Zazove Associates

Zazove Associates as of June 30, 2015

Portfolio Holdings for Zazove Associates

Zazove Associates holds 124 positions in its portfolio as reported in the June 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 6.4 $151M 113M 1.34
Stanley Black & Decker Inc unit 99/99/9999 5.6 $132M 913k 144.62
Teva Pharm Finance Llc Cvt cv bnd 5.4 $128M 92M 1.40
Rayonier Inc conv 4.5 $106M 97M 1.10
Intel Corp. Jr. Sub. Cv. Deb. conv 4.4 $104M 69M 1.52
Laboratory Corp Amer Hldgs debt 4.2 $99M 61M 1.63
1,375% Liberty Media 15.10.2023 note 4.1 $98M 103M 0.95
Prospect Capital Corp conv 3.8 $89M 95M 0.94
Developers Diversified Rlty note 1.750%11/1 3.7 $88M 82M 1.08
Priceline.com debt 1.000% 3/1 3.7 $88M 66M 1.33
Royal Gold Inc conv 3.2 $77M 75M 1.02
Xilinx Inc Cvt 2.625 6-15-17 convert 2.8 $67M 43M 1.55
Stillwater Mng Co note 1.750%10/1 2.5 $60M 56M 1.07
Health Care Reit Pfd I 6.5% 2.5 $60M 1.0M 59.56
Nvidia Corp note 1.000 12/0 1.7 $41M 36M 1.15
Micron Technology Inc conv 1.7 $41M 45M 0.91
Tpg Specialty Lending In conv 1.7 $39M 39M 1.01
Rti Intl Metals Inc note 3.000%12/0 1.6 $39M 38M 1.03
Kinder Morgan Inc/delaware Wts 1.6 $37M 14M 2.70
Medicines Co dbcv 1.375% 6/0 1.6 $37M 31M 1.19
Keyw Holding Corp conv bd us 1.5 $35M 41M 0.86
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.5 $35M 685k 51.00
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.4 $34M 34M 1.01
X 2 3/4 04/01/19 1.4 $32M 29M 1.11
Janus Capital conv 1.3 $30M 19M 1.61
Carriage Svcs Inc note 2.750% 3/1 1.2 $28M 23M 1.20
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 1.1 $27M 23k 1179.49
Kohlberg Capital Corp note 8.750% 3/1 1.1 $26M 25M 1.04
Macquarie Infrastructure conv 1.1 $25M 21M 1.18
Rti Intl Metals Inc note 1.625%10/1 1.0 $23M 21M 1.09
B2gold Corp conv 0.9 $20M 23M 0.90
Greenbrier Co Inc conv bnd 0.8 $19M 16M 1.25
Resource Capital Corporation note 8.000 1/1 0.8 $19M 20M 0.95
Callaway Golf 0.8 $19M 15M 1.24
Pra Group Inc conv 0.8 $19M 16M 1.15
Alaska Communications Systems conv 0.8 $18M 18M 1.02
General Mtrs Co *w exp 07/10/201 0.7 $16M 1.0M 15.95
Al Us conv 0.7 $16M 12M 1.33
Spectranetics Corp mtnf 2.625% 6/0 0.6 $15M 15M 1.03
Iconix Brand Group, Inc. conv 0.6 $15M 14M 1.02
Cowen Group Inc New note 3.000% 3/1 0.6 $14M 11M 1.31
Bgc Partners, Inc. note 4.500% 7/1 0.5 $13M 12M 1.06
Alon Usa Energy Inc note 3.000% 9/1 0.5 $12M 8.4M 1.40
Uti Worldwide 0.5 $11M 11M 1.04
American Intl Group 0.5 $11M 395k 27.71
Trak 1 1/2 03/15/17 0.5 $11M 6.4M 1.69
Amyris Inc. note 6.500% 5/1 0.4 $11M 15M 0.70
Newmont Mining Corp Cvt cv bnd 0.4 $10M 9.9M 1.02
Workday Inc conv 0.4 $9.8M 8.7M 1.13
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.4 $9.4M 9.9M 0.95
Solazyme Inc bond 0.4 $9.2M 16M 0.59
Sequenom Inc conv 0.4 $8.9M 9.2M 0.97
Restoration Hardware Hlds i dbcv 7/1 0.4 $9.0M 9.0M 1.00
Seacor Holdings Inc note 2.500%12/1 0.4 $8.5M 8.3M 1.02
Keycorp New pfd 7.75% sr a 0.3 $8.0M 61k 131.00
Jefferies Group Inc New dbcv 3.875%11/0 0.3 $8.1M 7.9M 1.03
Healthsouth 0.3 $7.4M 161k 46.06
Wellpoint Inc Note cb 0.3 $7.1M 3.2M 2.20
MGM Resorts International. (MGM) 0.3 $6.9M 377k 18.25
Radio One 0.3 $6.2M 1.9M 3.17
Solazyme Inc. note 6.000 2/0 0.2 $5.3M 8.6M 0.62
