Zazove Associates

Zazove Associates as of Dec. 31, 2015

Portfolio Holdings for Zazove Associates

Zazove Associates holds 124 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 7.1 $152M 107M 1.42
Teva Pharm Finance Llc Cvt cv bnd 6.1 $131M 83M 1.57
1,375% Liberty Media 15.10.2023 note 4.6 $99M 101M 0.98
Laboratory Corp Amer Hldgs debt 4.5 $96M 58M 1.66
Prospect Capital Corp conv 4.3 $92M 106M 0.87
Intel Corp. Jr. Sub. Cv. Deb. conv 4.2 $90M 54M 1.66
Priceline.com debt 1.000% 3/1 3.7 $79M 55M 1.43
Welltower Inc 6.50% pfd prepet 3.7 $79M 1.3M 60.58
Rti Intl Metals Inc note 1.625%10/1 3.6 $76M 74M 1.03
Stillwater Mng Co note 1.750%10/1 2.9 $62M 65M 0.96
Xilinx Inc Cvt 2.625 6-15-17 convert 2.6 $56M 34M 1.63
Macquarie Infrastructure conv 2.6 $55M 49M 1.13
Al Us conv 2.2 $47M 34M 1.37
Rpm International Inc convertible cor 1.8 $39M 34M 1.14
Tpg Specialty Lending In conv 1.8 $38M 38M 0.99
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.8 $37M 40M 0.93
Greenbrier Co Inc conv bnd 1.7 $37M 33M 1.11
Royal Gold Inc conv 1.7 $36M 40M 0.91
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.7 $36M 713k 49.87
Stanley Black & Decker (SWK) 1.7 $36M 333k 106.73
Lam Research Corp conv 1.6 $35M 24M 1.44
Cowen Group Inc New note 3.000% 3/1 1.6 $33M 34M 0.97
Keyw Holding Corp conv bd us 1.4 $31M 42M 0.74
Carriage Svcs Inc note 2.750% 3/1 1.4 $30M 25M 1.19
Pra Group Inc conv 1.4 $30M 35M 0.84
Janus Capital conv 1.2 $26M 18M 1.39
Nvidia Corp note 1.000 12/0 1.2 $25M 15M 1.66
Micron Technology Inc conv 1.2 $25M 30M 0.83
Corenergy Infrastructure note 7% 6/15 1.0 $21M 27M 0.76
Resource Capital Corporation note 8.000 1/1 1.0 $20M 21M 0.96
B2gold Corp conv 0.9 $19M 22M 0.84
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.8 $18M 23M 0.80
Electronics For Imaging Inc note 0.750% 9/0 0.8 $18M 17M 1.07
General Mtrs Co *w exp 07/10/201 0.8 $17M 1.0M 16.29
Bgc Partners, Inc. note 4.500% 7/1 0.8 $17M 16M 1.09
Intel Corp sdcv 0.8 $16M 13M 1.29
Cemex Sab De Cv conv bnd 0.8 $16M 17M 0.94
Priceline Group Inc/the conv 0.8 $16M 16M 1.01
Enernoc, Inc. conv 0.7 $16M 27M 0.58
Akamai Technologies Inc Sr Cv zero coupon bonds 0.7 $15M 16M 0.96
Endologix, Inc. 3.25% 11/01/2020 0.7 $15M 14M 1.09
Alaska Communications Systems conv 0.7 $15M 15M 0.99
National Health Invs Inc note 0.7 $14M 14M 0.98
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.6 $14M 12k 1162.97
Tivo Inc 2.0 10-01-21 cv 0.6 $13M 15M 0.87
Kohlberg Capital Corp note 8.750% 3/1 0.6 $12M 12M 1.02
Amyris Inc. note 6.500% 5/1 0.6 $12M 16M 0.73
Spectranetics Corp mtnf 2.625% 6/0 0.5 $11M 15M 0.76
Aegerion Pharmaceuticals 2% Du cvbond 0.5 $10M 15M 0.67
Priceline Grp Inc note 0.350% 6/1 0.5 $9.5M 8.0M 1.19
Molina Healthcare Inc conv 0.4 $9.4M 7.8M 1.20
Keycorp New pfd 7.75% sr a 0.4 $8.1M 62k 131.49
Seacor Holdings Inc note 2.500%12/1 0.4 $7.6M 8.1M 0.94
Solazyme Inc bond 0.4 $7.6M 16M 0.49
Sequenom Inc conv 0.4 $7.7M 9.1M 0.84
Host Hotels & Resorts (HST) 0.3 $7.2M 467k 15.34
Workday Inc conv 0.3 $7.2M 6.3M 1.15
Iconix Brand Group, Inc. conv 0.3 $7.1M 14M 0.51
Nxp Semiconductors N V dbcv 1.000% 12/0 0.3 $6.9M 6.3M 1.10
Altra Holdings, Inc note 2.750% 3/0 0.3 $6.5M 6.0M 1.08
Wellpoint Inc Note cb 0.3 $5.8M 3.1M 1.91
Mercadolibre Inc note 2.250% 7/0 0.2 $4.6M 4.1M 1.12
