Zazove Associates

Zazove Associates as of Sept. 30, 2015

Portfolio Holdings for Zazove Associates

Zazove Associates holds 121 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 6.5 $140M 109M 1.28
Teva Pharm Finance Llc Cvt cv bnd 5.2 $112M 83M 1.36
Stanley Black & Decker Inc unit 99/99/9999 5.1 $111M 831k 133.37
Developers Diversified Rlty note 1.750%11/1 4.8 $103M 97M 1.06
Intel Corp. Jr. Sub. Cv. Deb. conv 4.6 $99M 66M 1.51
1,375% Liberty Media 15.10.2023 note 4.5 $98M 103M 0.95
Prospect Capital Corp conv 4.3 $94M 104M 0.90
Priceline.com debt 1.000% 3/1 4.0 $87M 62M 1.41
Laboratory Corp Amer Hldgs debt 4.0 $87M 60M 1.46
Xilinx Inc Cvt 2.625 6-15-17 convert 3.0 $64M 43M 1.50
Welltower Inc 6.50% pfd prepet 2.9 $62M 1.0M 61.10
Rti Intl Metals Inc note 1.625%10/1 2.6 $56M 53M 1.05
Stillwater Mng Co note 1.750%10/1 2.5 $55M 54M 1.02
Nvidia Corp note 1.000 12/0 2.3 $50M 38M 1.32
Royal Gold Inc conv 2.1 $46M 48M 0.96
Macquarie Infrastructure conv 1.9 $40M 35M 1.13
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.8 $39M 40M 0.96
Tpg Specialty Lending In conv 1.8 $38M 39M 0.98
Micron Technology Inc conv 1.7 $38M 44M 0.85
Lam Research Corp conv 1.5 $33M 26M 1.26
Keyw Holding Corp conv bd us 1.4 $31M 41M 0.76
Rpm International Inc convertible cor 1.4 $31M 27M 1.12
Al Us conv 1.4 $30M 23M 1.28
Ciena Corporation (CIEN) 1.3 $28M 1.4M 20.72
Carriage Svcs Inc note 2.750% 3/1 1.2 $26M 23M 1.11
Janus Capital conv 1.1 $25M 18M 1.34
Greenbrier Co Inc conv bnd 1.0 $21M 19M 1.09
Kohlberg Capital Corp note 8.750% 3/1 0.9 $21M 20M 1.02
Resource Capital Corporation note 8.000 1/1 0.9 $20M 22M 0.94
Callaway Golf 0.9 $19M 17M 1.12
Corenergy Infrastructure note 7% 6/15 0.9 $19M 20M 0.95
B2gold Corp conv 0.9 $19M 23M 0.83
Cemex Sab De Cv conv bnd 0.8 $18M 18M 1.04
Enernoc, Inc. conv 0.8 $18M 25M 0.71
Electronics For Imaging Inc note 0.750% 9/0 0.8 $18M 18M 1.02
Alaska Communications Systems conv 0.8 $17M 17M 1.01
Pra Group Inc conv 0.8 $17M 16M 1.04
Restoration Hardware Hlds i dbcv 7/1 0.7 $16M 17M 0.97
Bgc Partners, Inc. note 4.500% 7/1 0.7 $15M 14M 1.04
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.6 $14M 12k 1167.84
General Mtrs Co *w exp 07/10/201 0.6 $14M 1.0M 13.22
Kinder Morgan Inc/delaware Wts 0.6 $13M 14M 0.92
Cowen Group Inc New note 3.000% 3/1 0.6 $13M 12M 1.09
Tivo Inc 2.0 10-01-21 cv 0.6 $13M 15M 0.87
Aegerion Pharmaceuticals 2% Du cvbond 0.6 $12M 16M 0.75
Amyris Inc. note 6.500% 5/1 0.5 $12M 16M 0.73
Iconix Brand Group, Inc. conv 0.5 $11M 14M 0.80
Spectranetics Corp mtnf 2.625% 6/0 0.5 $11M 15M 0.76
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.5 $9.7M 11M 0.87
Solazyme Inc bond 0.4 $8.8M 16M 0.57
Uti Worldwide 0.4 $8.6M 12M 0.73
Keycorp New pfd 7.75% sr a 0.4 $8.1M 62k 130.28
Seacor Holdings Inc note 2.500%12/1 0.4 $8.0M 8.3M 0.96
Sequenom Inc conv 0.4 $7.7M 9.1M 0.85
Workday Inc conv 0.3 $7.2M 6.7M 1.08
Intel Corp sdcv 0.3 $6.5M 5.4M 1.22
Altra Holdings, Inc note 2.750% 3/0 0.3 $6.5M 6.2M 1.05
Wellpoint Inc Note cb 0.3 $5.7M 3.1M 1.88
Solazyme Inc. note 6.000 2/0 0.2 $5.3M 8.6M 0.62
Acorda Therap note 1.75% 6/15 0.2 $4.6M 5.0M 0.92
