Zazove Associates

Zazove Associates as of March 31, 2020

Portfolio Holdings for Zazove Associates

Zazove Associates holds 125 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Akamai Technologies Inc note 0.125% 5/0 7.6 $63M 57M 1.12
Illumina Inc conv 7.5 $62M 51M 1.23
Kaman Corp convertible security 7.4 $62M 63M 0.98
1,375% Liberty Media 15.10.2023 note 4.7 $39M 41M 0.96
Cown 3% 12/15/22 4.6 $38M 42M 0.91
Palo Alto Networks I note 0.750% 7/0 4.3 $36M 38M 0.96
Workday Inc note 0.250%10/0 3.8 $31M 28M 1.11
Priceline Group Inc/the conv 3.6 $30M 30M 1.01
Csg Sys Intl Inc note 4.250% 3/1 3.6 $30M 29M 1.03
Nrg Energy Inc dbcv 2.750% 6/0 2.9 $24M 25M 0.97
Euronet Worldwide Inc none 2.6 $22M 24M 0.92
Square Inc note 0.500% 5/1 2.4 $20M 20M 1.04
Air Transport Services Grp I note 1.125%10/1 2.4 $20M 23M 0.86
Splunk Inc note 1.125% 9/1 2.4 $20M 18M 1.10
On Semiconductor Corp note 1.625%10/1 2.2 $19M 19M 1.00
Hope Bancorp Inc note 2.000% 5/1 2.0 $17M 20M 0.83
Silicon Laboratories Inc convertible security 1.9 $16M 14M 1.11
Fortive Corporation none 1.6 $13M 14M 0.93
Flexion Therapeutics convertible security 1.5 $13M 16M 0.80
Pra Group Inc convertible security 1.5 $13M 15M 0.88
National Health Invs Inc note 1.5 $13M 13M 1.00
Microchip Technology Inc sdcv 2.125%12/1 1.5 $13M 12M 1.03
Priceline Grp Inc note 0.350% 6/1 1.4 $12M 11M 1.12
Prospect Capital Corporation note 1.3 $11M 13M 0.86
Greenbrier Companies Inc convertible security 1.3 $11M 13M 0.81
Kbr Inc none 1.3 $11M 10M 1.05
Insmed Inc convertible security 1.1 $9.2M 11M 0.85
Theravance Biopharma Inc note 3.250%11/0 0.9 $7.2M 7.3M 1.00
Ii-vi Incorp convertible security 0.8 $6.6M 7.1M 0.93
Team Inc note 5.000% 8/0 0.8 $6.3M 8.6M 0.73
Exact Sciences convertible/ 0.8 $6.4M 7.5M 0.85
Rh convertible security 0.8 $6.3M 7.7M 0.81
Exact Sciences Corp note 0.375% 3/0 0.7 $5.6M 7.1M 0.79
Compucredit Hldgs Corp note 5.875%11/3 0.6 $5.3M 7.6M 0.70
Biomarin Pharma Inc convertible/ 0.6 $4.7M 4.5M 1.05
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.5 $4.5M 5.6M 0.81
Colony Finl Inc note 5.00% 0.5 $4.0M 5.0M 0.81
Cumulus Media (CMLS) 0.4 $3.6M 671k 5.39
Teekay note 5.000 1/1 0.4 $3.5M 4.2M 0.82
Istar Inc note 3.125% 9/1 0.4 $3.4M 3.5M 0.97
Illumina Inc note 8/1 0.4 $3.4M 3.5M 0.97
Urban One Inc cl d non vtg (UONEK) 0.4 $3.3M 3.4M 0.99
Ship Finance International L Note 5.75010/1 0.4 $3.2M 3.5M 0.89
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 0.4 $3.1M 73k 42.38
Mesa Labs Inc note 1.375% 8/1 0.4 $3.0M 2.9M 1.02
Alza Corp sdcv 7/2 0.3 $2.7M 1.5M 1.80
First Majestic Silver Corp note 1.875% 3/0 0.3 $2.7M 2.7M 0.99
Dexcom Inc convertible security 0.3 $2.6M 1.5M 1.74
Emmis Communications Cp-cl A (EMMS) 0.3 $2.5M 1.2M 2.02
Nanthealth Inc bond 0.3 $2.4M 2.8M 0.87
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $2.3M 217k 10.57
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.3 $2.3M 3.4M 0.70
Helix Energy Solutions Group convertible security 0.3 $2.3M 3.5M 0.66
Blueknight Energy Partners 0.3 $2.3M 2.6M 0.88
Hubspot convertible security 0.3 $2.2M 1.5M 1.49
Realpage Inc note 1.500%11/1 0.2 $2.1M 1.5M 1.37
Gores Hldin-cw20 equity wrt 0.2 $2.0M 3.5M 0.57
Mercadolibre Inc convertible security 0.2 $2.0M 1.5M 1.30
Tpg Specialty Lending Inc note 4.500% 8/0 0.2 $1.8M 2.0M 0.91
Gsv Cap Corp note 4.750% 3/2 0.2 $1.8M 1.9M 0.94
Western Digital Corp note 1.500% 2/0 0.2 $1.8M 2.0M 0.89
Colony Starwood Homes convertible security 0.2 $1.7M 1.6M 1.06
