Zazove Associates

Zazove Associates as of Dec. 31, 2019

Portfolio Holdings for Zazove Associates

Zazove Associates holds 121 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kaman Corp convertible security 7.7 $93M 77M 1.20
Illumina Inc conv 6.3 $76M 55M 1.39
Akamai Technologies Inc note 0.125% 5/0 5.5 $66M 59M 1.11
1,375% Liberty Media 15.10.2023 note 5.4 $66M 49M 1.35
Priceline Group Inc/the conv 5.0 $60M 52M 1.16
Palo Alto Networks I note 0.750% 7/0 4.7 $56M 50M 1.11
Microchip Technology Inc sdcv 2.125%12/1 3.7 $44M 31M 1.43
Workday Inc note 0.250%10/0 3.3 $40M 31M 1.28
Square Inc note 0.500% 5/1 3.2 $38M 34M 1.12
On Semiconductor Corp note 1.625%10/1 3.0 $37M 27M 1.38
Cown 3% 12/15/22 2.9 $35M 32M 1.10
Splunk Inc note 1.125% 9/1 2.8 $34M 28M 1.24
Air Transport Services Grp I note 1.125%10/1 2.8 $34M 35M 0.97
Nrg Energy Inc dbcv 2.750% 6/0 2.1 $25M 22M 1.14
Csg Sys Intl Inc note 4.250% 3/1 2.0 $25M 22M 1.14
Jazz Investments I Ltd note 1.500% 8/1 1.8 $22M 21M 1.01
Pra Group Inc convertible security 1.8 $21M 20M 1.05
Insmed Inc convertible security 1.7 $21M 22M 0.97
Flexion Therapeutics convertible security 1.7 $21M 20M 1.07
Hope Bancorp Inc note 2.000% 5/1 1.6 $19M 21M 0.94
Theravance Biopharma Inc note 3.250%11/0 1.5 $18M 17M 1.04
Altair Engr Inc note 0.250% 6/0 1.5 $18M 17M 1.03
National Health Invs Inc note 1.4 $16M 13M 1.22
Prospect Capital Corporation note 1.3 $15M 15M 1.06
Rh convertible security 1.2 $15M 12M 1.27
Team Inc note 5.000% 8/0 1.2 $15M 14M 1.05
Silicon Laboratories Inc convertible security 1.2 $14M 11M 1.33
Greenbrier Companies Inc convertible security 1.1 $13M 13M 0.97
Cumulus Media (CMLS) 1.0 $12M 663k 17.56
Us Ecology 0.9 $11M 195k 57.91
Mesa Labs Inc note 1.375% 8/1 0.9 $11M 10M 1.09
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.9 $11M 13M 0.85
Teekay note 5.000 1/1 0.8 $10M 11M 0.89
Repligen Corp note 0.375% 7/1 0.8 $9.7M 9.0M 1.08
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 0.7 $8.0M 157k 50.58
Gores Hldin-cw20 equity wrt 0.6 $7.7M 4.1M 1.86
New Relic Inc note 0.500% 5/0 0.6 $7.4M 7.5M 0.98
Ii-vi Incorp convertible security 0.6 $7.2M 7.1M 1.02
Nanthealth Inc bond 0.6 $7.0M 10M 0.70
Urban One Inc cl d non vtg (UONEK) 0.6 $6.6M 3.3M 1.97
Emmis Communications Cp-cl A (EMMS) 0.4 $5.1M 1.3M 4.05
Colony Finl Inc note 5.00% 0.4 $5.0M 5.0M 1.00
Antero Midstream Corp antero midstream (AM) 0.4 $4.9M 650k 7.59
Clear Channel Outdoor Holdings (CCO) 0.4 $4.9M 1.7M 2.86
Fortive Corporation convertible preferred security 0.4 $4.9M 5.0k 974.80
Unisys Corp note 5.500% 3/0 0.4 $4.6M 3.4M 1.36
Pretium Res Inc debt 2.250% 3/1 0.4 $4.5M 4.4M 1.04
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $4.1M 313k 13.25
Istar Inc note 3.125% 9/1 0.3 $4.1M 3.7M 1.13
Ship Finance International L Note 5.75010/1 0.3 $3.5M 3.3M 1.07
Alza Corp sdcv 7/2 0.3 $3.3M 1.7M 2.00
Biomarin Pharma Inc convertible/ 0.3 $3.1M 3.0M 1.06
Usa Compression Partners (USAC) 0.2 $3.0M 163k 18.14
Splunk Inc note 0.500% 9/1 0.2 $3.0M 2.5M 1.21
Blueknight Energy Partners 0.2 $2.9M 2.6M 1.13
Colony Cap Inc New cl a 0.2 $2.8M 599k 4.75
Compucredit Hldgs Corp note 5.875%11/3 0.2 $2.7M 4.5M 0.60
Illumina Inc note 8/1 0.2 $2.8M 2.5M 1.11
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $2.6M 345k 7.67
Us Ecology Incorporated Warrant Exp 101723 *w exp 10/17/202 0.2 $2.6M 227k 11.32
