Zazove Associates

Zazove Associates as of Sept. 30, 2019

Portfolio Holdings for Zazove Associates

Zazove Associates holds 127 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kaman Corp convertible security 7.3 $92M 81M 1.14
Illumina Inc conv 6.5 $82M 62M 1.33
1,375% Liberty Media 15.10.2023 note 6.0 $76M 64M 1.19
Akamai Technologies Inc note 0.125% 5/0 5.9 $74M 64M 1.15
Priceline Group Inc/the conv 5.3 $67M 57M 1.16
Palo Alto Networks I note 0.750% 7/0 4.5 $56M 54M 1.05
Microchip Technology Inc sdcv 2.125%12/1 3.5 $45M 35M 1.29
Square Inc note 0.500% 5/1 3.2 $40M 36M 1.11
Air Transport Services Grp I note 1.125%10/1 2.8 $35M 38M 0.94
Splunk Inc note 1.125% 9/1 2.8 $35M 32M 1.10
Cown 3% 12/15/22 2.7 $34M 31M 1.10
Workday Inc note 0.250%10/0 2.7 $34M 26M 1.31
Jazz Investments I Ltd note 1.500% 8/1 2.4 $31M 31M 0.97
On Semiconductor Corp note 1.625%10/1 2.3 $28M 24M 1.21
Nrg Energy Inc dbcv 2.750% 6/0 2.1 $27M 24M 1.13
Hope Bancorp Inc note 2.000% 5/1 2.0 $25M 27M 0.93
Pra Group Inc convertible security 1.9 $24M 23M 1.01
National Health Invs Inc note 1.7 $22M 18M 1.22
Rh convertible security 1.6 $20M 19M 1.08
Flexion Therapeutics convertible security 1.5 $19M 21M 0.91
Altair Engr Inc note 0.250% 6/0 1.5 $19M 19M 1.01
Insmed Inc convertible security 1.5 $19M 22M 0.84
Csg Sys Intl Inc note 4.250% 3/1 1.4 $18M 16M 1.14
Prospect Capital Corporation note 1.4 $18M 17M 1.06
Theravance Biopharma Inc note 3.250%11/0 1.4 $18M 19M 0.93
Team Inc note 5.000% 8/0 1.4 $18M 16M 1.11
Greenbrier Companies Inc convertible security 1.4 $17M 18M 0.96
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 1.2 $16M 19M 0.83
Silicon Laboratories Inc convertible security 1.2 $16M 12M 1.31
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 0.9 $11M 220k 50.28
Mesa Labs Inc note 1.375% 8/1 0.8 $11M 10M 1.07
Repligen Corp note 0.375% 7/1 0.8 $10M 10M 0.99
Cumulus Media (CMLS) 0.8 $9.7M 666k 14.55
Teekay note 5.000 1/1 0.7 $9.3M 11M 0.81
Splunk Inc note 0.500% 9/1 0.7 $9.1M 8.4M 1.08
Ii-vi Incorp convertible security 0.6 $7.7M 7.4M 1.04
New Relic Inc note 0.500% 5/0 0.6 $7.1M 7.5M 0.95
Nanthealth Inc bond 0.6 $7.0M 11M 0.63
Teladoc note 1.375 5/1 0.5 $6.7M 4.5M 1.49
Urban One Inc cl d non vtg (UONEK) 0.5 $6.4M 3.3M 1.94
Emmis Communications Cp-cl A (EMMS) 0.5 $6.3M 1.3M 4.95
Gores Hldin-cw20 equity wrt 0.5 $5.7M 3.3M 1.72
Colony Finl Inc note 5.00% 0.4 $4.9M 5.0M 0.99
Antero Midstream Corp antero midstream (AM) 0.4 $4.8M 650k 7.42
Fortive Corporation convertible preferred security 0.4 $4.5M 5.0k 901.40
Clear Channel Outdoor Holdings (CCO) 0.3 $4.3M 1.7M 2.52
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $3.9M 313k 12.50
Unisys Corp note 5.500% 3/0 0.3 $3.9M 3.5M 1.10
Istar Inc note 3.125% 9/1 0.3 $3.9M 3.7M 1.06
Colony Cap Inc New cl a 0.3 $3.6M 599k 6.02
Ship Finance International L Note 5.75010/1 0.2 $3.1M 3.0M 1.04
Biomarin Pharma Inc convertible/ 0.2 $3.2M 3.2M 0.99
Supernus Pharmaceuticals Inc note 0.625% 4/0 0.2 $3.1M 3.3M 0.93
Alza Corp sdcv 7/2 0.2 $2.9M 1.7M 1.78
Ligand Pharmaceuticals Inc note 0.750% 5/1 0.2 $2.9M 3.4M 0.84
Blueknight Energy Partners 0.2 $2.8M 2.5M 1.13
Usa Compression Partners (USAC) 0.2 $2.8M 163k 17.27
Restoration Hardware Hldgs I dbcv 7/1 0.2 $2.8M 1.9M 1.48
Illumina Inc note 8/1 0.2 $2.8M 2.5M 1.11
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $2.6M 345k 7.48
Compucredit Hldgs Corp note 5.875%11/3 0.2 $2.7M 4.5M 0.60
Kayne Anderson MLP Investment (KYN) 0.2 $2.3M 159k 14.46
Colony Starwood Homes convertible security 0.2 $2.2M 1.7M 1.33
