 $439k 360k 1.22
Prospect Capital Corporation note 5.875 0.0 $408k 400k 1.02
Salesforce.com Inc conv 0.0 $522k 435k 1.20
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $311k 280k 1.11
Developers Diversified Rlty note 1.750%11/1 0.0 $252k 200k 1.26
Molycorp Inc conv bnd 0.0 $193k 2.4M 0.08
Liberty Broadband Cl C (LBRDK) 0.0 $283k 5.0k 56.60
Eastman Kodak Co *w exp 09/03/201 0.0 $71k 13k 5.40
Eastman Kodak Co *w exp 09/03/201 0.0 $59k 13k 4.49
Energy Xxi Bermuda Ltd note 3.000%12/1 0.0 $75k 260k 0.29