Solazyme Inc. note 6.000 2/0 0.2 $4.6M 8.6M 0.53
Iridium Communications $16.25 perp pfd cnv b 0.2 $4.4M 14k 312.50
Ani Pharmaceuticals Inc. note 3.000 12/0 0.2 $4.5M 4.6M 0.98
Acorda Therap note 1.75% 6/15 0.2 $4.2M 3.6M 1.15
Ezcorp Inc sr unsecured 06/19 2.625 0.2 $4.2M 6.0M 0.70
Integrated Device Technology note 0.875% 11/1 0.2 $4.3M 4.2M 1.03
Callaway Golf Company (MODG) 0.2 $4.1M 440k 9.42
Fxcm Inc. conv 0.2 $3.8M 5.4M 0.70
Alon Usa Energy Inc note 3.000% 9/1 0.2 $3.6M 3.0M 1.18
Radio One 0.2 $3.4M 2.0M 1.72
Brookdale Senior Living note 0.1 $3.0M 3.0M 1.00
Icon 2 1/2 06/01/16 0.1 $3.1M 3.5M 0.88
Safeguard Scientifics In conv bnd 0.1 $2.9M 2.7M 1.10
Bank Of America Corporation warrant 0.1 $2.7M 465k 5.82
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $2.6M 202k 12.76
Seacor Holding Inc note 3.000 11/1 0.1 $2.5M 3.1M 0.80
Northstar Realty Finance 0.1 $2.5M 145k 17.03
Hos Us conv 0.1 $2.3M 4.2M 0.56
Eastman Kodak (KODK) 0.1 $2.3M 186k 12.54
Lam Research Corp note 0.500% 5/1 0.1 $2.1M 1.6M 1.29
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $1.9M 248k 7.84
Spirit Realty Capital Inc convertible cor 0.1 $1.9M 1.9M 0.96
Jazz Investments I Ltd. conv 0.1 $2.0M 1.9M 1.04
Red Hat Inc conv 0.1 $2.0M 1.5M 1.30
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.1 $1.9M 1.6M 1.13
Cumulus Media 0.1 $1.8M 5.4M 0.33
Colony Finl Inc note 5.00% 0.1 $1.6M 1.7M 0.97
Depomed Inc conv 0.1 $1.7M 1.5M 1.14
Euronet Worldwide Inc Note 1.500%10/0 0.1 $1.8M 1.5M 1.18
Teligent Inc note 3.750 12/1 0.1 $1.8M 1.8M 0.98
Gsv Capital Corp. note 5.250 9/1 0.1 $1.5M 1.6M 0.93
Jpmorgan Chase & Co. w exp 10/201 0.1 $1.2M 50k 23.70
Servicesource Intl 0.1 $1.3M 1.6M 0.85
Sunedison Inc note 2.000%10/0 0.1 $1.3M 2.4M 0.54
Linkedin Corp note 0.500% 11/0 0.1 $1.3M 1.2M 1.05
El Paso Energy Cap Tr I pfd cv tr secs (EP.PC) 0.1 $1.0M 25k 41.00
Emmis Communications Corporation 0.0 $941k 1.5M 0.64
Kinder Morgan Inc/delaware Wts 0.0 $805k 13M 0.06
American Rlty Cap Pptys Inc note 3.000% 8/0 0.0 $940k 1.0M 0.94
Toll Bros Finance Corp. convertible bond 0.0 $768k 760k 1.01
Endologix Inc note 2.250%12/1 0.0 $813k 956k 0.85
Aegean Marine Petroleum Network note 4.000 11/0 0.0 $808k 940k 0.86
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $734k 1.3M 0.56
Emmis Communications Corp pfd cv ser a 0.0 $611k 360k 1.70
DURECT Corporation 0.0 $619k 280k 2.21
Chesapeake Energy Corp note 2.500% 5/1 0.0 $745k 1.6M 0.46
BlackRock Debt Strategies Fund 0.0 $630k 187k 3.37
Micron Technology Inc note 1.625% 2/1 0.0 $644k 450k 1.43
Moduslink Global Solutions 0.0 $539k 700k 0.77
Northstar Realty Europe 0.0 $570k 48k 11.80
Redwood Trust, Inc note 5.625 11/1 0.0 $558k 600k 0.93
Chesapeake Energy Corp note 2.250%12/1 0.0 $429k 1.3M 0.33
JPMorgan Chase & Co. (JPM) 0.0 $330k 5.0k 66.00
Thompson Creek Metals 0.0 $398k 2.0M 0.20
Nuveen Fltng Rte Incm Opp 0.0 $339k 35k 9.81
Nuveen Floating Rate Income Fund (JFR) 0.0 $328k 32k 10.23
American Intl Group 0.0 $367k 15k 23.76
Star Bulk Carriers 0.0 $374k 624k 0.60
Prospect Capital Corporation note 5.875 0.0 $384k 400k 0.96
Credit Suisse Ag Nassau Brh velocity shs exc 0.0 $98k 10k 9.80
Eastman Kodak Co *w exp 09/03/201 0.0 $36k 13k 2.74
Eastman Kodak Co *w exp 09/03/201 0.0 $24k 13k 1.83