Zazove Associates

Zazove Associates as of Sept. 30, 2018

Portfolio Holdings for Zazove Associates

Zazove Associates holds 107 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Priceline Group Inc/the conv 7.3 $84M 71M 1.19
Rpm International Inc convertible cor 7.3 $84M 68M 1.23
1,375% Liberty Media 15.10.2023 note 7.0 $81M 66M 1.22
Interdigital Inc 1.5% 3/1/20 convertible bond 6.5 $75M 64M 1.18
Ctrip Com Intl Ltd note 1.990% 7/0 3.5 $40M 39M 1.04
Greenbrier Companies Inc convertible security 3.4 $40M 33M 1.19
Biomarin Pharma Inc convertible/ 3.1 $36M 34M 1.06
Microchip Technology Inc sdcv 2.125%12/1 3.0 $34M 32M 1.06
Air Transport Services Grp I note 1.125%10/1 2.8 $32M 34M 0.96
Csg Sys Intl Inc note 4.250% 3/1 2.6 $31M 29M 1.05
Jazz Investments I Ltd note 1.500% 8/1 2.5 $29M 29M 1.02
Dycom Inds Inc Note 0.750% 9/1 bond 2.5 $29M 26M 1.11
Kaman Corp convertible security 2.2 $26M 22M 1.18
Servicenow Inc note 6/0 2.2 $26M 17M 1.49
National Health Invs Inc note 2.1 $25M 22M 1.13
Zillow Group Inc note 2.000%12/0 2.0 $23M 21M 1.08
Flexion Therapeutics convertible security 1.9 $22M 21M 1.01
Theravance Biopharma Inc note 3.250%11/0 1.8 $21M 18M 1.18
Pra Group Inc convertible security 1.8 $21M 20M 1.03
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.7 $20M 407k 49.27
Royal Gold Inc conv 1.6 $18M 18M 1.01
Cien 4 12/15/20 1.5 $17M 11M 1.59
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 1.5 $17M 14M 1.21
Corenergy Infrastructure note 7% 6/15 1.4 $17M 14M 1.16
Zillow Group Inc convertible/ 1.3 $15M 16M 0.93
Al Us conv 1.2 $14M 8.7M 1.57
Teradyne Inc note 1.250%12/1 1.2 $14M 11M 1.30
Silicon Laboratories Inc convertible security 1.1 $13M 12M 1.14
Clovis Oncology Inc note 2.500% 9/1 1.1 $13M 14M 0.93
Insmed Inc convertible security 1.1 $13M 15M 0.85
Restoration Hardware Hldgs I dbcv 7/1 1.1 $13M 10M 1.24
Yahoo Inc note 12/0 1.0 $12M 9.0M 1.28
Harmonic Inc note 4.000 12/0 0.9 $11M 9.1M 1.17
Ship Finance International L Note 5.75010/1 0.9 $10M 10M 1.00
Euronet Worldwide Inc Note 1.500%10/0 0.9 $9.9M 7.1M 1.39
Alza Corp sdcv 7/2 0.8 $8.9M 4.7M 1.90
Osi Systems Inc convertible security 0.7 $8.0M 8.3M 0.96
Macquarie Infrastructure conv 0.7 $7.4M 7.5M 0.99
Nanthealth Inc bond 0.6 $6.8M 11M 0.62
On Semiconductor Corp note 1.625%10/1 0.6 $6.6M 5.8M 1.13
Nevro Corp note 1.750% 6/0 0.5 $6.2M 6.3M 0.99
Exact Sciences Corp convertible/ 0.5 $6.1M 4.9M 1.24
Ascent Cap Group Inc note 4.000% 7/1 0.5 $5.8M 8.5M 0.69
Carriage Svcs Inc note 2.750% 3/1 0.5 $5.9M 5.3M 1.11
Citrix Systems Inc conv 0.5 $5.4M 3.5M 1.54
Urban One Inc cl d non vtg (UONEK) 0.5 $5.4M 2.6M 2.07
Colony Finl Inc note 5.00% 0.5 $5.3M 5.6M 0.94
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $4.9M 3.8k 1286.77
Simply Good Foods Co *w exp 07/07/202 0.4 $4.8M 603k 7.95
Redfin Corp convertible security 0.4 $4.9M 5.3M 0.91
Nxp Semiconductors N V dbcv 1.000% 12/0 0.4 $4.7M 4.6M 1.04
Emmis Communications Cp-cl A (EMMS) 0.4 $4.8M 903k 5.29
