Zazove Associates

Zazove Associates as of Dec. 31, 2020

Portfolio Holdings for Zazove Associates

Zazove Associates holds 113 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Southwest Airlines Note 1.250 5/0 (Principal) 9.3 $75M 52M 1.46
Kaman Corporation Note 3.250 5/0 (Principal) 9.1 $74M 64M 1.16
Liberty Media Note 1.37510/1 (Principal) 7.7 $63M 50M 1.26
Akamai Tech Note 0.375 9/0 (Principal) 5.7 $47M 42M 1.12
Interdigital Note 2.000 6/0 (Principal) 4.9 $40M 38M 1.05
Palo Alto Networks Note 0.750 7/0 (Principal) 4.3 $35M 25M 1.41
On Semiconductor Corp Note 1.62510/1 (Principal) 3.5 $28M 17M 1.69
Air Transport Services Group Note 1.12510/1 (Principal) 3.3 $27M 23M 1.18
Akamai Tech Note 0.125 5/0 (Principal) 3.2 $26M 21M 1.24
Illumina Note 8/1 (Principal) 2.9 $24M 21M 1.12
Pebblebrook Hotel Trust Note 1.75012/1 (Principal) 2.9 $24M 22M 1.07
KBR Note 2.50011/0 (Principal) 2.5 $21M 15M 1.37
Pinduoduo Note 12/0 (Principal) 2.5 $21M 17M 1.24
Conmed Corp Note 2.625 2/0 (Principal) 2.3 $19M 14M 1.40
Alteryx Note 1.000 8/0 (Principal) 2.1 $17M 17M 1.06
Hope Bancorp Note 2.000 5/1 (Principal) 2.1 $17M 18M 0.93
Flexion Therapeutics Note 3.375 5/0 (Principal) 2.0 $17M 18M 0.89
Helix Energy Solutions Group Note 6.750 2/1 (Principal) 1.8 $15M 14M 1.05
National Health Investors Note 3.250 4/0 (Principal) 1.1 $8.7M 8.1M 1.08
Cumulus Media Com Cl A (CMLS) 1.0 $8.4M 971k 8.70
Atlanticus Holdings Note 5.87511/3 (Principal) 1.0 $8.2M 7.6M 1.07
Pretium Resources Note 2.250 3/1 (Principal) 1.0 $7.8M 7.3M 1.07
Prospect Capital Corporation Note 6.375 3/0 (Principal) 0.9 $7.5M 7.2M 1.04
Atlas Air Worldwide Holdings Note 1.875 6/0 (Principal) 0.9 $7.5M 6.5M 1.14
Csg Systems International Note 4.250 3/1 (Principal) 0.8 $6.8M 6.4M 1.06
Booking Holdings Note 0.900 9/1 (Principal) 0.8 $6.7M 5.7M 1.17
Cyberark Software Note 11/1 (Principal) 0.8 $6.1M 5.0M 1.22
Greenbrier Companies Note 2.875 2/0 (Principal) 0.7 $6.0M 5.9M 1.02
Workday Note 0.25010/0 (Principal) 0.7 $5.5M 3.3M 1.67
Blueknight Energy Partners 09625u109 0.6 $5.2M 2.6M 1.99
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB) 0.6 $5.2M 322k 16.19
Insmed Note 1.750 1/1 (Principal) 0.6 $5.0M 4.4M 1.13
Insight Enterprises Note 0.750 2/1 (Principal) 0.6 $4.7M 3.7M 1.27
Teekay Note 5.000 1/1 (Principal) 0.6 $4.7M 5.2M 0.90
Hostess Brands W Exp 11/04/202 0.6 $4.6M 2.9M 1.58
Lumentum Holdings Note 0.50012/1 (Principal) 0.5 $4.3M 3.5M 1.22
Baozun Note 1.625 5/0 (Principal) 0.5 $4.2M 4.3M 0.98
First Majestic Silver Note 1.875 3/0 (Principal) 0.5 $4.1M 2.7M 1.49
Clear Channel Outdoor Holdings (CCO) 0.5 $3.9M 2.4M 1.65
Theravance Biopharma Note 3.25011/0 (Principal) 0.4 $3.6M 3.8M 0.95
Istar Note 3.125 9/1 (Principal) 0.4 $3.5M 3.0M 1.18
Eos Energy Enterprises W Exp 05/06/202 (EOSEW) 0.4 $3.5M 419k 8.35
Fortive Note 0.875 2/1 (Principal) 0.4 $3.4M 3.3M 1.03
Occidental Petroleum W Exp 08/03/202 (OXY.WS) 0.4 $3.4M 500k 6.81
Mesa Laboratories Note 1.375 8/1 (Principal) 0.4 $3.4M 2.8M 1.20
Nrg Energy DBCV 2.750 6/0 (Principal) 0.4 $3.3M 2.9M 1.14
Silicon Laboratories Note 1.375 3/0 (Principal) 0.4 $3.0M 2.2M 1.38
Euronet Worldwide Note 0.750 3/1 (Principal) 0.4 $3.0M 2.6M 1.13
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $2.7M 217k 12.53
Kayne Anderson MLP Investment (KYN) 0.3 $2.5M 433k 5.75
Nevro Corp Note 2.750 4/0 (Principal) 0.3 $2.4M 1.3M 1.84
Curiositystream W Exp 10/14/202 (CURIW) 0.3 $2.4M 917k 2.64
Dexcom Note 0.75012/0 (Principal) 0.3 $2.3M 1.0M 2.28
Us Ecology W Exp 10/17/202 0.3 $2.2M 326k 6.89
Invitation Homes Note 3.500 1/1 (Principal) 0.3 $2.1M 1.6M 1.35
