Zazove Associates

Zazove Associates as of Dec. 31, 2017

Portfolio Holdings for Zazove Associates

Zazove Associates holds 108 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Priceline Group Inc/the conv 6.7 $114M 97M 1.18
Rti Intl Metals Inc note 1.625%10/1 6.0 $103M 89M 1.15
1,375% Liberty Media 15.10.2023 note 5.9 $100M 87M 1.15
Citrix Systems Inc conv 5.2 $88M 68M 1.30
Rpm International Inc convertible cor 4.7 $79M 68M 1.16
Macquarie Infrastructure conv 3.9 $66M 64M 1.03
Interdigital Inc 1.5% 3/1/20 convertible bond 3.6 $61M 51M 1.20
Al Us conv 3.1 $53M 32M 1.67
Euronet Worldwide Inc Note 1.500%10/0 3.0 $51M 42M 1.23
Red Hat Inc conv 2.8 $48M 29M 1.65
Trinity Inds Inc note 3.875% 6/0 2.6 $45M 28M 1.58
Ctrip Com Intl Ltd note 1.990% 7/0 2.6 $45M 40M 1.12
Alza Corp sdcv 7/2 2.4 $41M 21M 1.92
Royal Gold Inc conv 2.3 $39M 36M 1.08
Liberty Interactive Llc Deb 1.750% 9/3 bond 2.2 $38M 33M 1.16
Dycom Inds Inc Note 0.750% 9/1 bond 2.0 $33M 26M 1.31
Palo Alto Networks Inc note 7/0 1.8 $31M 22M 1.37
Biomarin Pharmaceutical Inc note 1.500%10/1 1.7 $28M 24M 1.19
Cemex Sab De Cv conv 1.6 $28M 27M 1.04
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.6 $27M 27M 1.00
Carriage Svcs Inc note 2.750% 3/1 1.5 $25M 20M 1.25
Workday Inc corporate bonds 1.4 $24M 18M 1.37
Tcp Capital Corp convertible security 1.4 $24M 23M 1.03
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.4 $24M 471k 50.55
National Health Invs Inc note 1.4 $23M 21M 1.13
Janus Capital conv 1.3 $22M 13M 1.71
Green Plains Inc conv bnd 1.3 $21M 23M 0.94
Corenergy Infrastructure note 7% 6/15 1.2 $21M 18M 1.20
Medicines Company 2.750000 07/15/2023 bond 1.2 $21M 23M 0.92
Yahoo Inc note 12/0 1.2 $20M 15M 1.35
Oasis Pete Inc New Note 2.625% 9/1 bond 1.2 $20M 18M 1.07
Cien 4 12/15/20 1.1 $18M 14M 1.31
Theravance Biopharma Inc note 3.250%11/0 1.1 $18M 17M 1.10
Harmonic Inc note 4.000 12/0 1.0 $17M 17M 1.01
Molina Healthcare Inc conv 0.9 $16M 12M 1.38
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.9 $16M 13M 1.18
Ciena Corp note 3.750%10/1 0.9 $16M 13M 1.17
Wayfair Inc note 0.375% 9/0 0.9 $15M 14M 1.05
Amyris Inc. note 6.500% 5/1 0.8 $14M 19M 0.73
Cemex Sab De Cv conv bnd 0.8 $14M 13M 1.02
Clovis Oncology Inc note 2.500% 9/1 0.8 $14M 10M 1.35
Horizon Global Corp note 2.750% 7/0 0.7 $12M 12M 0.96
Akamai Technologies Inc Sr Cv zero coupon bonds 0.7 $11M 11M 1.01
Vitamin Shoppe Inc note 2.250 12/0 0.7 $11M 18M 0.64
Teva Pharm Finance Llc Cvt cv bnd 0.6 $9.8M 11M 0.88
Teligent Inc note 3.750 12/1 0.6 $9.7M 11M 0.88
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.5 $9.0M 6.9k 1309.93
Csg Sys Intl Inc note 4.250% 3/1 0.5 $8.9M 8.2M 1.09
Zillow Group Inc note 2.000%12/0 0.5 $7.6M 7.0M 1.09
Priceline Grp Inc note 0.350% 6/1 0.4 $6.9M 5.0M 1.38
Liberty Media Corp Delaware deb 2.250% 9/3 0.4 $6.7M 6.5M 1.04
Finisar Corp note 0.500%12/1 0.3 $6.0M 6.4M 0.93
Greenbrier Co Inc conv bnd 0.3 $5.4M 3.6M 1.50
Urban One Inc cl d non vtg (UONEK) 0.3 $4.6M 2.6M 1.77