Cumulus Media (CMLS) 0.4 $4.8M 274k 17.38
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $3.5M 274k 12.68
Vitamin Shoppe Inc note 2.250 12/0 0.3 $3.4M 3.8M 0.88
Colony Starwood Homes convertible security 0.3 $3.1M 2.8M 1.10
Daseke Inc *w exp 03/31/202 0.2 $2.8M 3.5M 0.80
Gores Hldin-cw20 equity wrt 0.2 $2.6M 2.4M 1.06
Bristow Group Inc note 4.500% 6/0 0.2 $2.5M 2.5M 1.01
Colony Cap Inc New cl a 0.2 $2.6M 424k 6.09
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $2.4M 304k 7.97
Teva Pharm Finance Llc Cvt cv bnd 0.2 $2.4M 2.5M 0.94
Clear Channel Outdoor Holdings 0.2 $2.2M 366k 5.95
Liberty Media Corporation convertible security 0.2 $2.2M 1.9M 1.17
Tesla Motors Inc bond 0.2 $2.0M 2.0M 0.99
Blueknight Energy Partners 0.1 $1.7M 800k 2.12
Weibo Corp bond 0.1 $1.7M 1.8M 0.96
Rti Intl Metals Inc note 1.625%10/1 0.1 $1.5M 1.4M 1.03
Seacor Holding Inc note 3.000 11/1 0.1 $1.5M 1.5M 0.97
Microchip Technology Inc note 1.625% 2/1 0.1 $1.5M 1.0M 1.51
Wayfair Inc convertible security 0.1 $1.5M 1.0M 1.51
THE GDL FUND Closed-End fund (GDL) 0.1 $1.2M 137k 9.09
Team Inc note 5.000% 8/0 0.1 $1.3M 1.0M 1.26
Bank Of America Corporation preferred (BAC.PL) 0.1 $1.1M 875.00 1293.71
Usa Compression Partners (USAC) 0.1 $1.2M 72k 16.52
Pra Group Inc conv 0.1 $1.2M 1.2M 0.96
Cinedigm 0.1 $987k 851k 1.16
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 0.1 $1.0M 39k 26.07
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.1 $970k 1.0M 0.97
Redwood Trust, Inc note 5.625 11/1 0.1 $889k 880k 1.01
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.1 $940k 1.0M 0.94
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $900k 1.0M 0.90
Tpg Specialty Lending Inc note 4.500% 8/0 0.1 $879k 870k 1.01
Liberty Media 3.750 2/15/30 deb 3.750% 0.1 $850k 1.3M 0.68
Teligent Inc note 3.750 12/1 0.1 $859k 895k 0.96
Ares Capital Corp convertible security 0.1 $848k 840k 1.01
Moduslink Global Solutions 0.1 $686k 700k 0.98
Pernix Therapeutics Hldgs In dbcv 4.250% 4/0 0.1 $700k 2.0M 0.35
Prospect Capital Corporation conb 0.1 $693k 700k 0.99
Tcp Capital Corp convertible security 0.1 $675k 675k 1.00
Helix Energy Solutions Group convertible security 0.1 $663k 510k 1.30
Pioneer Floating Rate Trust (PHD) 0.1 $527k 48k 11.03
Kayne Anderson MLP Investment (KYN) 0.1 $589k 33k 17.85
Tahoe Resources 0.1 $558k 200k 2.79
Meritor Inc note 3.250%10/1 0.1 $576k 600k 0.96
Willscot Corp *w exp 09/10/202 0.1 $550k 185k 2.98
Duff & Phelps Global (DPG) 0.0 $491k 34k 14.51
Avid Technology Inc note 2.000% 6/1 0.0 $445k 500k 0.89
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.0 $485k 500k 0.97
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $342k 17k 19.80
Kayne Anderson Mdstm Energy 0.0 $350k 27k 12.81
Goldman Sachs Mlp Energy Ren 0.0 $381k 59k 6.45
Eaton Vance Short Duration Diversified I (EVG) 0.0 $240k 19k 12.90
Apollo Sr Floating Rate Fd I (AFT) 0.0 $232k 15k 15.99
Salient Midstream & M 0.0 $261k 26k 10.19
American Intl Group 0.0 $155k 11k 14.61
Daseke 0.0 $160k 20k 8.00