Zazove Associates

Zazove Associates as of Sept. 30, 2016

Portfolio Holdings for Zazove Associates

Zazove Associates holds 110 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Priceline.com debt 1.000% 3/1 6.0 $131M 83M 1.58
Teva Pharm Finance Llc Cvt cv bnd 5.3 $114M 96M 1.19
1,375% Liberty Media 15.10.2023 note 5.0 $109M 104M 1.05
Citrix Systems Inc conv 4.3 $94M 83M 1.13
Intel Corp. Jr. Sub. Cv. Deb. conv 3.9 $84M 46M 1.83
Welltower Inc 6.50% pfd prepet 3.9 $84M 1.3M 66.73
Alza Corp sdcv 7/2 3.7 $81M 50M 1.63
Prospect Capital Corp conv 3.7 $80M 81M 0.99
Rti Intl Metals Inc note 1.625%10/1 3.5 $75M 70M 1.07
Janus Capital conv 3.0 $64M 47M 1.37
Stillwater Mng Co note 1.750%10/1 2.9 $64M 53M 1.21
Al Us conv 2.8 $61M 49M 1.24
Macquarie Infrastructure conv 2.6 $57M 48M 1.18
Lam Research Corp conv 2.3 $50M 32M 1.60
Trinity Inds Inc note 3.875% 6/0 2.2 $47M 39M 1.20
Red Hat Inc conv 2.0 $44M 35M 1.27
Rpm International Inc convertible cor 1.9 $40M 34M 1.20
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.8 $40M 790k 50.05
Electronics For Imaging Inc note 0.750% 9/0 1.8 $39M 35M 1.11
Xilinx Inc Cvt 2.625 6-15-17 convert 1.8 $39M 21M 1.88
Alon Usa Energy Inc note 3.000% 9/1 1.8 $39M 40M 0.96
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.8 $38M 40M 0.97
Salesforce.com Inc conv 1.7 $37M 31M 1.20
Microchip Technology Inc note 1.625% 2/1 1.7 $36M 28M 1.28
Intel Corp sdcv 1.6 $34M 25M 1.38
Dycom Inds Inc Note 0.750% 9/1 bond 1.5 $32M 30M 1.09
Cowen Group Inc New note 3.000% 3/1 1.5 $32M 33M 0.98
Greenbrier Co Inc conv bnd 1.4 $30M 27M 1.14
Tpg Specialty Lending In conv 1.4 $30M 29M 1.03
Laboratory Corp Amer Hldgs debt 1.4 $29M 16M 1.84
Carriage Svcs Inc note 2.750% 3/1 1.3 $29M 24M 1.18
Pra Group Inc conv 1.3 $28M 31M 0.91
Molina Healthcare Inc conv 1.1 $24M 20M 1.19
Corenergy Infrastructure note 7% 6/15 1.0 $22M 22M 1.02
Weatherford Intl Ltd Note 5.875% 7/0 bond 1.0 $22M 20M 1.12
Keyw Holding Corp conv bd us 1.0 $21M 22M 0.98
Royal Gold Inc conv 1.0 $21M 19M 1.12
National Health Invs Inc note 0.9 $20M 17M 1.15
B2gold Corp conv 0.8 $16M 16M 1.03
General Mtrs Co *w exp 07/10/201 0.7 $16M 1.1M 13.96
Enernoc, Inc. conv 0.7 $15M 20M 0.74
Cemex Sab De Cv conv bnd 0.6 $13M 11M 1.12
Akamai Technologies Inc Sr Cv zero coupon bonds 0.5 $11M 12M 0.98
Spectranetics Corp mtnf 2.625% 6/0 0.5 $11M 11M 1.06
Teligent Inc note 3.750 12/1 0.5 $11M 11M 0.96
Amtrust Finl Svcs Inc note 2.750%12/1 0.5 $10M 12M 0.87
Resource Capital Corporation note 8.000 1/1 0.5 $9.6M 9.6M 1.01
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $9.3M 7.1k 1308.81
Altra Holdings, Inc note 2.750% 3/0 0.4 $9.0M 7.5M 1.20
Iconix Brand Group, Inc. conv 0.4 $8.7M 10M 0.86
Solazyme Inc bond 0.4 $8.2M 16M 0.53
Trulia Inc. 2.750% December 15, 2020 ccb 0.3 $6.9M 4.5M 1.54
Nxp Semiconductors N V dbcv 1.000% 12/0 0.3 $6.5M 5.5M 1.19
Solazyme Inc. note 6.000 2/0 0.3 $5.8M 8.6M 0.67
Amyris Inc. note 6.500% 5/1 0.3 $5.5M 15M 0.37
