Zazove Associates

Zazove Associates as of June 30, 2019

Portfolio Holdings for Zazove Associates

Zazove Associates holds 128 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kaman Corp convertible security 6.6 $75M 64M 1.17
1,375% Liberty Media 15.10.2023 note 6.3 $72M 64M 1.12
Akamai Technologies Inc note 0.125% 5/0 5.5 $63M 59M 1.07
Priceline Group Inc/the conv 5.5 $62M 54M 1.15
Illumina Inc conv 5.3 $60M 39M 1.55
Teradyne Inc note 1.250%12/1 3.7 $42M 26M 1.63
Square Inc note 0.500% 5/1 3.7 $42M 35M 1.20
Microchip Technology Inc sdcv 2.125%12/1 3.7 $42M 35M 1.18
Air Transport Services Grp I note 1.125%10/1 3.2 $36M 35M 1.02
Workday Inc note 0.250%10/0 2.9 $33M 22M 1.50
Biomarin Pharma Inc convertible/ 2.8 $32M 31M 1.04
Jazz Investments I Ltd note 1.500% 8/1 2.8 $32M 32M 0.99
Greenbrier Companies Inc convertible security 2.6 $29M 30M 0.96
Supernus Pharmaceuticals Inc note 0.625% 4/0 2.4 $27M 28M 0.98
Hope Bancorp Inc note 2.000% 5/1 2.3 $26M 28M 0.91
Cown 3% 12/15/22 2.2 $25M 22M 1.16
Pra Group Inc convertible security 2.0 $23M 24M 0.94
On Semiconductor Corp note 1.625%10/1 2.0 $22M 18M 1.22
National Health Invs Inc note 1.9 $22M 19M 1.16
Nrg Energy Inc dbcv 2.750% 6/0 1.8 $20M 19M 1.07
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 1.6 $19M 18M 1.03
Flexion Therapeutics convertible security 1.6 $18M 21M 0.87
Insmed Inc convertible security 1.6 $18M 18M 0.97
Prospect Capital Corporation note 1.5 $17M 17M 1.03
Theravance Biopharma Inc note 3.250%11/0 1.4 $16M 19M 0.87
Csg Sys Intl Inc note 4.250% 3/1 1.4 $16M 14M 1.11
First Majestic Silver Corp note 1.875% 3/0 1.4 $15M 14M 1.08
Silicon Laboratories Inc convertible security 1.3 $15M 12M 1.25
Team Inc note 5.000% 8/0 1.3 $15M 15M 1.02
Ii-vi Incorp convertible security 1.1 $13M 12M 1.06
Teladoc note 1.375 5/1 0.9 $10M 7.0M 1.48
Corenergy Infrastructure note 7% 6/15 0.9 $9.7M 8.1M 1.21
Cumulus Media (CMLS) 0.8 $9.2M 120k 76.56
Teekay note 5.000 1/1 0.8 $9.2M 11M 0.80
Caesars Entmt Corp note 5.000%10/0 0.6 $7.2M 4.2M 1.72
Nanthealth Inc bond 0.6 $7.2M 11M 0.65
Altair Engr Inc note 0.250% 6/0 0.6 $6.5M 5.9M 1.09
Urban One Inc cl d non vtg (UONEK) 0.6 $6.3M 500k 12.57
Restoration Hardware Hldgs I dbcv 7/1 0.6 $6.3M 5.4M 1.16
Gores Hldin-cw20 equity wrt 0.5 $5.9M 75k 78.48
Emmis Communications Cp-cl A (EMMS) 0.5 $5.2M 21k 251.61
Fortive Corporation convertible preferred security 0.5 $5.1M 5.0k 1026.80
Harmonic Inc note 4.000 12/0 0.4 $5.0M 4.3M 1.17
Colony Finl Inc note 5.00% 0.4 $4.8M 5.0M 0.96
Priceline Grp Inc note 0.350% 6/1 0.4 $4.2M 2.9M 1.44
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $4.0M 1.1M 3.67
Vitamin Shoppe Inc note 2.250 12/0 0.3 $3.7M 4.0M 0.91
Alza Corp sdcv 7/2 0.3 $3.2M 1.7M 1.92
Clear Channel Outdoor Holdings (CCO) 0.3 $3.1M 539k 5.78
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $2.7M 673.00 4056.46
Usa Compression Partners (USAC) 0.2 $2.7M 14M 0.19
Ship Finance International L Note 5.75010/1 0.2 $2.7M 2.6M 1.02
Colony Cap Inc New cl a 0.2 $2.7M 480k 5.62
Blueknight Energy Partners 0.2 $2.5M 747k 3.40
Kayne Anderson MLP Investment (KYN) 0.2 $2.4M 141k 17.27
Kayne Anderson Mdstm Energy 0.2 $2.3M 46k 50.68
Interdigital Inc 1.5% 3/1/20 convertible bond 0.2 $2.3M 2.2M 1.04
Ligand Pharmaceuticals Inc note 0.750% 5/1 0.2 $2.3M 2.7M 0.86
New Relic Inc note 0.500% 5/0 0.2 $2.1M 2.0M 1.06
Fly Leasing 0.2 $1.8M 281k 6.50
Goldman Sachs Mlp Energy Ren 0.1 $1.7M 125k 13.96
Magnolia Oil & Gas Corp tpg pace energy hold 0.1 $1.6M 48k 34.08
THE GDL FUND Closed-End fund (GDL) 0.1 $1.4M 2.5M 0.58
