Zazove Associates

Zazove Associates as of June 30, 2016

Portfolio Holdings for Zazove Associates

Zazove Associates holds 111 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Priceline.com debt 1.000% 3/1 5.7 $122M 88M 1.39
Teva Pharm Finance Llc Cvt cv bnd 5.6 $120M 95M 1.26
Alza Corp sdcv 7/2 4.8 $103M 62M 1.67
1,375% Liberty Media 15.10.2023 note 4.7 $101M 101M 1.00
Welltower Inc 6.50% pfd prepet 4.6 $99M 1.5M 67.51
Prospect Capital Corp conv 4.5 $96M 101M 0.95
Intel Corp. Jr. Sub. Cv. Deb. conv 3.8 $83M 51M 1.63
Rti Intl Metals Inc note 1.625%10/1 3.6 $79M 74M 1.07
Laboratory Corp Amer Hldgs debt 3.3 $71M 41M 1.74
Janus Capital conv 3.0 $65M 47M 1.38
Stillwater Mng Co note 1.750%10/1 3.0 $64M 57M 1.14
Al Us conv 2.7 $58M 47M 1.23
Macquarie Infrastructure conv 2.6 $56M 49M 1.15
Citrix Systems Inc conv 2.6 $56M 50M 1.12
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.9 $41M 819k 50.10
Xilinx Inc Cvt 2.625 6-15-17 convert 1.9 $41M 25M 1.61
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.8 $40M 42M 0.95
Rpm International Inc convertible cor 1.8 $39M 33M 1.17
Electronics For Imaging Inc note 0.750% 9/0 1.8 $39M 36M 1.07
Salesforce.com Inc conv 1.6 $35M 27M 1.29
Microchip Technology Inc note 1.625% 2/1 1.6 $34M 31M 1.11
Intel Corp sdcv 1.5 $32M 25M 1.29
Alon Usa Energy Inc note 3.000% 9/1 1.4 $31M 36M 0.87
Cowen Group Inc New note 3.000% 3/1 1.4 $31M 34M 0.90
Tpg Specialty Lending In conv 1.4 $30M 30M 1.02
Greenbrier Co Inc conv bnd 1.4 $30M 29M 1.06
Trulia Inc. 2.750% December 15, 2020 ccb 1.4 $30M 19M 1.57
Carriage Svcs Inc note 2.750% 3/1 1.4 $30M 25M 1.18
Pra Group Inc conv 1.2 $26M 34M 0.77
Red Hat Inc conv 1.1 $24M 20M 1.21
Corenergy Infrastructure note 7% 6/15 1.1 $24M 24M 1.00
Keyw Holding Corp conv bd us 1.1 $23M 25M 0.94
Molina Healthcare Inc conv 1.1 $23M 21M 1.09
Weatherford Intl Ltd Note 5.875% 7/0 bond 1.0 $22M 20M 1.09
Royal Gold Inc conv 0.9 $20M 19M 1.07
National Health Invs Inc note 0.9 $19M 17M 1.11
B2gold Corp conv 0.8 $18M 18M 0.99
Enernoc, Inc. conv 0.7 $16M 22M 0.72
Johnson & Johnson (JNJ) 0.7 $15M 127k 121.30
Workday Inc corporate bonds 0.7 $15M 13M 1.17
Akamai Technologies Inc Sr Cv zero coupon bonds 0.7 $15M 15M 0.99
Cemex Sab De Cv conv bnd 0.6 $14M 13M 1.03
General Mtrs Co *w exp 07/10/201 0.6 $12M 1.1M 10.47
Spectranetics Corp mtnf 2.625% 6/0 0.5 $11M 12M 0.89
Resource Capital Corporation note 8.000 1/1 0.5 $11M 11M 0.98
Teligent Inc note 3.750 12/1 0.5 $11M 12M 0.90
Iconix Brand Group, Inc. conv 0.5 $9.7M 12M 0.82
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $9.1M 7.1k 1285.05
Aegerion Pharmaceuticals 2% Du cvbond 0.4 $8.4M 15M 0.56
Solazyme Inc bond 0.4 $8.1M 16M 0.52
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.4 $7.9M 8.3M 0.95
Altra Holdings, Inc note 2.750% 3/0 0.3 $7.2M 6.3M 1.14
Keycorp New pfd 7.75% sr a 0.3 $6.5M 48k 133.76
Radio One 0.3 $6.3M 2.0M 3.19
Workday Inc conv 0.3 $6.3M 5.7M 1.11
Nxp Semiconductors N V dbcv 1.000% 12/0 0.3 $5.9M 5.5M 1.09
