Zazove Associates

Zazove Associates as of March 31, 2021

Portfolio Holdings for Zazove Associates

Zazove Associates holds 116 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kaman Corporation Note 3.250% 5/0 (Principal) 8.4 $72M 66M 1.08
Booking Holdings Note 0.900% 9/1 (Principal) 7.9 $67M 57M 1.18
Akamai Tech Note 0.375% 9/0 (Principal) 7.5 $64M 59M 1.09
Liberty Media Note 1.375%10/1 (Principal) 7.2 $61M 48M 1.28
Smart Global Holdings Note 2.250% 2/1 (Principal) 4.3 $37M 28M 1.32
Interdigital Note 2.000% 6/0 (Principal) 4.0 $34M 32M 1.07
Pebblebrook Hotel Trust Note 1.750%12/1 (Principal) 3.6 $30M 26M 1.18
Lumentum Holdings Note 0.500%12/1 (Principal) 3.1 $26M 23M 1.17
Air Transport Services Group Note 1.125%10/1 (Principal) 3.0 $26M 23M 1.13
Pinduoduo Note 12/0 (Principal) 2.2 $18M 17M 1.06
Revance Therapeutics Note 1.750% 2/1 (Principal) 2.1 $18M 16M 1.12
Flexion Therapeutics Note 3.375% 5/0 (Principal) 1.9 $16M 18M 0.91
Illumina Note 8/1 (Principal) 1.9 $16M 13M 1.19
Palo Alto Networks Note 0.750% 7/0 (Principal) 1.8 $16M 12M 1.32
Hc2 Holdings Note 7.500% 8/0 (Principal) 1.7 $14M 12M 1.17
Helix Energy Solutions Group Note 6.750% 2/1 (Principal) 1.6 $14M 12M 1.17
Atlas Air Worldwide Holdings Note 1.875% 6/0 (Principal) 1.6 $14M 11M 1.21
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.5 $13M 11M 1.16
Alteryx Note 1.000% 8/0 (Principal) 1.5 $12M 14M 0.91
KBR Note 2.500%11/0 (Principal) 1.4 $12M 7.3M 1.58
Shopify Note 0.125%11/0 (Principal) 1.2 $10M 9.0M 1.14
Akamai Tech Note 0.125% 5/0 (Principal) 1.2 $10M 8.3M 1.21
Mesa Laboratories Note 1.375% 8/1 (Principal) 1.2 $10M 9.1M 1.09
Cumulus Media Com Cl A (CMLS) 1.1 $9.6M 1.0M 9.11
Cyberark Software Note 11/1 (Principal) 1.1 $9.3M 8.6M 1.08
Hope Bancorp Note 2.000% 5/1 (Principal) 1.1 $9.1M 9.2M 0.99
Sixth Street Specialty Lending Note 4.500% 8/0 (Principal) 1.0 $8.9M 7.9M 1.12
Braemar Hotels And Resorts (BHR) 1.0 $8.5M 1.4M 6.07
Blueknight Energy Partners Com Unit 1.0 $8.2M 2.5M 3.24
Conmed Corp Note 2.625% 2/0 (Principal) 0.8 $7.1M 4.5M 1.57
Csg Systems International Note 4.250% 3/1 (Principal) 0.8 $6.6M 6.3M 1.05
Southwest Airlines Note 1.250% 5/0 (Principal) 0.8 $6.4M 3.7M 1.72
Prospect Capital Corporation Note 6.375% 3/0 (Principal) 0.8 $6.4M 5.9M 1.09
Jazz Investments I Note 1.500% 8/1 (Principal) 0.8 $6.4M 5.8M 1.09
Neogenomics Note 0.250% 1/1 (Principal) 0.7 $6.2M 6.1M 1.02