Fxcm Inc. conv 0.2 $4.0M 9.0M 0.45
Biomarin Pharma Inc convertible/ 0.2 $4.1M 4.1M 1.00
Colony Finl Inc note 5.00% 0.2 $4.0M 3.9M 1.03
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $3.7M 274k 13.65
Microchip Technology Inc note 1.625% 2/1 0.2 $3.8M 2.2M 1.71
Emmis Communications Cp-cl A (EMMS) 0.2 $3.4M 965k 3.52
Seacor Holding Inc note 3.000 11/1 0.2 $2.9M 3.0M 0.95
Ent 2 3/4 2/15/35 convertible bond 0.2 $2.7M 4.7M 0.57
Gores Hldin-cw20 equity wrt 0.2 $2.8M 1.2M 2.33
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.5M 304k 8.22
Arbor Rlty Tr Inc Note 5.37511/1 0.1 $2.4M 2.4M 1.02
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $2.1M 2.1M 1.00
Safeguard Scientifics In conv bnd 0.1 $1.9M 1.9M 1.02
Gsv Capital Corp. note 5.250 9/1 0.1 $1.8M 1.8M 1.00
Arbor Realty Trust note 6.500 10/0 0.1 $1.8M 1.7M 1.08
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $1.7M 1.8M 0.96
Ship Finance International L Note 5.75010/1 0.1 $1.7M 1.6M 1.07
Cinedigm 0.1 $1.5M 1.0M 1.50
Alon Usa Energy Inc note 3.000% 9/1 0.1 $1.3M 1.0M 1.33
Bank Of America Corporation preferred (BAC.PL) 0.1 $1.2M 900.00 1318.89
Pra Group Inc conv 0.1 $1.2M 1.3M 0.96
THE GDL FUND Closed-End fund (GDL) 0.1 $1.1M 110k 9.73
Tahoe Resources 0.1 $958k 200k 4.79
American Rlty Cap Pptys Inc note 3.000% 8/0 0.1 $1.0M 1.0M 1.00
Impax Laboratories Inc conv 0.1 $980k 1.0M 0.98
Colony Northstar 0.1 $972k 85k 11.41
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 0.1 $1.1M 40k 27.08
Liberty Media 3.750 2/15/30 deb 3.750% 0.1 $904k 1.3M 0.69
Clear Channel Outdoor Holdings 0.1 $779k 169k 4.60
Sirius Xm Holdings (SIRI) 0.1 $804k 150k 5.36
Keyw Holding Corp conv bd us 0.1 $920k 1.0M 0.92
Welltower Inc 6.50% pfd prepet 0.1 $780k 13k 60.00
Redwood Trust, Inc note 5.625 11/1 0.1 $909k 900k 1.01
Pernix Therapeutics Hldgs In dbcv 4.250% 4/0 0.1 $840k 2.0M 0.42
Brookfield Real Assets Incom shs ben int (RA) 0.1 $803k 34k 23.38
Moduslink Global Solutions 0.0 $693k 700k 0.99
Aerojet Rocketdyne Hldgs Inc Note 2.25012/1 bnd 0.0 $759k 550k 1.38
Pioneer Floating Rate Trust (PHD) 0.0 $548k 48k 11.46
Duff & Phelps Global (DPG) 0.0 $525k 34k 15.52
Integrated Device Tech conv 0.0 $448k 400k 1.12
Pdl Biopharma Inc note 2.750 12/0 0.0 $560k 571k 0.98
Eaton Vance Short Duration Diversified I (EVG) 0.0 $267k 19k 14.35
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $374k 18k 21.29
Kayne Anderson Mdstm Energy 0.0 $258k 19k 13.80
Ctrip Com Intl Ltd note 1.250% 9/1 0.0 $377k 370k 1.02
Bristow Group Inc note 4.500% 6/0 0.0 $275k 250k 1.10
DURECT Corporation 0.0 $235k 255k 0.92
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $233k 18k 13.28
American Intl Group 0.0 $192k 11k 18.10
Apollo Sr Floating Rate Fd I (AFT) 0.0 $235k 15k 16.20
Eastman Kodak Co *w exp 09/03/201 0.0 $0 9.2k 0.00
Eastman Kodak Co *w exp 09/03/201 0.0 $0 9.7k 0.00
Cumulus Media Inc cl a 0.0 $57k 706k 0.08
Cision Ltd *w exp 06/22/202 0.0 $60k 22k 2.70