Zazove Associates

Zazove Associates as of Sept. 30, 2016

Portfolio Holdings for Zazove Associates

Zazove Associates holds 110 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Priceline.com debt 1.000% 3/1 6.0 $131M 101M 1.29
Teva Pharm Finance Llc Cvt cv bnd 5.3 $114M 30M 3.85
1,375% Liberty Media 15.10.2023 note 5.0 $109M 700k 155.34
Citrix Systems Inc conv 4.4 $95M 1.0M 94.50
Intel Corp. Jr. Sub. Cv. Deb. conv 3.9 $84M 41M 2.07
Welltower Inc 6.50% pfd prepet 3.9 $84M 15M 5.58
Alza Corp sdcv 7/2 3.7 $81M 13M 6.11
Prospect Capital Corp conv 3.7 $80M 600k 133.43
Rti Intl Metals Inc note 1.625%10/1 3.5 $75M 19M 3.97
Janus Capital conv 2.9 $64M 101M 0.63
Stillwater Mng Co note 1.750%10/1 2.9 $63M 2.4M 26.37
Al Us conv 2.8 $61M 4.3M 14.08
Macquarie Infrastructure conv 2.6 $57M 21M 2.69
Lam Research Corp conv 2.3 $50M 31M 1.62
Trinity Inds Inc note 3.875% 6/0 2.1 $47M 95M 0.49
Red Hat Inc conv 2.0 $44M 27M 1.60
Rpm International Inc convertible cor 1.9 $40M 11M 3.74
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 1.8 $40M 200k 197.80
Electronics For Imaging Inc note 0.750% 9/0 1.8 $39M 5.0M 7.86
Xilinx Inc Cvt 2.625 6-15-17 convert 1.8 $39M 13M 3.05
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.8 $39M 22M 1.73
Alon Usa Energy Inc note 3.000% 9/1 1.8 $39M 18M 2.18
Salesforce.com Inc conv 1.7 $37M 1.4M 27.01
Microchip Technology Inc note 1.625% 2/1 1.7 $36M 5.4M 6.75
Intel Corp sdcv 1.6 $34M 25M 1.39
Dycom Inds Inc Note 0.750% 9/1 bond 1.5 $32M 1.6M 20.31
Cowen Group Inc New note 3.000% 3/1 1.5 $32M 4.9M 6.57
Greenbrier Co Inc conv bnd 1.4 $30M 25M 1.22
Tpg Specialty Lending In conv 1.4 $30M 6.4M 4.63
Laboratory Corp Amer Hldgs debt 1.4 $29M 2.6M 11.34
Carriage Svcs Inc note 2.750% 3/1 1.3 $29M 24M 1.21
Pra Group Inc conv 1.3 $28M 2.7M 10.16
Molina Healthcare Inc conv 1.1 $24M 17M 1.40
Corenergy Infrastructure note 7% 6/15 1.0 $22M 1.5M 14.71
Weatherford Intl Ltd Note 5.875% 7/0 bond 1.0 $22M 20M 1.09
Keyw Holding Corp conv bd us 1.0 $21M 49M 0.43
Royal Gold Inc conv 1.0 $21M 5.6M 3.74
National Health Invs Inc note 0.9 $20M 2.0M 9.85
B2gold Corp conv 0.8 $16M 42M 0.39
General Mtrs Co *w exp 07/10/201 0.7 $16M 214k 73.87
Enernoc, Inc. conv 0.7 $15M 29M 0.52
Cemex Sab De Cv conv bnd 0.6 $13M 34M 0.37
Akamai Technologies Inc Sr Cv zero coupon bonds 0.5 $11M 200k 57.12
Spectranetics Corp mtnf 2.625% 6/0 0.5 $11M 1.9M 5.76
Teligent Inc note 3.750 12/1 0.5 $11M 5.2M 2.05
Amtrust Finl Svcs Inc note 2.750%12/1 0.5 $10M 50M 0.20
Resource Capital Corporation note 8.000 1/1 0.4 $9.6M 2.1M 4.47
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $9.3M 1.0M 9.25
Altra Holdings, Inc note 2.750% 3/0 0.4 $8.8M 25M 0.35
Iconix Brand Group, Inc. conv 0.4 $8.8M 6.0M 1.45
Solazyme Inc bond 0.4 $8.1M 12M 0.66
Trulia Inc. 2.750% December 15, 2020 ccb 0.3 $6.8M 19M 0.36
Nxp Semiconductors N V dbcv 1.000% 12/0 0.3 $6.5M 8.3M 0.78
Solazyme Inc. note 6.000 2/0 0.3 $5.7M 16M 0.37
Amyris Inc. note 6.500% 5/1 0.3 $5.5M 2.0M 2.77
