Zazove Associates

Zazove Associates as of Sept. 30, 2020

Portfolio Holdings for Zazove Associates

Zazove Associates holds 109 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Southwest Airlines Note 1.250 5/0 (Principal) 8.9 $68M 52M 1.31
Kaman Corporation Note 3.250 5/0 (Principal) 8.1 $62M 63M 0.99
Cowen Note 3.000 12/1 (Principal) 7.7 $60M 55M 1.09
Liberty Media Note 1.375 10/1 (Principal) 6.4 $49M 45M 1.10
Illumina Note 0.500 6/1 (Principal) 6.1 $47M 36M 1.29
Interdigital Note 2.000 6/0 (Principal) 4.8 $37M 36M 1.03
Palo Alto Networks Note 0.750 7/0 (Principal) 3.8 $30M 26M 1.13
Akamai Tech Note 0.125 5/0 (Principal) 3.5 $27M 21M 1.29
Air Transport Services Group Note 1.125 10/1 3.2 $25M 24M 1.06
On Semiconductor Corp Note 1.625 10/1 (Principal) 3.2 $24M 19M 1.32
Booking Holdings Note 0.900 9/1 (Principal) 3.1 $24M 22M 1.07
Akamai Tech Note 0.375 9/0 (Principal) 2.6 $20M 17M 1.15
Hope Bancorp Note 2.000 5/1 (Principal) 2.0 $15M 19M 0.82
KBR Note 2.500 11/0 (Principal) 1.9 $15M 13M 1.14
Flexion Therapeutics Note 3.375 5/0 (Principal) 1.8 $14M 18M 0.79
Workday Note 0.250 10/0 (Principal) 1.7 $13M 8.7M 1.54
Helix Energy Solutions Group Note 6.750 2/1 (Principal) 1.7 $13M 16M 0.81
Alteryx Note 1.000 8/0 (Principal) 1.6 $12M 12M 1.00
Greenbrier Companies Note 2.875 2/0 (Principal) 1.6 $12M 13M 0.92
Illumina Note 8/1 (Principal) 1.6 $12M 12M 1.06
Prospect Capital Corporation Note 6.375 3/0 (Principal) 1.6 $12M 12M 1.03
Team Note 5.000 8/0 (Principal) 1.5 $11M 13M 0.84
National Health Investors Note 3.250 4/0 (Principal) 1.1 $8.8M 8.6M 1.03
Insmed Note 1.750 1/1 (Principal) 1.1 $8.1M 7.4M 1.09
Csg Systems International Note 4.250 3/1 (Principal) 0.9 $6.9M 6.6M 1.04
Conmed Corp Note 2.625 2/0 (Principal) 0.8 $6.3M 5.6M 1.12
Atlanticus Holdings Note 5.875 11/3 (Principal) 0.7 $5.3M 7.6M 0.70
Cumulus Media Com Cl A (CMLS) 0.7 $5.2M 971k 5.35
Teekay Note 5.000 1/1 (Principal) 0.6 $4.3M 5.2M 0.82
Nrg Energy DBCV 2.750 6/0 (Principal) 0.5 $4.2M 4.0M 1.04
Unisys Note 5.500 3/0 (Principal) 0.5 $4.1M 3.4M 1.22
Penn National Gaming Note 2.750 5/1 (Principal) 0.5 $4.0M 1.3M 3.22
Blueknight Energy Partners Com Unit 0.5 $4.0M 2.6M 1.54
Baozun Note 1.625 5/0 (Principal) 0.5 $4.0M 4.3M 0.93
Atlas Air Worldwide Holdings Note 1.875 6/0 (Principal) 0.5 $3.7M 3.1M 1.21
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB) 0.5 $3.6M 302k 11.86
Insight Enterprises Note 0.750 2/1 (Principal) 0.4 $3.4M 3.2M 1.05
Theravance Biopharma Note 3.250 11/0 (Principal) 0.4 $3.4M 3.8M 0.89
Istar Note 3.125 9/1 (Principal) 0.4 $3.2M 3.0M 1.07
Hostess Brands W Exp 11/04/202 0.4 $3.2M 3.8M 0.82
Mesa Laboratories Note 1.375 8/1 (Principal) 0.4 $3.1M 2.8M 1.11
New York Community Bancorp Trust Unit 11/01/2051 (NYCB.PU) 0.4 $2.9M 66k 44.11
Microchip Technology Note 1.625 2/1 (Principal) 0.4 $2.8M 1.8M 1.54
Silicon Laboratories Note 1.375 3/0 (Principal) 0.3 $2.6M 2.2M 1.20
Mercadolibre Note 2.000 8/1 (Principal) 0.3 $2.5M 1.0M 2.53
Dexcom Note 0.750 12/0 (Principal) 0.3 $2.5M 1.0M 2.53
Euronet Worldwide Note 0.750 3/1 (Principal) 0.3 $2.5M 2.6M 0.96
Purple Innovation W Exp 02/02/202 0.3 $2.5M 386k 6.52
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $2.5M 217k 11.31
Clear Channel Outdoor Holdings (CCO) 0.3 $2.4M 2.4M 1.00
Cleveland-cliffs DBCV 1.500 1/1 (Principal) 0.3 $2.4M 2.3M 1.04
Realpage Note 1.500 11/1 (Principal) 0.3 $2.1M 1.4M 1.47
Nevro Corp. Note 2.750 4/0 (Principal) 0.3 $2.1M 1.3M 1.56
