Zazove Associates

Zazove Associates as of Sept. 30, 2017

Portfolio Holdings for Zazove Associates

Zazove Associates holds 103 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Priceline Group Inc/the conv 5.9 $115M 100M 1.15
1,375% Liberty Media 15.10.2023 note 5.2 $101M 83M 1.21
Rti Intl Metals Inc note 1.625%10/1 5.1 $99M 89M 1.12
Citrix Systems Inc conv 4.8 $94M 81M 1.17
Janus Capital conv 4.2 $83M 53M 1.55
Macquarie Infrastructure conv 4.0 $79M 74M 1.06
Teva Pharm Finance Llc Cvt cv bnd 3.9 $77M 86M 0.90
Rpm International Inc convertible cor 3.7 $72M 62M 1.15
Al Us conv 3.6 $71M 47M 1.52
Red Hat Inc conv 3.3 $65M 42M 1.54
Interdigital Inc 1.5% 3/1/20 convertible bond 3.1 $61M 52M 1.17
Intel Corp sdcv 3.0 $59M 41M 1.42
Trinity Inds Inc note 3.875% 6/0 3.0 $58M 43M 1.35
Alza Corp sdcv 7/2 2.8 $55M 31M 1.79
Intel Corp. Jr. Sub. Cv. Deb. conv 2.6 $50M 27M 1.84
Euronet Worldwide Inc Note 1.500%10/0 2.5 $49M 36M 1.36
Dycom Inds Inc Note 0.750% 9/1 bond 2.3 $45M 39M 1.14
Royal Gold Inc conv 2.0 $40M 36M 1.10
Workday Inc corporate bonds 1.9 $37M 27M 1.40
Restoration Hardware Hlds i dbcv 7/1 1.6 $31M 36M 0.86
Finisar Corp note 0.500%12/1 1.6 $31M 29M 1.05
Tcp Capital Corp convertible security 1.4 $28M 27M 1.05
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.4 $27M 27M 1.01
Greenbrier Co Inc conv bnd 1.4 $27M 20M 1.38
Biomarin Pharmaceutical Inc note 1.500%10/1 1.4 $27M 22M 1.20
Carriage Svcs Inc note 2.750% 3/1 1.3 $25M 20M 1.25
National Health Invs Inc note 1.2 $24M 21M 1.15
Medicines Company 2.750000 07/15/2023 bond 1.2 $24M 23M 1.05
Green Plains Inc conv bnd 1.2 $23M 23M 1.03
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.2 $23M 459k 50.80
Cowen Group Inc New note 3.000% 3/1 1.2 $23M 21M 1.06
Corenergy Infrastructure note 7% 6/15 1.1 $21M 18M 1.15
Yahoo Inc note 12/0 1.0 $20M 15M 1.30
Ctrip Com Intl Ltd note 1.990% 7/0 0.9 $18M 15M 1.21
Ciena Corp note 3.750%10/1 0.8 $17M 13M 1.23
Horizon Global Corp note 2.750% 7/0 0.8 $16M 15M 1.04
Harmonic Inc note 4.000 12/0 0.8 $15M 17M 0.89
Alon Usa Energy Inc note 3.000% 9/1 0.8 $15M 13M 1.13
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.8 $15M 12M 1.27
Amyris Inc. note 6.500% 5/1 0.7 $14M 19M 0.73
Oasis Pete Inc New Note 2.625% 9/1 bond 0.6 $12M 12M 1.07
Molina Healthcare Inc conv 0.6 $12M 9.4M 1.26
Teligent Inc note 3.750 12/1 0.6 $12M 12M 0.96
Akamai Technologies Inc Sr Cv zero coupon bonds 0.6 $11M 11M 0.97
Wayfair Inc note 0.375% 9/0 0.5 $11M 11M 0.97
Theravance Biopharma Inc note 3.250%11/0 0.5 $10M 8.2M 1.23
Csg Sys Intl Inc note 4.250% 3/1 0.5 $9.8M 9.2M 1.07
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.5 $9.0M 6.9k 1315.02
Pdl Biopharma Inc note 2.750 12/0 0.4 $8.5M 7.8M 1.09
Vitamin Shoppe Inc note 2.250 12/0 0.4 $8.2M 11M 0.75
Urban One Inc cl d non vtg (UONEK) 0.2 $4.3M 2.6M 1.68