Radio One 0.2 $4.9M 62M 0.08
Interdigital Inc 1.5% 3/1/20 convertible bond 0.2 $4.5M 1.3M 3.47
Ent 2 3/4 2/15/35 convertible bond 0.2 $4.0M 6.0M 0.66
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $3.5M 127k 27.23
Iridium Communications $16.25 perp pfd cnv b 0.1 $3.2M 2.0M 1.60
Priceline Group Inc/the conv 0.1 $2.9M 74M 0.04
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.6M 1.5M 1.72
Webmd Health Conv Sr Notes conv 0.1 $2.6M 1.3M 2.08
Safeguard Scientifics In conv bnd 0.1 $2.5M 7.9M 0.32
Emmis Communications Cp-cl A (EMMS) 0.1 $2.5M 13M 0.20
Colony Finl Inc note 5.00% 0.1 $2.2M 36M 0.06
Wellpoint Inc Note cb 0.1 $2.2M 5.7M 0.38
Spirit Realty Capital Inc convertible cor 0.1 $2.1M 370k 5.80
Fxcm Inc. conv 0.1 $2.1M 12M 0.18
Cumulus Media 0.1 $1.8M 38k 47.84
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $1.7M 34M 0.05
Keycorp New pfd 7.75% sr a 0.1 $1.6M 7.1k 226.20
Bank Of America Corporation warrant 0.1 $1.6M 24k 67.53
Depomed Inc conv 0.1 $1.5M 5.4M 0.27
Gsv Capital Corp. note 5.250 9/1 0.1 $1.4M 12M 0.12
Seacor Holding Inc note 3.000 11/1 0.1 $1.5M 8.6M 0.17
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $1.3M 25M 0.05
Hos Us conv 0.1 $1.0M 51M 0.02
American Rlty Cap Pptys Inc note 3.000% 8/0 0.1 $994k 1.4M 0.71
Quantum Corp note 4.500% 11/1 0.1 $977k 20M 0.05
Priceline Grp Inc note 0.350% 6/1 0.1 $1.0M 33M 0.03
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $794k 1.8M 0.44
Felcor Lodging Trust Inc. pfd cv a $1.95 0.0 $941k 819k 1.15
Brookfield Total Return Fd I 0.0 $850k 13k 64.67
Pernix Therapeutics Hldgs In dbcv 4.250% 4/0 0.0 $876k 88M 0.01
Pioneer Floating Rate Trust (PHD) 0.0 $565k 6.3M 0.09
Capital One Financial Cor w exp 11/201 0.0 $576k 13k 43.82
Cohen & Steers infrastucture Fund (UTF) 0.0 $577k 172k 3.36
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $614k 2.4M 0.26
BlackRock Debt Strategies Fund 0.0 $544k 5.4M 0.10
Blackstone Gso Flting Rte Fu (BSL) 0.0 $563k 126k 4.47
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $555k 27k 20.74
Nuveen Sht Dur Cr Opp 0.0 $718k 36M 0.02
Duff & Phelps Global (DPG) 0.0 $578k 1.1M 0.51
Spirit Rlty Cap Inc New Note cb 0.0 $565k 57M 0.01
Moduslink Global Solutions 0.0 $545k 5.5M 0.10
Euronet Worldwide Inc Note 1.500%10/0 0.0 $706k 2.1M 0.33
Redwood Trust, Inc note 5.625 11/1 0.0 $610k 2.7M 0.23
DURECT Corporation 0.0 $354k 112k 3.16
Nuveen Fltng Rte Incm Opp 0.0 $469k 47M 0.01
Integrated Device Technology note 0.875% 11/1 0.0 $473k 47M 0.01
Eaton Vance Short Duration Diversified I (EVG) 0.0 $255k 48k 5.29
Nuveen Floating Rate Income Fund (JFR) 0.0 $300k 15M 0.02
Nuveen Senior Income Fund 0.0 $151k 15M 0.01
American Intl Group 0.0 $260k 239k 1.09
THE GDL FUND Closed-End fund (GDL) 0.0 $225k 29k 7.64
Apollo Sr Floating Rate Fd I (AFT) 0.0 $246k 152k 1.62
Kinder Morgan Inc/delaware Wts 0.0 $191k 1.5M 0.13
Eastman Kodak Co *w exp 09/03/201 0.0 $43k 11k 3.83
Eastman Kodak Co *w exp 09/03/201 0.0 $31k 46k 0.67