Invitation Homes Note 3.500 1/1 (Principal) 0.3 $2.0M 1.6M 1.29
Urban One Cl D Non Vtg (UONEK) 0.3 $2.0M 1.7M 1.17
Realogy Hldgs (HOUS) 0.3 $1.9M 205k 9.44
Us Ecology W Exp 10/17/202 0.2 $1.8M 333k 5.50
Colony Capital Note 5.000 4/1 (Principal) 0.2 $1.8M 1.9M 0.98
Kayne Anderson MLP Investment (KYN) 0.2 $1.7M 433k 3.99
Suro Capital Corp Note 4.750 3/2 (Principal) 0.2 $1.7M 1.5M 1.14
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.2 $1.6M 273k 5.91
Omeros Note 5.250 2/1 (Principal) 0.2 $1.6M 1.9M 0.84
Usa Compression Partners Comunit Ltdpar (USAC) 0.2 $1.5M 152k 10.01
Pure Storage Note 0.125 4/1 (Principal) 0.2 $1.4M 1.5M 0.96
Gdl Fund Com Sh Ben It (GDL) 0.2 $1.4M 171k 8.38
Fortive Note 0.875 2/1 (Principal) 0.2 $1.4M 1.3M 1.00
Joyy Note 0.750 6/1 (Principal) 0.2 $1.3M 1.2M 1.08
Antero Midstream Corp antero midstream (AM) 0.2 $1.2M 225k 5.37
Ship Finance International Note 5.750 10/1 (Principal) 0.2 $1.2M 1.2M 0.98
Ready Capital 7 CN SR NT 2023 (Principal) 0.1 $1.1M 47k 23.91
Exact Sciences Note 0.375 3/0 (Principal) 0.1 $1.1M 1.0M 1.08
Pdc Energy Note 1.125 9/1 (Principal) 0.1 $961k 1.0M 0.96
Colony Capital Cl A Com 0.1 $960k 352k 2.73
Liberty Interactive Deb 3.750 2/1 (Principal) 0.1 $950k 1.3M 0.75
Macquarie Infrastructure Note 2.000 10/0 (Principal) 0.1 $934k 1.0M 0.91
Rlj Lodging Trust Cum Conv Pfd A (RLJ.PA) 0.1 $910k 39k 23.28
Dish Network Note 2.375 3/1 (Principal) 0.1 $904k 1.0M 0.90
Kayne Anderson Mdstm Energy 0.1 $835k 207k 4.03
Corenergy Infrastructure Trust Note 5.875 8/1 (Principal) 0.1 $825k 1.2M 0.72
Sixth Street Specialty Lending Note 4.500 8/0 (Principal) 0.1 $819k 790k 1.04
Intercept Pharmaceuticals Note 3.250 7/0 (Principal) 0.1 $801k 1.0M 0.80
Ship Finance International Note 4.875 5/0 (Principal) 0.1 $794k 900k 0.88
Oil States International Note 1.500 2/1 (Principal) 0.1 $769k 1.4M 0.57
Helix Energy Solutions Group Note 4.250 5/0 (Principal) 0.1 $709k 750k 0.95
Liberty Latin America Note 2.000 7/1 (Principal) 0.1 $655k 800k 0.82
Daseke (DSKE) 0.1 $615k 115k 5.37
Curo Group Holdings Corp (CUROQ) 0.1 $596k 85k 7.05
Willscot Mobile Mini Holdings Com Cl A (WSC) 0.1 $511k 31k 16.68
Repligen Note 0.375 7/1 (Principal) 0.1 $500k 350k 1.43
Mfa Financial Note 6.250 6/1 (Principal) 0.1 $486k 518k 0.94
Pioneer Floating Rate Trust (PHD) 0.1 $483k 48k 10.11
Supernus Pharmaceuticals Note 0.625 4/0 (Principal) 0.1 $462k 500k 0.92
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $440k 38k 11.50
Braemar Hotels And Resorts (BHR) 0.1 $414k 166k 2.50
Eaton Vance Short Duration Diversified I (EVG) 0.1 $396k 35k 11.45
Nuveen Floating Rate Income Opportunity Fund Com Shs 0.0 $379k 46k 8.19
El Paso Energy Capital Trust Pfd Cv Tr Secs (EP.PC) 0.0 $364k 7.7k 47.24
Salient Midstream & Mlp Fund Sh Ben Int 0.0 $352k 101k 3.50
Live Nation Entertainment Note 2.500 3/1 (Principal) 0.0 $335k 300k 1.12
Nabors Industries Note 0.750 1/1 (Principal) 0.0 $331k 1.3M 0.26
Splunk Note 1.125 9/1 (Principal) 0.0 $289k 200k 1.45
Blackrock Limited Duration Income Trust Com Shs (BLW) 0.0 $271k 18k 14.73
Enterprise Products Partners (EPD) 0.0 $232k 15k 15.77
Eaton Vance Senior Income Trust Sh Ben Int (EVF) 0.0 $213k 36k 5.86
Apollo Sr Floating Rate Fd I (AFT) 0.0 $186k 15k 12.82
Daseke W Exp 02/27/202 0.0 $134k 879k 0.15
Genesis Energy Unit Ltd Partn (GEL) 0.0 $92k 21k 4.49
Atlas Air Worldwide Holdings Note 2.250 6/0 (Principal) 0.0 $22k 20k 1.10
Fly Leasing Sponsored Adr 0.0 $20k 2.7k 7.30