Integrated Device Technology note 0.875% 11/1 0.3 $5.8M 6.0M 0.97
Seacor Holdings Inc note 2.500%12/1 0.2 $5.5M 5.6M 0.98
Interdigital Inc 1.5% 3/1/20 convertible bond 0.2 $5.4M 5.2M 1.04
Solazyme Inc. note 6.000 2/0 0.2 $5.1M 8.6M 0.59
Amyris Inc. note 6.500% 5/1 0.2 $5.3M 15M 0.35
Sequenom Inc conv 0.2 $4.6M 7.9M 0.59
Monster Worldwide Inc note 3.500%10/1 0.2 $4.7M 5.4M 0.87
Bgc Partners, Inc. note 4.500% 7/1 0.2 $4.3M 4.3M 1.00
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.2 $4.3M 6.0M 0.71
Ezcorp Inc sr unsecured 06/19 2.625 0.2 $4.1M 4.9M 0.84
Iridium Communications $16.25 perp pfd cnv b 0.2 $3.7M 11k 329.03
Ent 2 3/4 2/15/35 convertible bond 0.2 $3.6M 5.0M 0.73
Mercadolibre Inc note 2.250% 7/0 0.1 $3.3M 2.6M 1.26
Safeguard Scientifics In conv bnd 0.1 $2.7M 2.7M 1.02
Priceline Group Inc/the conv 0.1 $2.8M 2.7M 1.02
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $2.3M 172k 13.44
Wellpoint Inc Note cb 0.1 $2.3M 1.3M 1.83
Spirit Realty Capital Inc convertible cor 0.1 $2.1M 1.9M 1.07
Colony Finl Inc note 5.00% 0.1 $1.9M 2.0M 0.96
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $1.9M 2.3M 0.80
Fxcm Inc. conv 0.1 $1.9M 5.4M 0.36
Cumulus Media 0.1 $1.7M 5.4M 0.31
Emmis Communications Corporation 0.1 $1.7M 2.4M 0.73
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $1.7M 214k 8.08
Seacor Holding Inc note 3.000 11/1 0.1 $1.7M 2.1M 0.81
Euronet Worldwide Inc Note 1.500%10/0 0.1 $1.7M 1.5M 1.15
Alaska Communications Systems conv 0.1 $1.5M 1.5M 0.97
Gsv Capital Corp. note 5.250 9/1 0.1 $1.5M 1.6M 0.92
Hos Us conv 0.1 $1.2M 2.1M 0.58
Micron Technology Inc conv 0.1 $1.4M 1.8M 0.76
Depomed Inc conv 0.1 $1.2M 1.0M 1.21
Servicesource Intl 0.1 $1.2M 1.4M 0.87
Chesapeake Energy Corp note 2.250%12/1 0.1 $1.1M 1.4M 0.80
American Rlty Cap Pptys Inc note 3.000% 8/0 0.1 $990k 1.0M 0.99
Iconix Brand 0.0 $758k 112k 6.76
Bank Of America Corporation warrant 0.0 $830k 239k 3.48
Felcor Lodging Trust Inc. pfd cv a $1.95 0.0 $942k 38k 25.12
Jpmorgan Chase & Co. w exp 10/201 0.0 $932k 46k 20.26
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $747k 1.3M 0.57
Capital One Financial Cor w exp 11/201 0.0 $560k 24k 23.83
Redwood Trust, Inc note 5.625 11/1 0.0 $588k 600k 0.98
BlackRock Debt Strategies Fund 0.0 $537k 152k 3.53
Spirit Rlty Cap Inc New Note cb 0.0 $414k 370k 1.12
Moduslink Global Solutions 0.0 $490k 700k 0.70
Pernix Therapeutics Hldgs In dbcv 4.250% 4/0 0.0 $440k 2.0M 0.22
DURECT Corporation 0.0 $154k 126k 1.22
Nuveen Fltng Rte Incm Opp 0.0 $302k 29k 10.26
Nuveen Floating Rate Income Fund (JFR) 0.0 $277k 27k 10.35
Brookdale Senior Living note 0.0 $198k 200k 0.99
Kinder Morgan Inc/delaware Wts 0.0 $252k 13M 0.02
Ani Pharmaceuticals Inc. note 3.000 12/0 0.0 $216k 200k 1.08
Sunedison Inc note 2.000%10/0 0.0 $120k 2.4M 0.05
Sunedison Inc convertible security 0.0 $322k 6.4M 0.05
Eastman Kodak Co *w exp 09/03/201 0.0 $53k 13k 4.03
Eastman Kodak Co *w exp 09/03/201 0.0 $45k 13k 3.42