Zazove Associates

Zazove Associates as of March 31, 2016

Portfolio Holdings for Zazove Associates

Zazove Associates holds 120 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Teva Pharm Finance Llc Cvt cv bnd 5.7 $121M 93M 1.30
Alza Corp sdcv 7/2 5.4 $114M 77M 1.49
Priceline.com debt 1.000% 3/1 5.2 $110M 77M 1.43
1,375% Liberty Media 15.10.2023 note 4.8 $101M 102M 0.99
Prospect Capital Corp conv 4.6 $98M 111M 0.88
Welltower Inc 6.50% pfd prepet 4.1 $87M 1.4M 61.86
Laboratory Corp Amer Hldgs debt 4.0 $86M 55M 1.57
Intel Corp. Jr. Sub. Cv. Deb. conv 3.9 $82M 52M 1.59
Rti Intl Metals Inc note 1.625%10/1 3.6 $76M 73M 1.05
Janus Capital conv 3.0 $64M 45M 1.42
Stillwater Mng Co note 1.750%10/1 3.0 $63M 58M 1.08
Macquarie Infrastructure conv 2.6 $55M 50M 1.11
Al Us conv 2.4 $52M 39M 1.34
Xilinx Inc Cvt 2.625 6-15-17 convert 2.0 $42M 26M 1.65
Lam Research Corp conv 2.0 $42M 28M 1.48
Rpm International Inc convertible cor 1.8 $39M 34M 1.15
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.8 $38M 42M 0.90
Electronics For Imaging Inc note 0.750% 9/0 1.8 $38M 36M 1.04
Trulia Inc. 2.750% December 15, 2020 ccb 1.6 $34M 30M 1.16
Cowen Group Inc New note 3.000% 3/1 1.6 $34M 37M 0.93
Tpg Specialty Lending In conv 1.6 $34M 34M 0.99
Microchip Technology Inc note 1.625% 2/1 1.5 $32M 31M 1.02
Greenbrier Co Inc conv bnd 1.5 $32M 30M 1.07
Intel Corp sdcv 1.5 $31M 25M 1.27
Keyw Holding Corp conv bd us 1.4 $30M 40M 0.76
Carriage Svcs Inc note 2.750% 3/1 1.4 $29M 26M 1.11
Salesforce.com Inc conv 1.3 $28M 23M 1.24
Pra Group Inc conv 1.3 $27M 33M 0.80
Citrix Systems Inc conv 1.2 $26M 23M 1.12
Micron Technology Inc conv 1.0 $21M 30M 0.69
Corenergy Infrastructure note 7% 6/15 0.9 $20M 26M 0.78
Royal Gold Inc conv 0.9 $18M 19M 0.97
Enernoc, Inc. conv 0.9 $18M 25M 0.72
National Health Invs Inc note 0.8 $18M 17M 1.03
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.8 $16M 18M 0.91
B2gold Corp conv 0.8 $16M 20M 0.84
Workday Inc corporate bonds 0.8 $16M 14M 1.18
Alon Usa Energy Inc note 3.000% 9/1 0.7 $16M 16M 0.98
Cemex Sab De Cv conv bnd 0.7 $15M 14M 1.05
Akamai Technologies Inc Sr Cv zero coupon bonds 0.7 $15M 15M 0.98
Tivo Inc 2.0 10-01-21 cv 0.7 $15M 16M 0.94
Molina Healthcare Inc conv 0.7 $14M 11M 1.26
General Mtrs Co *w exp 07/10/201 0.6 $12M 897k 13.66
Red Hat Inc conv 0.6 $12M 9.5M 1.24
Resource Capital Corporation note 8.000 1/1 0.5 $11M 12M 0.95
Amyris Inc. note 6.500% 5/1 0.5 $11M 16M 0.67
Spectranetics Corp mtnf 2.625% 6/0 0.5 $10M 13M 0.79
Bgc Partners, Inc. note 4.500% 7/1 0.5 $9.8M 9.5M 1.03
Iconix Brand Group, Inc. conv 0.5 $9.8M 14M 0.70
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $8.5M 7.1k 1204.98
Endologix, Inc. 3.25% 11/01/2020 0.4 $8.4M 8.8M 0.96
Keycorp New pfd 7.75% sr a 0.4 $8.0M 61k 130.40
Ani Pharmaceuticals Inc. note 3.000 12/0 0.4 $7.7M 8.6M 0.89
Aegerion Pharmaceuticals 2% Du cvbond 0.4 $7.7M 15M 0.51
Interdigital Inc 1.5% 3/1/20 convertible bond 0.4 $7.5M 7.3M 1.03
Solazyme Inc bond 0.3 $7.4M 16M 0.48
Altra Holdings, Inc note 2.750% 3/0 0.3 $7.0M 6.2M 1.14
Workday Inc conv 0.3 $7.1M 6.3M 1.13
Teligent Inc note 3.750 12/1 0.3 $7.0M 8.8M 0.79