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $1.5M 273k 5.67
Pretium Res Inc debt 2.250% 3/1 0.2 $1.6M 1.8M 0.91
Us Ecology 0.2 $1.6M 51k 30.40
Docusign Inc convertible security 0.2 $1.6M 1.1M 1.41
Seacor Holding Inc note 3.000 11/1 0.2 $1.5M 1.5M 0.99
Meritor Inc note 3.250%10/1 0.2 $1.4M 1.6M 0.87
Microchip Technology Inc sdcv 2.125%12/1 0.2 $1.4M 1.5M 0.95
Us Ecology Incorporated Warrant Exp 101723 *w exp 10/17/202 0.2 $1.5M 331k 4.40
Clear Channel Outdoor Holdings (CCO) 0.1 $1.3M 2.0M 0.64
Bank Of America Corporation preferred (BAC.PL) 0.1 $1.1M 883.00 1291.05
THE GDL FUND Closed-End fund (GDL) 0.1 $1.2M 153k 7.84
Cypress Semiconductor Co convertible security 0.1 $1.2M 1.0M 1.20
Unisys Corp note 5.500% 3/0 0.1 $1.1M 780k 1.36
Lumentum Holdings Inc convertible security 0.1 $1.1M 775k 1.36
Lendingtree Inc convertible security 0.1 $1.1M 1.0M 1.12
Restoration Hardware Hldgs I dbcv 7/1 0.1 $1.0M 1.0M 1.04
Antero Midstream Corp antero midstream (AM) 0.1 $1.1M 519k 2.10
Splunk Inc note 0.500% 9/1 0.1 $1.1M 1.0M 1.08
Kayne Anderson MLP Investment (KYN) 0.1 $1.0M 285k 3.63
Dish Network Corp note 3.375% 8/1 0.1 $1.0M 1.3M 0.82
Ezcorp Inc note 2.875% 7/0 0.1 $1.0M 1.3M 0.80
Teva Pharm Finance Llc Cvt cv bnd 0.1 $928k 987k 0.94
Usa Compression Partners (USAC) 0.1 $922k 163k 5.66
Willscot Corp 0.1 $934k 92k 10.13
Wayfair Inc convertible security 0.1 $883k 1.3M 0.71
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $871k 681.00 1279.00
Liberty Media 3.750 2/15/30 deb 3.750% 0.1 $823k 1.3M 0.65
Dycom Inds Inc Note 0.750% 9/1 bond 0.1 $864k 1.0M 0.86
Macquarie Infrastructure Cor Note 2.00010/0 0.1 $846k 1.0M 0.82
Dish Network Corp note 2.375% 3/1 0.1 $821k 1.0M 0.82
Altair Engr Inc note 0.250% 6/0 0.1 $767k 863k 0.89
Kayne Anderson Mdstm Energy 0.1 $674k 202k 3.33
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 0.1 $688k 39k 17.60
Ready Capital 7.0-srnts 8/2023 p 0.1 $692k 47k 14.88
Mediaco Holding (MDIA) 0.1 $626k 148k 4.24
Colony Cap Inc New cl a 0.1 $616k 352k 1.75
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.1 $592k 104k 5.67
Curo Group Holdings Corp (CUROQ) 0.1 $508k 96k 5.30
Repligen Corp note 0.375% 7/1 0.1 $527k 500k 1.05
Eaton Vance Short Duration Diversified I (EVG) 0.1 $378k 35k 10.93
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $383k 38k 10.01
Cbre Group Inc Cl A (CBRE) 0.1 $394k 10k 37.73
Supernus Pharmaceuticals Inc note 0.625% 4/0 0.1 $411k 500k 0.82
Pioneer Floating Rate Trust (PHD) 0.0 $366k 48k 7.66
El Paso Energy Cap Tr I pfd cv tr secs (EP.PC) 0.0 $341k 7.7k 44.25
Nuveen Fltng Rte Incm Opp 0.0 $344k 46k 7.44
Sm Energy Co note 1.500% 7/0 0.0 $325k 767k 0.42
Oil Sts Intl Inc note 1.500% 2/1 0.0 $372k 900k 0.41
Enterprise Products Partners (EPD) 0.0 $210k 15k 14.28
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $232k 18k 12.61
Salient Midstream & M 0.0 $280k 81k 3.48
Daseke Inc *w exp 03/31/202 0.0 $275k 3.1M 0.09
Nabors Industries Ltd convertible security 0.0 $263k 1.3M 0.21
Live Nation Entertainmen convertible security 0.0 $287k 300k 0.96
Mfa Financial note 6.250 6/1 0.0 $285k 518k 0.55
Eaton Vance Senior Income Trust (EVF) 0.0 $167k 36k 4.60
Apollo Sr Floating Rate Fd I (AFT) 0.0 $168k 15k 11.58
Daseke 0.0 $162k 116k 1.40
Genesis Energy (GEL) 0.0 $80k 21k 3.90
Fly Leasing 0.0 $87k 12k 7.05
Cinedigm 0.0 $105k 289k 0.36
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.0 $18k 20k 0.90
Twitter Inc note 1.000% 9/1 0.0 $19k 20k 0.95