Cien 4 12/15/20 0.2 $4.1M 3.1M 1.33
Arbor Realty Trust note 6.500 10/0 0.2 $4.2M 4.0M 1.06
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $3.8M 274k 14.03
Colony Finl Inc note 5.00% 0.2 $4.0M 3.9M 1.03
Iridium Communications $16.25 perp pfd cnv b 0.2 $3.9M 11k 365.78
Microchip Technology Inc note 1.625% 2/1 0.2 $3.9M 2.2M 1.75
Emmis Communications Cp-cl A (EMMS) 0.2 $3.2M 966k 3.35
Ent 2 3/4 2/15/35 convertible bond 0.2 $3.1M 4.7M 0.66
Seacor Holding Inc note 3.000 11/1 0.1 $2.8M 3.1M 0.90
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.6M 304k 8.49
Cemex Sab De Cv conv bnd 0.1 $2.5M 2.2M 1.14
Gores Hldin-cw20 equity wrt 0.1 $2.4M 1.2M 2.04
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $2.1M 2.1M 1.00
Fxcm Inc. conv 0.1 $2.1M 4.7M 0.45
Safeguard Scientifics In conv bnd 0.1 $1.9M 1.9M 1.03
Gsv Capital Corp. note 5.250 9/1 0.1 $1.8M 1.8M 0.99
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $1.7M 1.8M 0.97
Quantum Corp note 4.500% 11/1 0.1 $1.5M 1.5M 1.01
Ctrip Com Intl Ltd note 1.250% 9/1 0.1 $1.5M 1.4M 1.08
Bank Of America Corporation warrant 0.1 $1.4M 105k 13.24
Sirius Xm Holdings (SIRI) 0.1 $1.4M 245k 5.52
Bank Of America Corporation preferred (BAC.PL) 0.1 $1.2M 900.00 1301.11
THE GDL FUND Closed-End fund (GDL) 0.1 $1.1M 110k 10.20
Pra Group Inc conv 0.1 $1.2M 1.3M 0.92
Liberty Media 3.750 2/15/30 deb 3.750% 0.1 $930k 1.3M 0.71
Tahoe Resources 0.1 $1.1M 200k 5.27
American Rlty Cap Pptys Inc note 3.000% 8/0 0.1 $1.0M 1.0M 1.00
Keyw Holding Corp conv bd us 0.1 $940k 1.0M 0.94
Redwood Trust, Inc note 5.625 11/1 0.1 $927k 900k 1.03
Colony Northstar 0.1 $1.1M 85k 12.56
Clear Channel Outdoor Holdings 0.0 $788k 169k 4.65
Welltower Inc 6.50% pfd prepet 0.0 $823k 13k 63.31
Pernix Therapeutics Hldgs In dbcv 4.250% 4/0 0.0 $840k 2.0M 0.42
Brookfield Real Assets Incom shs ben int (RA) 0.0 $865k 36k 23.80
Teva Pharmaceutical Industries (TEVA) 0.0 $528k 30k 17.60
Pioneer Floating Rate Trust (PHD) 0.0 $572k 48k 11.97
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $647k 49k 13.20
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $623k 30k 20.53
Duff & Phelps Global (DPG) 0.0 $549k 34k 16.23
Moduslink Global Solutions 0.0 $658k 700k 0.94
Blackrock Debt Strat (DSU) 0.0 $591k 51k 11.66
DURECT Corporation 0.0 $451k 255k 1.77
Cohen & Steers infrastucture Fund (UTF) 0.0 $324k 14k 22.99
Depomed Inc conv 0.0 $444k 600k 0.74
Cinedigm 0.0 $475k 328k 1.45
Integrated Device Tech conv 0.0 $428k 400k 1.07
Eaton Vance Short Duration Diversified I (EVG) 0.0 $265k 19k 14.25
Apollo Sr Floating Rate Fd I (AFT) 0.0 $243k 15k 16.75
Cumulus Media Inc cl a 0.0 $224k 701k 0.32
Eastman Kodak Co *w exp 09/03/201 0.0 $2.0k 11k 0.18
Eastman Kodak Co *w exp 09/03/201 0.0 $1.1k 12k 0.09
Cision Ltd *w exp 06/22/202 0.0 $57k 19k 2.94