Seacor Holding Inc note 3.000 11/1 0.1 $1.5M 1.5M 0.99
Ctrip Com Intl Ltd note 1.990% 7/0 0.1 $1.4M 1.3M 1.09
Curo Group Holdings Corp (CUROQ) 0.1 $1.3M 113k 11.68
Bank Of America Corporation preferred (BAC.PL) 0.1 $1.2M 18k 65.39
Pra Group Inc conv 0.1 $1.2M 1.2M 0.98
Rovi Corp Note 0.500% 3/0 bond 0.1 $1.3M 1.3M 0.98
Ready Capital 7.0-srnts 8/2023 p 0.1 $1.2M 47k 26.67
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.1 $1.1M 71k 15.72
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $995k 33M 0.03
Ligand Pharmaceuticals In (LGND) 0.1 $1.0M 345k 2.92
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.1 $990k 1.0M 0.99
Whiting Pete Corp New Note 1.250% 4/0 bond 0.1 $970k 1.0M 0.97
Cinedigm 0.1 $985k 452k 2.18
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 0.1 $1.1M 35M 0.03
New Mtn Fin Corp note 5.750% 8/1 0.1 $1.0M 1.0M 1.03
Liberty Media 3.750 2/15/30 deb 3.750% 0.1 $875k 1.3M 0.70
Teva Pharm Finance Llc Cvt cv bnd 0.1 $897k 975k 0.92
Redwood Trust, Inc note 5.625 11/1 0.1 $889k 880k 1.01
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $890k 1.0M 0.89
Helix Energy Solutions Group convertible security 0.1 $903k 740k 1.22
Gsv Cap Corp note 4.750% 3/2 0.1 $950k 1.0M 0.95
Tpg Specialty Lending Inc note 4.500% 8/0 0.1 $896k 870k 1.03
Daseke Inc *w exp 03/31/202 0.1 $838k 262k 3.20
El Paso Energy Cap Tr I pfd cv tr secs (EP.PC) 0.1 $675k 17k 39.08
Sm Energy Co note 1.500% 7/0 0.1 $698k 750k 0.93
Tcp Capital Corp convertible security 0.1 $689k 675k 1.02
Dexcom Inc dbcv 0.750% 5/1 0.1 $640k 400k 1.60
Salient Midstream & M 0.1 $612k 1.7M 0.37
Atlanticus Holdings (ATLC) 0.1 $580k 875.00 662.86
Dish Network Corp note 2.375% 3/1 0.1 $605k 650k 0.93
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.1 $550k 500k 1.10
Bristow Group Inc note 4.500% 6/0 0.1 $525k 2.5M 0.21
Exact Sciences Corp convertible/ 0.1 $519k 300k 1.73
Pioneer Floating Rate Trust (PHD) 0.0 $510k 500k 1.02
Genesis Energy (GEL) 0.0 $449k 202k 2.22
Eaton Vance Short Duration Diversified I (EVG) 0.0 $504k 153k 3.29
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $482k 1.9M 0.25
Nuveen Fltng Rte Incm Opp 0.0 $451k 154k 2.93
Daseke 0.0 $399k 4.4M 0.09
Wright Medical Group Nv 2.25 20211115 0.0 $447k 300k 1.49
Dish Network Corp note 3.375% 8/1 0.0 $437k 450k 0.97
Meritor Inc note 3.250%10/1 0.0 $420k 400k 1.05
Synaptics Inc note 0.500% 6/1 0.0 $450k 500k 0.90
Istar Inc note 3.125% 9/1 0.0 $510k 500k 1.02
Quotient Technology Inc convertible security 0.0 $485k 500k 0.97
Live Nation Entertainmen convertible security 0.0 $476k 400k 1.19
Mfa Financial note 6.250 6/1 0.0 $505k 500k 1.01
Timkensteel Corp note 6.000% 6/0 0.0 $309k 300k 1.03
Pretium Res Inc debt 2.250% 3/1 0.0 $396k 400k 0.99
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $276k 38k 7.21
Apollo Sr Floating Rate Fd I (AFT) 0.0 $217k 15k 14.96
Willscot Corp 0.0 $200k 2.5M 0.08
Microchip Technology Inc sdcv 2.125%12/1 0.0 $234k 200k 1.17
Ezcorp Inc note 2.875% 7/0 0.0 $228k 200k 1.14
Eaton Vance Senior Income Trust (EVF) 0.0 $59k 17k 3.55
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $162k 159k 1.02
American Airls (AAL) 0.0 $124k 11k 11.69
Resource Capital Corporation note 8.000 1/1 0.0 $63k 61k 1.03
Nii Holdings 0.0 $127k 39k 3.29
DURECT Corporation 0.0 $0 37k 0.00
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $5.1k 101k 0.05
Nuveen Floating Rate Income Fund (JFR) 0.0 $0 2.9M 0.00
Nuveen Sht Dur Cr Opp 0.0 $48k 98k 0.49
Goldman Sachs Mlp Inc Opp 0.0 $35k 8.8k 3.97
Horizon Global Corp note 2.750% 7/0 0.0 $23k 37k 0.62