Radio One 0.2 $5.2M 1.7M 3.03
Interdigital Inc 1.5% 3/1/20 convertible bond 0.2 $4.5M 3.8M 1.21
Ent 2 3/4 2/15/35 convertible bond 0.2 $3.9M 4.7M 0.83
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $3.5M 252k 13.71
Iridium Communications $16.25 perp pfd cnv b 0.1 $3.2M 11k 299.53
Priceline Group Inc/the conv 0.1 $2.9M 2.7M 1.07
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.6M 304k 8.48
Webmd Health Conv Sr Notes conv 0.1 $2.6M 2.5M 1.04
Safeguard Scientifics In conv bnd 0.1 $2.5M 2.5M 1.02
Emmis Communications Cp-cl A (EMMS) 0.1 $2.5M 612k 4.05
Wellpoint Inc Note cb 0.1 $2.2M 1.3M 1.75
Spirit Realty Capital Inc convertible cor 0.1 $2.2M 1.9M 1.11
Fxcm Inc. conv 0.1 $2.1M 4.7M 0.44
Colony Finl Inc note 5.00% 0.1 $2.0M 2.0M 0.99
Cumulus Media 0.1 $1.8M 5.4M 0.33
Keycorp New pfd 7.75% sr a 0.1 $1.6M 12k 136.51
Bank Of America Corporation warrant 0.1 $1.6M 344k 4.62
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $1.5M 1.6M 0.97
Depomed Inc conv 0.1 $1.4M 1.0M 1.43
Gsv Capital Corp. note 5.250 9/1 0.1 $1.5M 1.6M 0.92
Seacor Holding Inc note 3.000 11/1 0.1 $1.5M 1.8M 0.82
American Rlty Cap Pptys Inc note 3.000% 8/0 0.1 $1.0M 1.0M 1.00
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $1.2M 1.2M 1.00
Quantum Corp note 4.500% 11/1 0.1 $1.0M 1.1M 0.95
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $799k 1.3M 0.61
Felcor Lodging Trust Inc. pfd cv a $1.95 0.0 $940k 38k 25.07
Brookfield Total Return Fd I 0.0 $850k 38k 22.41
Hos Us conv 0.0 $969k 1.7M 0.58
Priceline Grp Inc note 0.350% 6/1 0.0 $947k 740k 1.28
Pioneer Floating Rate Trust (PHD) 0.0 $564k 48k 11.80
Capital One Financial Cor w exp 11/201 0.0 $576k 19k 30.41
Cohen & Steers infrastucture Fund (UTF) 0.0 $576k 27k 21.53
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $603k 49k 12.30
BlackRock Debt Strategies Fund 0.0 $555k 152k 3.65
Blackstone Gso Flting Rte Fu (BSL) 0.0 $562k 33k 16.84
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $555k 30k 18.29
Nuveen Sht Dur Cr Opp 0.0 $684k 41k 16.83
Duff & Phelps Global (DPG) 0.0 $578k 34k 17.08
Moduslink Global Solutions 0.0 $567k 700k 0.81
Euronet Worldwide Inc Note 1.500%10/0 0.0 $706k 560k 1.26
Redwood Trust, Inc note 5.625 11/1 0.0 $612k 600k 1.02
Pernix Therapeutics Hldgs In dbcv 4.250% 4/0 0.0 $640k 2.0M 0.32
DURECT Corporation 0.0 $355k 255k 1.39
Nuveen Fltng Rte Incm Opp 0.0 $326k 29k 11.07
Spirit Rlty Cap Inc New Note cb 0.0 $422k 370k 1.14
Integrated Device Technology note 0.875% 11/1 0.0 $485k 480k 1.01
Eaton Vance Short Duration Diversified I (EVG) 0.0 $255k 19k 13.71
Nuveen Floating Rate Income Fund (JFR) 0.0 $295k 27k 11.02
Nuveen Senior Income Fund 0.0 $221k 34k 6.53
American Intl Group 0.0 $259k 12k 21.19
THE GDL FUND Closed-End fund (GDL) 0.0 $225k 23k 9.93
Apollo Sr Floating Rate Fd I (AFT) 0.0 $246k 15k 16.96
Kinder Morgan Inc/delaware Wts 0.0 $252k 13M 0.02
Eastman Kodak Co *w exp 09/03/201 0.0 $43k 12k 3.68
Eastman Kodak Co *w exp 09/03/201 0.0 $31k 12k 2.65