Sandisk Corp conv 0.2 $4.6M 4.8M 0.97
Radio One 0.2 $4.2M 2.0M 2.13
Ezcorp Inc sr unsecured 06/19 2.625 0.2 $4.3M 6.0M 0.72
Mercadolibre Inc note 2.250% 7/0 0.2 $4.1M 4.2M 0.98
Northstar Rlty Fin 0.2 $3.6M 290k 12.35
Fxcm Inc. conv 0.2 $3.6M 4.9M 0.74
Psec Us conv 0.2 $3.5M 3.6M 0.98
Toll Bros Finance Corp. convertible bond 0.2 $3.4M 3.3M 1.02
Iridium Communications $16.25 perp pfd cnv b 0.2 $3.4M 14k 242.79
Brookdale Senior Living note 0.1 $3.2M 3.0M 1.07
Icon 2 1/2 06/01/16 0.1 $3.3M 3.5M 0.94
Hos Us conv 0.1 $3.2M 4.3M 0.76
Eastman Kodak (KODK) 0.1 $3.1M 197k 15.62
Safeguard Scientifics In conv bnd 0.1 $3.0M 2.7M 1.12
Synchronoss Technologies conv 0.1 $3.0M 3.0M 1.01
Rayonier (RYN) 0.1 $2.8M 129k 22.07
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $2.6M 202k 12.68
Seacor Holding Inc note 3.000 11/1 0.1 $2.5M 3.1M 0.81
Jefferies Group Inc New dbcv 3.875%11/0 0.1 $2.4M 2.4M 1.02
Newmont Mining Corp Cvt cv bnd 0.1 $2.4M 2.4M 0.99
Cumulus Media 0.1 $2.2M 3.1M 0.70
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.0M 248k 7.98
Jazz Investments I Ltd. conv 0.1 $2.0M 2.0M 1.02
Emmis Communications Corporation 0.1 $1.7M 1.4M 1.24
Thompson Creek Metals 0.1 $1.7M 3.8M 0.44
Lam Research Corp note 0.500% 5/1 0.1 $1.8M 1.6M 1.13
Colony Finl Inc note 5.00% 0.1 $1.6M 1.7M 0.97
Spirit Realty Capital Inc convertible cor 0.1 $1.8M 1.9M 0.93
Depomed Inc conv 0.1 $1.8M 1.5M 1.19
Ani Pharmaceuticals Inc. note 3.000 12/0 0.1 $1.6M 1.8M 0.93
Invensense Inc note 1.750%11/0 0.1 $1.8M 2.0M 0.91
Wpx Energy Inc p 0.1 $1.8M 50k 35.78
Gsv Capital Corp. note 5.250 9/1 0.1 $1.5M 1.6M 0.92
Chesapeake Energy Corp note 2.500% 5/1 0.1 $1.4M 1.6M 0.85
Star Bulk Carriers 0.1 $1.3M 610k 2.05
Nuance Communications Inc note 2.750%11/0 0.1 $1.3M 1.3M 1.02
Servicesource Intl 0.1 $1.3M 1.6M 0.82
Emmis Communications Corp pfd cv ser a 0.1 $1.1M 360k 3.03
DURECT Corporation 0.1 $1.0M 520k 1.95
Jpmorgan Chase & Co. w exp 10/201 0.1 $986k 50k 19.92
Chesapeake Energy Corp note 2.250%12/1 0.0 $897k 1.3M 0.69
American Rlty Cap Pptys Inc note 3.000% 8/0 0.0 $950k 1.0M 0.95
Aegean Marine Petroleum Network note 4.000 11/0 0.0 $840k 1.0M 0.84
Bank Of America Corporation warrant 0.0 $606k 106k 5.73
BlackRock Debt Strategies Fund 0.0 $624k 187k 3.34
Liberty Media Corp Del Com Ser C 0.0 $689k 20k 34.45
Moduslink Global Solutions 0.0 $574k 700k 0.82
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $516k 860k 0.60
Bank Of America Corporation preferred (BAC.PL) 0.0 $355k 330.00 1075.76
Nuveen Fltng Rte Incm Opp 0.0 $344k 35k 9.96
American Intl Group 0.0 $351k 15k 22.72
Prospect Capital Corporation note 5.875 0.0 $384k 400k 0.96
Salesforce.com Inc conv 0.0 $531k 435k 1.22
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $297k 280k 1.06
Nuveen Floating Rate Income Fund (JFR) 0.0 $322k 32k 10.04
GROUP Affymetrix Inc cnv 0.0 $322k 205k 1.57
Liberty Media 0.0 $304k 8.5k 35.76
Direxion Shs Etf Tr daily gold miner 0.0 $173k 60k 2.88
Eastman Kodak Co *w exp 09/03/201 0.0 $45k 13k 3.39
Eastman Kodak Co *w exp 09/03/201 0.0 $40k 13k 3.02
Energy Xxi Bermuda Ltd note 3.000%12/1 0.0 $23k 260k 0.09