Zazove Associates

Zazove Associates as of June 30, 2016

Portfolio Holdings for Zazove Associates

Zazove Associates holds 111 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Workday Inc corporate bonds 5.7 $121M 13M 9.47
American Rlty Cap Pptys Inc note 3.000% 8/0 5.4 $114M 1.0M 114.34
Redwood Trust, Inc note 5.625 11/1 5.2 $110M 600k 183.52
Micron Technology Inc conv 4.8 $101M 1.8M 56.19
Welltower Inc 6.50% pfd prepet 4.7 $99M 1.5M 67.51
Royal Gold Inc conv 4.6 $98M 19M 5.18
1,375% Liberty Media 15.10.2023 note 4.0 $86M 101M 0.85
Isis Pharmaceuticals Inc Del note 1.000%11/1 3.9 $82M 6.0M 13.62
Salesforce.com Inc conv 3.6 $76M 27M 2.78
Laboratory Corp Amer Hldgs debt 3.0 $64M 41M 1.57
Trulia Inc. 2.750% December 15, 2020 ccb 3.0 $63M 19M 3.30
Molina Healthcare Inc conv 2.6 $55M 21M 2.60
Akamai Technologies Inc Sr Cv zero coupon bonds 2.4 $52M 15M 3.44
Mercadolibre Inc note 2.250% 7/0 2.0 $42M 2.6M 16.05
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.9 $41M 819k 50.10
Safeguard Scientifics In conv bnd 1.8 $39M 2.7M 14.61
Electronics For Imaging Inc note 0.750% 9/0 1.8 $38M 36M 1.05
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.8 $38M 42M 0.90
Aegean Marine Petroleum Network note 4.000 11/0 1.6 $34M 2.3M 14.65
Cowen Group Inc New note 3.000% 3/1 1.6 $34M 34M 1.00
Workday Inc conv 1.6 $34M 5.7M 5.86
Nxp Semiconductors N V dbcv 1.000% 12/0 1.5 $32M 5.5M 5.87
Teligent Inc note 3.750 12/1 1.5 $32M 12M 2.70
Interdigital Inc 1.5% 3/1/20 convertible bond 1.5 $31M 5.2M 6.04
Liberty Media 3.750 2/15/30 deb 3.750% 1.4 $30M 1.3M 22.93
Cemex Sab De Cv conv bnd 1.4 $29M 13M 2.20
Solazyme Inc bond 1.3 $28M 16M 1.81
Rti Intl Metals Inc note 1.625%10/1 1.2 $27M 74M 0.36
Citrix Systems Inc conv 1.2 $26M 50M 0.51
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 1.0 $21M 8.3M 2.50
Corenergy Infrastructure note 7% 6/15 0.9 $20M 24M 0.85
Servicesource Intl 0.9 $18M 1.4M 13.17
Ezcorp Inc sr unsecured 06/19 2.625 0.9 $18M 4.9M 3.75
Prospect Capital Corp conv 0.8 $17M 101M 0.17
Carriage Svcs Inc note 2.750% 3/1 0.8 $17M 25M 0.66
Rpm International Inc convertible cor 0.8 $16M 33M 0.49
Altra Holdings, Inc note 2.750% 3/0 0.7 $16M 6.3M 2.50
Johnson & Johnson (JNJ) 0.7 $15M 127k 121.30
Xilinx Inc Cvt 2.625 6-15-17 convert 0.7 $15M 25M 0.58
Chesapeake Energy Corp note 2.250%12/1 0.7 $15M 1.4M 10.40
Alaska Communications Systems conv 0.7 $15M 1.5M 9.78
Pra Group Inc conv 0.7 $14M 34M 0.41
General Mtrs Co *w exp 07/10/201 0.6 $12M 1.1M 10.47
Seacor Holdings Inc note 2.500%12/1 0.6 $12M 5.6M 2.12
Sequenom Inc conv 0.5 $11M 7.9M 1.43
Bgc Partners, Inc. note 4.500% 7/1 0.5 $11M 4.3M 2.48
Tpg Specialty Lending In conv 0.5 $10M 30M 0.34
Intel Corp sdcv 0.5 $9.9M 25M 0.40
Brookdale Senior Living note 0.5 $9.8M 200k 48.79
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $9.1M 7.1k 1285.05
Euronet Worldwide Inc Note 1.500%10/0 0.4 $8.4M 1.5M 5.60
Al Us conv 0.4 $8.0M 47M 0.17
Janus Capital conv 0.4 $7.6M 47M 0.16