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.2 $2.3M 933k 2.46
Kayne Anderson Mdstm Energy 0.2 $2.2M 202k 10.83
Interdigital Inc 1.5% 3/1/20 convertible bond 0.2 $2.2M 2.2M 1.00
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.1 $1.9M 92k 20.82
Western Digital Corp note 1.500% 2/0 0.1 $1.9M 2.0M 0.97
First Majestic Silver Corp note 1.875% 3/0 0.1 $1.8M 1.5M 1.18
Goldman Sachs Mlp Energy Ren 0.1 $1.6M 331k 4.82
Curo Group Holdings Corp (CUROQ) 0.1 $1.6M 120k 13.28
Realpage Inc note 1.500%11/1 0.1 $1.6M 1.0M 1.58
Seacor Holding Inc note 3.000 11/1 0.1 $1.5M 1.5M 0.99
Horizon Pharma Plc convertible security 0.1 $1.5M 1.3M 1.17
Becton Dickinson & Co pfd shs conv a 0.1 $1.5M 25k 61.96
Wright Medical Group Nv 2.25 20211115 0.1 $1.5M 1.3M 1.17
Live Nation Entertainmen convertible security 0.1 $1.5M 1.3M 1.17
Fti Consulting Inc note 2.000% 8/1 0.1 $1.5M 1.3M 1.22
Bank Of America Corporation preferred (BAC.PL) 0.1 $1.3M 883.00 1496.04
THE GDL FUND Closed-End fund (GDL) 0.1 $1.4M 154k 9.19
Ctrip Com Intl Ltd note 1.990% 7/0 0.1 $1.4M 1.4M 1.01
Pra Group Inc conv 0.1 $1.2M 1.2M 0.99
Microchip Technology Inc sdcv 2.125%12/1 0.1 $1.3M 1.0M 1.29
Gsv Cap Corp note 4.750% 3/2 0.1 $1.3M 1.4M 0.94
Ready Capital 7.0-srnts 8/2023 p 0.1 $1.3M 47k 27.35
Dish Network Corp note 3.375% 8/1 0.1 $1.2M 1.3M 0.92
Ezcorp Inc note 2.875% 7/0 0.1 $1.2M 1.3M 0.95
Insulet Corp note 1.375%11/1 0.1 $1.2M 625k 1.84
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $1.0M 681.00 1518.36
Harmonic Inc note 4.000 12/0 0.1 $991k 762k 1.30
Dish Network Corp note 2.375% 3/1 0.1 $1.0M 1.2M 0.88
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 0.1 $1.1M 39k 26.94
Pretium Res Inc debt 2.250% 3/1 0.1 $1.0M 1.0M 1.04
Encore Cap Group Inc note 3.250% 3/1 0.1 $1.0M 1.0M 1.01
Liberty Media 3.750 2/15/30 deb 3.750% 0.1 $912k 1.3M 0.72
Teva Pharm Finance Llc Cvt cv bnd 0.1 $898k 987k 0.91
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $920k 1.0M 0.92
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.1 $885k 783k 1.13
Helix Energy Solutions Group convertible security 0.1 $866k 740k 1.17
Tpg Specialty Lending Inc note 4.500% 8/0 0.1 $914k 870k 1.05
Vishay Intertechnology convertible security 0.1 $940k 1.0M 0.94
Sm Energy Co note 1.500% 7/0 0.1 $698k 767k 0.91
Cinedigm 0.1 $624k 701k 0.89
Pioneer Floating Rate Trust (PHD) 0.0 $503k 48k 10.52
Eaton Vance Short Duration Diversified I (EVG) 0.0 $485k 37k 13.02
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $483k 38k 12.62
Nuveen Fltng Rte Incm Opp 0.0 $441k 46k 9.53
Salient Midstream & M 0.0 $559k 71k 7.86
Daseke Inc *w exp 03/31/202 0.0 $555k 3.1M 0.18
Mfa Financial note 6.250 6/1 0.0 $534k 518k 1.03
Genesis Energy (GEL) 0.0 $440k 21k 21.46
Atlanticus Holdings (ATLC) 0.0 $340k 41k 8.36
Green Plains Inc conv bnd 0.0 $343k 418k 0.82
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $288k 18k 15.66
Fly Leasing 0.0 $253k 12k 20.50
Apollo Sr Floating Rate Fd I (AFT) 0.0 $215k 15k 14.82
Daseke 0.0 $305k 122k 2.50
American Intl Group 0.0 $71k 5.0k 14.20
American Airls (AAL) 0.0 $102k 3.8k 26.88
Nii Holdings 0.0 $147k 75k 1.96
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $5.0k 400.00 12.50
Eaton Vance Senior Income Trust (EVF) 0.0 $58k 9.4k 6.15
Nuveen Floating Rate Income Fund (JFR) 0.0 $10k 1.0k 10.00
Nuveen Sht Dur Cr Opp 0.0 $45k 3.0k 14.97
Goldman Sachs Mlp Inc Opp 0.0 $11k 1.5k 7.13
Resource Capital Corporation note 8.000 1/1 0.0 $63k 61k 1.03
Redwood Trust, Inc note 5.625 11/1 0.0 $25k 25k 1.00