Atlanticus Holdings Note 5.875%11/3 (Principal) 0.7 $6.2M 4.7M 1.32
Occidental Petroleum *w Exp 08/03/202 (OXY.WS) 0.7 $5.9M 500k 11.89
Teekay Note 5.000% 1/1 (Principal) 0.6 $5.2M 5.4M 0.96
Summit Hotel Properties Note 1.500% 2/1 (Principal) 0.5 $4.5M 4.0M 1.11
Greenbrier Companies Note 2.875% 2/0 (Principal) 0.5 $4.3M 4.0M 1.10
Urban One Cl D Non Vtg (UONEK) 0.5 $4.3M 2.5M 1.75
Clear Channel Outdoor Holdings (CCO) 0.5 $4.3M 2.4M 1.80
Lendingtree Note 0.625% 6/0 (Principal) 0.5 $4.2M 3.5M 1.20
Euronet Worldwide Note 0.750% 3/1 (Principal) 0.5 $4.2M 3.6M 1.14
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.4 $3.8M 427k 8.93
Istar Note 3.125% 9/1 (Principal) 0.4 $3.7M 2.8M 1.32
Baozun Note 1.625% 5/0 (Principal) 0.4 $3.4M 3.3M 1.04
Fortive Note 0.875% 2/1 (Principal) 0.4 $3.4M 3.3M 1.02
Theravance Biopharma Note 3.250%11/0 (Principal) 0.4 $3.2M 3.2M 1.02
Ringcentral Note 3/0 (Principal) 0.4 $3.2M 2.9M 1.10
Kayne Anderson MLP Investment (KYN) 0.4 $3.1M 433k 7.17
Landsea Homes Corp (LSEA) 0.4 $3.0M 319k 9.56
Splunk Note 0.500% 9/1 (Principal) 0.3 $2.9M 2.6M 1.15
Hostess Brands *w Exp 11/04/202 0.3 $2.8M 1.8M 1.52
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $2.7M 217k 12.63
Insight Enterprises Note 0.750% 2/1 (Principal) 0.3 $2.6M 1.8M 1.47
Cowen Note 3.000%12/1 (Principal) 0.3 $2.6M 1.3M 2.06
Usa Compression Partners Comunit Ltdpar (USAC) 0.3 $2.3M 152k 15.31
Nevro Corp Note 2.750% 4/0 (Principal) 0.3 $2.3M 1.5M 1.52
Us Ecology *w Exp 10/17/202 0.3 $2.2M 242k 9.00
Antero Midstream Corp antero midstream (AM) 0.2 $2.0M 225k 9.03
Kayne Anderson Mdstm Energy 0.2 $2.0M 295k 6.66
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.2 $1.9M 291k 6.50
Colony Capital Note 5.000% 4/1 (Principal) 0.2 $1.9M 1.9M 1.02
Gdl Fund Com Sh Ben It (GDL) 0.2 $1.8M 203k 8.93
Nuvasive Note 0.375% 3/1 (Principal) 0.2 $1.7M 1.7M 1.02
Meritor Note 3.250%10/1 (Principal) 0.2 $1.7M 1.5M 1.16
Marriott Vacations Worldwide Corp Note 1.500% 9/1 (Principal) 0.2 $1.7M 1.3M 1.30
Harmonic DBCV 2.000% 9/0 (Principal) 0.2 $1.7M 1.5M 1.13
New York Community Bancorp Trust Unit 11/01/2051 (NYCB.PU) 0.2 $1.7M 34k 49.63
Live Nation Entertainment Note 2.000% 2/1 (Principal) 0.2 $1.7M 1.5M 1.11
Pure Storage Note 0.125% 4/1 (Principal) 0.2 $1.7M 1.5M 1.10
Joyy Note 0.750% 6/1 (Principal) 0.2 $1.6M 1.4M 1.21
Proofpoint Note 0.250% 8/1 (Principal) 0.2 $1.6M 1.5M 1.07
Aes Unit 99/99/9999 0.2 $1.5M 15k 103.00
Star Peak Energy Transition *w Exp 08/11/202 0.2 $1.5M 105k 14.24
