Zazove Associates

Zazove Associates as of June 30, 2021

Portfolio Holdings for Zazove Associates

Zazove Associates holds 151 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kaman Corporation Note 3.250% 5/0 (Principal) 6.4 $71M 67M 1.06
Akamai Tech Note 0.375% 9/0 (Principal) 6.3 $70M 61M 1.16
Booking Holdings Note 0.900% 9/1 (Principal) 6.1 $68M 62M 1.09
Liberty Media Note 1.375%10/1 (Principal) 5.7 $63M 47M 1.34
Pioneer Natural Resources Note 0.250% 5/1 (Principal) 5.4 $60M 38M 1.60
Smart Global Holdings Note 2.250% 2/1 (Principal) 3.4 $38M 28M 1.38
Interdigital Note 2.000% 6/0 (Principal) 3.2 $36M 33M 1.11
Jazz Investments I Note 2.000% 6/1 (Principal) 3.1 $35M 26M 1.34
Pebblebrook Hotel Trust Note 1.750%12/1 (Principal) 2.5 $28M 25M 1.14
Lumentum Holdings Note 0.500%12/1 (Principal) 2.3 $26M 24M 1.08
Western Digital Corp Note 1.500% 2/0 (Principal) 2.2 $24M 23M 1.07
Air Transport Services Group Note 1.125%10/1 (Principal) 2.2 $24M 24M 1.02
Splunk Note 1.125% 6/1 (Principal) 1.8 $20M 21M 0.98
Pinduoduo Note 12/0 (Principal) 1.7 $19M 19M 1.03
Revance Therapeutics Note 1.750% 2/1 (Principal) 1.7 $19M 16M 1.17
Silicon Laboratories Note 0.625% 6/1 (Principal) 1.6 $18M 13M 1.39
Illumina Note 8/1 (Principal) 1.5 $17M 13M 1.27
Palo Alto Networks Note 0.750% 7/0 (Principal) 1.5 $17M 11M 1.46
Cumulus Media Com Cl A (CMLS) 1.3 $15M 1.0M 14.68
Winnebago Industries Note 1.500% 4/0 (Principal) 1.3 $15M 11M 1.29
Hc2 Holdings Note 7.500% 8/0 (Principal) 1.3 $14M 12M 1.17
Flexion Therapeutics Note 3.375% 5/0 (Principal) 1.3 $14M 16M 0.91
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.2 $14M 12M 1.16
Burlington Stores Note 2.250% 4/1 (Principal) 1.2 $13M 8.4M 1.59
Mesa Laboratories Note 1.375% 8/1 (Principal) 1.2 $13M 11M 1.15
Cnx Resources Note 2.250% 5/0 (Principal) 1.1 $13M 9.9M 1.30
Helix Energy Solutions Group Note 6.750% 2/1 (Principal) 1.1 $13M 10M 1.24
Urban One Class D Cl D Non Vtg (UONEK) 1.1 $12M 2.4M 5.02
Coupa Software Note 0.375% 6/1 (Principal) 1.1 $12M 10M 1.16
Atlas Air Worldwide Holdings Note 1.875% 6/0 (Principal) 1.0 $12M 9.0M 1.28
Sixth Street Specialty Lending Note 4.500% 8/0 (Principal) 1.0 $11M 9.6M 1.18
Akamai Tech Note 0.125% 5/0 (Principal) 1.0 $11M 8.3M 1.31
Braemar Hotels And Resorts (BHR) 1.0 $11M 1.7M 6.21
Summit Hotel Properties Note 1.500% 2/1 (Principal) 0.9 $9.8M 9.4M 1.03
Cyberark Software Note 11/1 (Principal) 0.8 $9.4M 8.7M 1.08
Blueknight Energy Partners Com Unit 0.8 $8.8M 2.3M 3.78
Varex Imaging Note 4.000% 6/0 (Principal) 0.8 $8.5M 5.7M 1.48
Euronet Worldwide Note 0.750% 3/1 (Principal) 0.8 $8.5M 7.3M 1.15
Okta Note 0.375% 6/1 (Principal) 0.7 $8.2M 6.6M 1.25
Insmed Note 0.750% 6/0 (Principal) 0.7 $8.1M 7.3M 1.11
Jazz Investments I Note 1.500% 8/1 (Principal) 0.6 $7.1M 6.5M 1.10
Occidental Petroleum *w Exp 08/03/202 (OXY.WS) 0.6 $6.9M 500k 13.85
KBR Note 2.500%11/0 (Principal) 0.6 $6.7M 4.3M 1.57
Prospect Capital Corporation Note 6.375% 3/0 (Principal) 0.6 $6.5M 5.9M 1.11
Csg Systems International Note 4.250% 3/1 (Principal) 0.6 $6.5M 6.3M 1.04
Hope Bancorp Note 2.000% 5/1 (Principal) 0.6 $6.3M 6.4M 0.99
Neogenomics Note 0.250% 1/1 (Principal) 0.5 $5.9M 6.1M 0.98
Clear Channel Outdoor Holdings (CCO) 0.5 $5.9M 2.2M 2.64
Teekay Note 5.000% 1/1 (Principal) 0.5 $5.4M 5.4M 0.98
Southwest Airlines Note 1.250% 5/0 (Principal) 0.4 $4.7M 3.1M 1.52
Ringcentral Note 3/0 (Principal) 0.4 $4.5M 4.0M 1.10