Colony Starwood Homes convertible security 0.2 $2.3M 1.7M 1.35
Tesla Inc note 2.000% 5/1 0.2 $2.3M 1.5M 1.51
Kayne Anderson MLP Investment (KYN) 0.2 $2.2M 159k 13.93
Kayne Anderson Mdstm Energy 0.2 $2.1M 202k 10.52
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.2 $2.2M 1.8M 1.22
Microchip Technology Inc sdcv 2.125%12/1 0.2 $2.2M 1.5M 1.45
Fti Consulting Inc note 2.000% 8/1 0.2 $2.2M 1.8M 1.26
Interdigital Inc 1.5% 3/1/20 convertible bond 0.2 $2.0M 2.0M 1.00
Ctrip Com Intl Ltd note 1.990% 7/0 0.2 $1.9M 1.8M 1.06
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.2 $1.9M 102k 19.03
Western Digital Corp note 1.500% 2/0 0.2 $2.0M 2.0M 0.98
Vishay Intertechnology convertible security 0.1 $1.8M 1.8M 1.01
Nuvasive Inc note 2.250% 3/1 0.1 $1.7M 1.3M 1.33
Seacor Holding Inc note 3.000 11/1 0.1 $1.5M 1.5M 1.00
THE GDL FUND Closed-End fund (GDL) 0.1 $1.4M 154k 9.30
Goldman Sachs Mlp Energy Ren 0.1 $1.4M 331k 4.30
Mercadolibre Inc convertible security 0.1 $1.5M 1.0M 1.50
Bank Of America Corporation preferred (BAC.PL) 0.1 $1.3M 883.00 1455.27
Gsv Cap Corp note 4.750% 3/2 0.1 $1.3M 1.4M 0.96
Stanley Black & Deck unit 11/15/2022 0.1 $1.3M 12k 109.03
Docusign Inc convertible security 0.1 $1.4M 1.1M 1.24
Wayfair Inc convertible security 0.1 $1.3M 1.3M 1.04
Pra Group Inc conv 0.1 $1.2M 1.2M 0.99
Dish Network Corp note 3.375% 8/1 0.1 $1.2M 1.3M 0.97
Curo Group Holdings Corp (CUROQ) 0.1 $1.2M 96k 12.19
Ready Capital 7.0-srnts 8/2023 p 0.1 $1.2M 47k 26.73
Ezcorp Inc note 2.875% 7/0 0.1 $1.2M 1.3M 0.94
Live Nation Entertainmen convertible security 0.1 $1.2M 1.0M 1.22
First Majestic Silver Corp note 1.875% 3/0 0.1 $1.2M 830k 1.43
Dish Network Corp note 2.375% 3/1 0.1 $1.1M 1.2M 0.92
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 0.1 $1.1M 39k 28.81
Dte Energy Co convertible preferred security 0.1 $1.0M 20k 51.40
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $987k 681.00 1449.34
Teva Pharm Finance Llc Cvt cv bnd 0.1 $938k 987k 0.95
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $985k 1.0M 0.96
Helix Energy Solutions Group convertible security 0.1 $962k 740k 1.30
Tpg Specialty Lending Inc note 4.500% 8/0 0.1 $922k 870k 1.06
Nabors Industries Ltd convertible security 0.1 $950k 1.3M 0.76
Liberty Media 3.750 2/15/30 deb 3.750% 0.1 $886k 1.3M 0.70
Ligand Pharmaceuticals Inc note 0.750% 5/1 0.1 $877k 1.0M 0.87
Sm Energy Co note 1.500% 7/0 0.1 $736k 767k 0.96
Salient Midstream & M 0.1 $554k 71k 7.79
Mfa Financial note 6.250 6/1 0.1 $544k 518k 1.05
Pioneer Floating Rate Trust (PHD) 0.0 $524k 48k 10.96
Eaton Vance Short Duration Diversified I (EVG) 0.0 $503k 37k 13.50
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $514k 38k 13.43
Nuveen Fltng Rte Incm Opp 0.0 $462k 46k 9.99
Cinedigm 0.0 $452k 645k 0.70
Genesis Energy (GEL) 0.0 $420k 21k 20.49
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $302k 18k 16.42
Atlanticus Holdings (ATLC) 0.0 $367k 41k 9.02
Daseke 0.0 $385k 122k 3.16
Daseke Inc *w exp 03/31/202 0.0 $370k 3.1M 0.12
Dexcom Inc convertible security 0.0 $414k 280k 1.48
Fly Leasing 0.0 $242k 12k 19.61
Apollo Sr Floating Rate Fd I (AFT) 0.0 $220k 15k 15.17
Teladoc note 1.375 5/1 0.0 $226k 130k 1.74
Resource Capital Corporation note 8.000 1/1 0.0 $62k 61k 1.02
Nii Holdings 0.0 $163k 75k 2.17
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.0 $18k 20k 0.90
Twitter Inc note 1.000% 9/1 0.0 $19k 20k 0.95