Splunk Note 1.125% 9/1 (Principal) 0.2 $1.5M 1.3M 1.18
Revance Therapeutics (RVNC) 0.2 $1.5M 52k 27.95
Corenergy Infrastructure Trust Note 5.875% 8/1 (Principal) 0.2 $1.4M 1.6M 0.92
Oil States International Note 1.500% 2/1 (Principal) 0.2 $1.3M 1.4M 0.95
Omeros Note 5.250% 2/1 (Principal) 0.1 $1.2M 1.0M 1.24
Paysafe *w Exp 08/11/202 (PSFE.WS) 0.1 $1.2M 287k 4.31
Curo Group Holdings Corp (CUROQ) 0.1 $1.2M 85k 14.59
Ship Finance International Note 4.875% 5/0 (Principal) 0.1 $1.2M 1.2M 0.98
Twitter Note 1.000% 9/1 (Principal) 0.1 $1.0M 1.0M 1.04
Team Note 5.000% 8/0 (Principal) 0.1 $1.0M 1.0M 0.99
Clover Health Investments *w Exp 04/21/202 0.1 $995k 634k 1.57
Liberty Interactive Deb 3.750% 2/1 (Principal) 0.1 $978k 1.3M 0.77
Dish Network Note 2.375% 3/1 (Principal) 0.1 $959k 1.0M 0.96
Nabors Industries Note 0.750% 1/1 (Principal) 0.1 $936k 1.3M 0.75
Churchill Capital Corp Iv *w Exp 08/04/202 0.1 $874k 78k 11.28
Intercept Pharmaceuticals Note 3.250% 7/0 (Principal) 0.1 $826k 1.0M 0.83
Salient Midstream & Mlp Fund Sh Ben Int 0.1 $799k 157k 5.10
Liberty Latin America Note 2.000% 7/1 (Principal) 0.1 $789k 800k 0.99
Pdc Energy Note 1.125% 9/1 (Principal) 0.1 $773k 777k 0.99
Landsea Homes *w Exp 01/07/202 (LSEAW) 0.1 $752k 2.9M 0.26
Helix Energy Solutions Group Note 4.250% 5/0 (Principal) 0.1 $747k 750k 1.00
Mfa Financial Note 6.250% 6/1 (Principal) 0.1 $519k 518k 1.00
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $498k 38k 13.01
Invitation Homes Note 3.500% 1/1 (Principal) 0.1 $496k 350k 1.42
Novocure Ord Shs (NVCR) 0.1 $495k 3.7k 132.21
Supernus Pharmaceuticals Note 0.625% 4/0 (Principal) 0.1 $483k 500k 0.97
Nuveen Floating Rate Income Opportunity Fund Com Shs 0.1 $441k 46k 9.53
Microchip Technology (MCHP) 0.1 $432k 2.8k 155.23
Uber Technologies (UBER) 0.0 $405k 7.4k 54.57
Colony Capital Cl A Com 0.0 $324k 50k 6.48
Enterprise Products Partners (EPD) 0.0 $324k 15k 22.03
Insmed Note 1.750% 1/1 (Principal) 0.0 $292k 260k 1.12
Sunrun (RUN) 0.0 $244k 4.0k 60.58
Eaton Vance Senior Income Trust Sh Ben Int (EVF) 0.0 $241k 36k 6.63
Willscot Mobile Mini Holdings Com Cl A (WSC) 0.0 $235k 8.5k 27.75
Apollo Sr Floating Rate Fd I (AFT) 0.0 $216k 15k 14.89
Daseke *w Exp 02/27/202 0.0 $203k 628k 0.32
Genesis Energy Unit Ltd Partn (GEL) 0.0 $191k 21k 9.32
Curiositystream *w Exp 10/14/202 (CURIW) 0.0 $108k 21k 5.13
Replay Acquisition *w Exp 03/01/202 0.0 $86k 71k 1.21