Shopify Note 0.12511/0 (Principal) 0.3 $2.1M 1.8M 1.18
Suro Capital Corp Note 4.750 3/2 (Principal) 0.3 $2.1M 1.5M 1.40
Usa Compression Partners Comunit Ltdpar (USAC) 0.3 $2.1M 152k 13.60
Urban One Cl D Non Vtg (UONEK) 0.2 $2.0M 1.7M 1.17
Cowen Note 3.00012/1 (Principal) 0.2 $1.9M 1.3M 1.53
Colony Capital Note 5.000 4/1 (Principal) 0.2 $1.8M 1.9M 0.99
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.2 $1.8M 291k 6.33
Gdl Fund Com Sh Ben It (GDL) 0.2 $1.8M 203k 8.72
Antero Midstream Corp antero midstream (AM) 0.2 $1.7M 225k 7.71
Jazz Investments I Note 0.599 8/0 (Principal) 0.2 $1.7M 1.6M 1.08
Joyy Note 0.750 6/1 (Principal) 0.2 $1.7M 1.7M 1.01
Pure Storage Note 0.125 4/1 (Principal) 0.2 $1.7M 1.5M 1.11
Harmonic DBCV 2.000 9/0 (Principal) 0.2 $1.6M 1.5M 1.09
Biomarin Pharmaceutical Note 0.599 8/0 (Principal) 0.2 $1.6M 1.5M 1.07
New York Community Bancorp Trust Unit 11/01/2051 (NYCB.PU) 0.2 $1.6M 34k 45.98
Exact Sciences Note 0.375 3/0 (Principal) 0.2 $1.3M 1.0M 1.31
Illumina Note 0.500 6/1 (Principal) 0.1 $1.2M 832k 1.46
Curo Group Holdings Corp (CUROQ) 0.1 $1.2M 85k 14.33
Kayne Anderson Mdstm Energy 0.1 $1.2M 207k 5.75
Ready Capital 7 CN SR NT 2023 (Principal) 0.1 $1.1M 47k 24.60
Omeros Note 5.250 2/1 (Principal) 0.1 $1.1M 1.0M 1.07
Ship Finance International Note 4.875 5/0 (Principal) 0.1 $1.1M 1.2M 0.86
Oil States International Note 1.500 2/1 (Principal) 0.1 $1.0M 1.4M 0.77
Macquarie Infrastructure Note 2.00010/0 (Principal) 0.1 $1.0M 1.0M 1.00
Colony Capital Cl A Com 0.1 $1.0M 209k 4.81
Rlj Lodging Trust Cum Conv Pfd A (RLJ.PA) 0.1 $994k 39k 25.43
Ship Finance International Note 5.75010/1 (Principal) 0.1 $985k 1.0M 0.98
Pdc Energy Note 1.125 9/1 (Principal) 0.1 $980k 1.0M 0.98
Liberty Interactive Deb 3.750 2/1 (Principal) 0.1 $978k 1.3M 0.77
Dish Network Note 2.375 3/1 (Principal) 0.1 $942k 1.0M 0.94
Sixth Street Specialty Lending Note 4.500 8/0 (Principal) 0.1 $856k 790k 1.08
Corenergy Infrastructure Trust Note 5.875 8/1 (Principal) 0.1 $840k 1.2M 0.73
Intercept Pharmaceuticals Note 3.250 7/0 (Principal) 0.1 $785k 1.0M 0.79
Braemar Hotels And Resorts (BHR) 0.1 $764k 166k 4.61
Liberty Latin America Note 2.000 7/1 (Principal) 0.1 $760k 800k 0.95
Helix Energy Solutions Group Note 4.250 5/0 (Principal) 0.1 $718k 750k 0.96
Nabors Industries Note 0.750 1/1 (Principal) 0.1 $663k 1.3M 0.53
Salient Midstream & Mlp Fund Sh Ben Int 0.1 $623k 146k 4.27
Mfa Financial Note 6.250 6/1 (Principal) 0.1 $516k 518k 1.00
Supernus Pharmaceuticals Note 0.625 4/0 (Principal) 0.1 $479k 500k 0.96
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $464k 38k 12.12
Eaton Vance Short Duration Diversified I (EVG) 0.1 $428k 35k 12.37
Nuveen Floating Rate Income Opportunity Fund Com Shs 0.0 $401k 46k 8.67
Blackrock Limited Duration Income Trust Com Shs (BLW) 0.0 $293k 18k 15.93
Enterprise Products Partners (EPD) 0.0 $288k 15k 19.58
Splunk Note 1.125 9/1 (Principal) 0.0 $271k 200k 1.35
Lf Capital Acquisition W Exp 06/22/202 0.0 $269k 137k 1.96
Eaton Vance Senior Income Trust Sh Ben Int (EVF) 0.0 $231k 36k 6.36
Apollo Sr Floating Rate Fd I (AFT) 0.0 $209k 15k 14.41
Willscot Mobile Mini Holdings Com Cl A (WSC) 0.0 $196k 8.5k 23.14
Revance Therapeutics (RVNC) 0.0 $179k 6.3k 28.29
Genesis Energy Unit Ltd Partn (GEL) 0.0 $127k 21k 6.20
Daseke W Exp 02/27/202 0.0 $102k 560k 0.18
Pioneer Floating Rate Trust (PHD) 0.0 $66k 6.5k 10.14
Nuveen Sht Dur Cr Opp 0.0 $40k 3.0k 13.30
Atlas Air Worldwide Holdings Note 2.250 6/0 (Principal) 0.0 $21k 20k 1.05
Nuveen Floating Rate Income Fund (JFR) 0.0 $9.0k 1.0k 9.00
Spartacus Acquisition Corp W Exp 10/31/202 0.0 $9.0k 7.5k 1.20