Nxp Semiconductors N V dbcv 1.000% 12/0 0.3 $6.0M 5.5M 1.10
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.3 $5.6M 6.1M 0.91
Seacor Holdings Inc note 2.500%12/1 0.2 $5.4M 5.7M 0.95
Sequenom Inc conv 0.2 $5.3M 7.9M 0.67
Monster Worldwide Inc note 3.500%10/1 0.2 $5.1M 5.5M 0.92
Alaska Communications Systems conv 0.2 $4.7M 4.9M 0.96
Solazyme Inc. note 6.000 2/0 0.2 $4.5M 8.6M 0.52
Integrated Device Technology note 0.875% 11/1 0.2 $3.9M 4.2M 0.94
Iridium Communications $16.25 perp pfd cnv b 0.2 $3.4M 12k 294.35
Fxcm Inc. conv 0.2 $3.3M 5.4M 0.62
Acorda Therap note 1.75% 6/15 0.1 $3.1M 3.5M 0.89
Mercadolibre Inc note 2.250% 7/0 0.1 $3.1M 2.8M 1.13
Ezcorp Inc sr unsecured 06/19 2.625 0.1 $3.2M 4.9M 0.65
Radio One 0.1 $2.8M 2.0M 1.42
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $2.7M 202k 13.18
Safeguard Scientifics In conv bnd 0.1 $2.8M 2.7M 1.06
Priceline Group Inc/the conv 0.1 $2.8M 2.7M 1.01
Cumulus Media 0.1 $2.5M 5.4M 0.46
Wellpoint Inc Note cb 0.1 $2.4M 1.3M 1.91
Lam Research Corp note 0.500% 5/1 0.1 $2.2M 1.6M 1.34
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.0M 248k 7.91
Eastman Kodak (KODK) 0.1 $1.8M 167k 10.85
Spirit Realty Capital Inc convertible cor 0.1 $1.9M 1.9M 1.00
Seacor Holding Inc note 3.000 11/1 0.1 $1.7M 2.1M 0.78
Euronet Worldwide Inc Note 1.500%10/0 0.1 $1.8M 1.5M 1.19
Colony Finl Inc note 5.00% 0.1 $1.5M 1.7M 0.89
Hos Us conv 0.1 $1.5M 2.6M 0.60
Depomed Inc conv 0.1 $1.4M 1.5M 0.94
Gsv Capital Corp. note 5.250 9/1 0.1 $1.5M 1.6M 0.93
Proshares Tr Ii 0.1 $1.5M 80k 19.32
Ent 2 3/4 2/15/35 convertible bond 0.1 $1.5M 2.0M 0.77
Bank Of America Corporation warrant 0.1 $1.1M 291k 3.89
American Rlty Cap Pptys Inc note 3.000% 8/0 0.1 $970k 1.0M 0.97
Servicesource Intl 0.1 $1.1M 1.4M 0.80
Emmis Communications Corporation 0.0 $907k 1.6M 0.58
El Paso Energy Cap Tr I pfd cv tr secs (EP.PC) 0.0 $952k 22k 43.27
Jpmorgan Chase & Co. w exp 10/201 0.0 $876k 50k 17.70
Aegean Marine Petroleum Network note 4.000 11/0 0.0 $761k 940k 0.81
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $734k 1.3M 0.56
BlackRock Debt Strategies Fund 0.0 $649k 187k 3.47
Endologix Inc note 2.250%12/1 0.0 $707k 956k 0.74
Micron Technology Inc note 1.625% 2/1 0.0 $531k 450k 1.18
Redwood Trust, Inc note 5.625 11/1 0.0 $552k 600k 0.92
Emmis Communications Corp pfd cv ser a 0.0 $523k 321k 1.63
DURECT Corporation 0.0 $347k 257k 1.35
Thompson Creek Metals 0.0 $335k 1.5M 0.23
Nuveen Fltng Rte Incm Opp 0.0 $342k 35k 9.90
Nuveen Floating Rate Income Fund (JFR) 0.0 $323k 32k 10.07
Kinder Morgan Inc/delaware Wts 0.0 $503k 13M 0.04
Prospect Capital Corporation note 5.875 0.0 $376k 400k 0.94
Moduslink Global Solutions 0.0 $483k 700k 0.69
Linkedin Corp note 0.500% 11/0 0.0 $364k 400k 0.91
JPMorgan Chase & Co. (JPM) 0.0 $296k 5.0k 59.20
Bank of America Corporation (BAC) 0.0 $149k 11k 13.55
American Intl Group 0.0 $229k 12k 18.74
Brookdale Senior Living note 0.0 $288k 300k 0.96
Star Bulk Carriers 0.0 $304k 405k 0.75
Sunedison Inc convertible security 0.0 $257k 6.4M 0.04
Eastman Kodak Co *w exp 09/03/201 0.0 $35k 13k 2.66
Eastman Kodak Co *w exp 09/03/201 0.0 $24k 13k 1.83
Sunedison Inc note 2.000%10/0 0.0 $96k 2.4M 0.04