Ani Pharmaceuticals Inc. note 3.000 12/0 0.4 $7.7M 200k 38.42
Sunedison Inc convertible security 0.3 $7.5M 6.4M 1.16
Integrated Device Technology note 0.875% 11/1 0.3 $7.0M 6.0M 1.16
Alza Corp sdcv 7/2 0.3 $6.8M 62M 0.11
Keycorp New pfd 7.75% sr a 0.3 $6.5M 48k 133.76
Radio One 0.3 $6.3M 2.0M 3.19
Priceline Group Inc/the conv 0.3 $6.0M 2.7M 2.20
Keyw Holding Corp conv bd us 0.3 $5.7M 25M 0.23
Priceline.com debt 1.000% 3/1 0.2 $5.3M 88M 0.06
Spirit Rlty Cap Inc New Note cb 0.2 $5.2M 370k 14.15
Spirit Realty Capital Inc convertible cor 0.2 $5.4M 1.9M 2.77
Alon Usa Energy Inc note 3.000% 9/1 0.2 $4.7M 36M 0.13
Sunedison Inc note 2.000%10/0 0.2 $4.5M 2.4M 1.87
Intel Corp. Jr. Sub. Cv. Deb. conv 0.2 $4.1M 51M 0.08
Iridium Communications $16.25 perp pfd cnv b 0.2 $3.7M 11k 329.03
Ent 2 3/4 2/15/35 convertible bond 0.2 $3.3M 5.0M 0.67
Gsv Capital Corp. note 5.250 9/1 0.1 $3.2M 1.6M 1.99
Aegerion Pharmaceuticals 2% Du cvbond 0.1 $3.2M 15M 0.21
Monster Worldwide Inc note 3.500%10/1 0.1 $3.1M 5.4M 0.58
Solazyme Inc. note 6.000 2/0 0.1 $2.8M 8.6M 0.33
Red Hat Inc conv 0.1 $2.7M 20M 0.14
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $2.3M 172k 13.44
Teva Pharm Finance Llc Cvt cv bnd 0.1 $1.9M 95M 0.02
Macquarie Infrastructure conv 0.1 $2.0M 49M 0.04
Cumulus Media 0.1 $1.7M 5.4M 0.31
Emmis Communications Corporation 0.1 $1.7M 2.4M 0.73
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $1.7M 214k 8.08
Spectranetics Corp mtnf 2.625% 6/0 0.1 $1.7M 12M 0.14
Fxcm Inc. conv 0.1 $1.8M 5.4M 0.33
Greenbrier Co Inc conv bnd 0.1 $1.4M 29M 0.05
Colony Finl Inc note 5.00% 0.1 $1.5M 2.0M 0.76
Hos Us conv 0.1 $1.5M 2.1M 0.71
Iconix Brand Group, Inc. conv 0.1 $1.5M 12M 0.13
Depomed Inc conv 0.1 $1.4M 1.0M 1.42
Stillwater Mng Co note 1.750%10/1 0.1 $1.1M 57M 0.02
Iconix Brand 0.0 $758k 112k 6.76
Bank Of America Corporation warrant 0.0 $830k 239k 3.48
Felcor Lodging Trust Inc. pfd cv a $1.95 0.0 $942k 38k 25.12
Jpmorgan Chase & Co. w exp 10/201 0.0 $932k 46k 20.26
Amyris Inc. note 6.500% 5/1 0.0 $902k 15M 0.06
Capital One Financial Cor w exp 11/201 0.0 $560k 24k 23.83
BlackRock Debt Strategies Fund 0.0 $537k 152k 3.53
Seacor Holding Inc note 3.000 11/1 0.0 $558k 2.1M 0.26
Enernoc, Inc. conv 0.0 $667k 22M 0.03
Microchip Technology Inc note 1.625% 2/1 0.0 $619k 31M 0.02
National Health Invs Inc note 0.0 $515k 17M 0.03
B2gold Corp conv 0.0 $354k 18M 0.02
Resource Capital Corporation note 8.000 1/1 0.0 $325k 11M 0.03
Moduslink Global Solutions 0.0 $364k 700k 0.52
Pernix Therapeutics Hldgs In dbcv 4.250% 4/0 0.0 $480k 2.0M 0.24
DURECT Corporation 0.0 $154k 126k 1.22
Nuveen Fltng Rte Incm Opp 0.0 $302k 29k 10.26
Nuveen Floating Rate Income Fund (JFR) 0.0 $277k 27k 10.35
Kinder Morgan Inc/delaware Wts 0.0 $252k 13M 0.02
Wellpoint Inc Note cb 0.0 $263k 1.3M 0.21
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.0 $203k 20M 0.01
Eastman Kodak Co *w exp 09/03/201 0.0 $53k 13k 4.03
Eastman Kodak Co *w exp 09/03/201 0.0 $45k 13k 3.42