Emmis Communications Corp pfd cv ser a 0.2 $5.2M 443k 11.80
Rpm International Inc convertible cor 0.2 $5.0M 4.3M 1.17
Sandisk Corp conv 0.2 $4.6M 4.8M 0.97
Anadarko Petroleum Corp conv p 0.2 $4.8M 95k 50.61
Cumulus Media 0.2 $4.5M 2.2M 2.03
Iridium Communications $16.25 perp pfd cnv b 0.2 $4.6M 14k 328.57
Acorda Therap note 1.75% 6/15 0.2 $4.1M 4.1M 1.01
Fxcm Inc. conv 0.2 $4.1M 4.9M 0.84
Altra Holdings, Inc note 2.750% 3/0 0.1 $3.6M 3.2M 1.15
Icon 2 1/2 06/01/16 0.1 $3.6M 3.5M 1.02
Hos Us conv 0.1 $3.5M 4.3M 0.81
Psec Us conv 0.1 $3.6M 3.6M 1.00
Toll Bros Finance Corp. convertible bond 0.1 $3.6M 3.4M 1.04
Prospect Capital Corporati mtnf 5.375% 0.1 $3.3M 3.2M 1.01
Eastman Kodak (KODK) 0.1 $3.3M 198k 16.80
Safeguard Scientifics In conv bnd 0.1 $3.3M 2.7M 1.26
Synchronoss Technologies conv 0.1 $3.4M 3.0M 1.12
Thompson Creek Metals 0.1 $3.1M 3.8M 0.82
Citrix Systems Inc conv 0.1 $3.2M 3.0M 1.06
Seacor Holding Inc note 3.000 11/1 0.1 $2.8M 3.1M 0.89
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $2.7M 202k 13.47
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.1M 248k 8.61
Lam Research Corp note 0.500% 5/1 0.1 $2.1M 1.6M 1.33
Depomed Inc conv 0.1 $2.2M 1.7M 1.28
Invensense Inc note 1.750%11/0 0.1 $2.0M 2.0M 1.01
Jpmorgan Chase & Co. w exp 10/201 0.1 $1.9M 75k 25.52
Brookdale Senior Living note 0.1 $2.0M 1.5M 1.31
Star Bulk Carriers 0.1 $1.9M 663k 2.94
Colony Finl Inc note 5.00% 0.1 $1.8M 1.7M 1.05
Tesla Motors Inc bond 0.1 $2.0M 2.0M 0.98
Spirit Realty Capital Inc convertible cor 0.1 $1.8M 1.9M 0.94
Gsv Capital Corp. note 5.250 9/1 0.1 $1.5M 1.6M 0.97
Chesapeake Energy Corp note 2.500% 5/1 0.1 $1.5M 1.6M 0.95
Servicesource Intl 0.1 $1.3M 1.6M 0.84
Chesapeake Energy Corp note 2.250%12/1 0.1 $1.1M 1.3M 0.87
Emmis Communications Corporation 0.1 $1.2M 1.2M 1.00
DURECT Corporation 0.1 $1.2M 520k 2.39
Nuance Communications Inc note 2.750%11/0 0.1 $1.3M 1.3M 1.02
American Rlty Cap Pptys Inc note 3.000% 8/0 0.0 $940k 1.0M 0.94
Yandex N V debt 1.125%12/1 0.0 $860k 1.0M 0.86
Bank Of America Corporation warrant 0.0 $653k 106k 6.17
BlackRock Debt Strategies Fund 0.0 $677k 187k 3.62
Liberty Media Corp Del Com Ser C 0.0 $718k 20k 35.90
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $525k 860k 0.61
Intel Corp sdcv 0.0 $420k 350k 1.20
Bank Of America Corporation preferred (BAC.PL) 0.0 $367k 330.00 1112.12
Nuveen Fltng Rte Incm Opp 0.0 $373k 35k 10.80
Aurico Gold 0.0 $426k 150k 2.84
Molycorp Inc Del....... Note 6.0% 9/1/17 0.0 $508k 25M 0.02
GROUP Affymetrix Inc cnv 0.0 $398k 205k 1.94
Liberty Media 0.0 $360k 10k 36.00
Molycorp Inc Del note 5.500% 2/0 0.0 $517k 17M 0.03
Direxion Shs Etf Tr daily gold miner 0.0 $487k 60k 8.12
Omnicare Inc bond 0.0 $515k 360k 1.43
Prospect Capital Corporation note 5.875 0.0 $400k 400k 1.00
Salesforce.com Inc conv 0.0 $526k 435k 1.21
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $319k 280k 1.14
Nuveen Floating Rate Income Fund (JFR) 0.0 $344k 32k 10.73
Liberty Broadband Cl C (LBRDK) 0.0 $256k 5.0k 51.20
Molycorp Inc conv bnd 0.0 $48k 2.4M 0.02
Eastman Kodak Co *w exp 09/03/201 0.0 $55k 14k 4.09
Eastman Kodak Co *w exp 09/03/201 0.0 $50k 14k 3.72
Energy Xxi Bermuda Ltd note 3.000%12/1 0.0 $60k 260k 0.23