Greenbrier Companies Note 2.875% 2/0 (Principal) 0.4 $4.2M 4.0M 1.07
Lendingtree Note 0.625% 6/0 (Principal) 0.4 $4.2M 3.5M 1.20
Kayne Anderson MLP Investment (KYN) 0.3 $3.8M 433k 8.89
Shopify Note 0.125%11/0 (Principal) 0.3 $3.8M 2.9M 1.31
Stem *w Exp 08/11/202 0.3 $3.6M 150k 23.76
Hostess Brands *w Exp 11/04/202 0.3 $3.3M 1.4M 2.42
Clover Health Investments *w Exp 04/21/202 0.3 $3.3M 642k 5.08
Skillz 0.3 $3.3M 150k 21.72
Baozun Note 1.625% 5/0 (Principal) 0.3 $3.1M 3.1M 1.01
Theravance Biopharma Note 3.250%11/0 (Principal) 0.3 $3.0M 3.2M 0.95
Splunk Note 0.500% 9/1 (Principal) 0.3 $3.0M 2.6M 1.17
Istar Note 3.125% 9/1 (Principal) 0.3 $3.0M 2.0M 1.51
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $2.9M 217k 13.26
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.2 $2.7M 2.0M 1.36
Landsea Homes Corp (LSEA) 0.2 $2.7M 319k 8.37
Nevro Corp Note 2.750% 4/0 (Principal) 0.2 $2.6M 1.5M 1.74
Usa Compression Partners Comunit Ltdpar (USAC) 0.2 $2.5M 152k 16.48
Spirit Airlines Note 1.000% 5/1 (Principal) 0.2 $2.4M 2.5M 0.96
Flexion Therapeutics 0.2 $2.4M 290k 8.23
Ssr Mining Note 2.500% 4/0 (Principal) 0.2 $2.4M 2.0M 1.19
Antero Midstream Corp antero midstream (AM) 0.2 $2.3M 225k 10.39
Kayne Anderson Mdstm Energy 0.2 $2.2M 295k 7.57
National Vision Holdings Note 2.500% 5/1 (Principal) 0.2 $2.2M 1.3M 1.77
Splunk Note 1.125% 9/1 (Principal) 0.2 $2.2M 1.8M 1.22
Simplify Interest Rate Hedge Simplify Interst (PFIX) 0.2 $2.2M 52k 41.41
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.2 $2.0M 291k 6.75
Colony Capital Note 5.000% 4/1 (Principal) 0.2 $1.9M 1.9M 1.04
Proofpoint Note 0.250% 8/1 (Principal) 0.2 $1.9M 1.5M 1.26
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.2 $1.8M 253k 7.18
Harmonic DBCV 2.000% 9/0 (Principal) 0.2 $1.8M 1.5M 1.19
New York Community Bancorp Trust Unit 11/01/2051 (NYCB.PU) 0.2 $1.8M 34k 51.53
Eventbrite Note 5.000%12/0 (Principal) 0.2 $1.8M 1.0M 1.76
Nuvasive Note 0.375% 3/1 (Principal) 0.2 $1.7M 1.7M 0.99
Integra Lifesciences Holdings Note 0.500% 8/1 (Principal) 0.1 $1.7M 1.5M 1.10
Meritor Note 3.250%10/1 (Principal) 0.1 $1.6M 1.5M 1.07
Ugi Unit 99/99/9999 (Principal) 0.1 $1.6M 15k 106.40
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.1 $1.6M 1.5M 1.06
Marriott Vacations Worldwide Corp Note 1.500% 9/1 (Principal) 0.1 $1.6M 1.3M 1.20
Purecycle Technologies *w Exp 01/28/202 (PCTTW) 0.1 $1.6M 128k 12.14
Revance Therapeutics (RVNC) 0.1 $1.5M 52k 29.64
Us Ecology *w Exp 10/17/202 0.1 $1.5M 218k 6.92
Nisource Unit 12/01/2023 (Principal) 0.1 $1.5M 15k 102.82
Atlanticus Holdings Note 5.875%11/3 (Principal) 0.1 $1.5M 887k 1.66
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.1 $1.5M 404k 3.62
Corenergy Infrastructure Trust Note 5.875% 8/1 (Principal) 0.1 $1.5M 1.6M 0.93
Curo Group Holdings Corp (CUROQ) 0.1 $1.4M 85k 17.00
Foley Trasimene Acquisition *w Exp 05/26/202 0.1 $1.4M 690k 2.07
Knowles Corp Note 3.250%11/0 (Principal) 0.1 $1.4M 1.3M 1.11
Joyy Note 3.000% 6/1 (Principal) 0.1 $1.4M 1.4M 1.01
Algonquin Power And Utilities $7.75 Unit 99/99/9999 (Principal) (AQNU) 0.1 $1.4M 28k 49.53
Finance Of America Companies *w Exp 04/08/202 (FOACW) 0.1 $1.4M 1.0M 1.33
Oil States International Note 1.500% 2/1 (Principal) 0.1 $1.3M 1.4M 0.94
Cheesecake Factory Note 0.375% 6/1 (Principal) 0.1 $1.3M 1.3M 0.99
Churchill Capital Corp Iv *w Exp 08/04/202 0.1 $1.2M 78k 15.91
Ship Finance International Note 4.875% 5/0 (Principal) 0.1 $1.2M 1.2M 0.99
Trip.com Group Debt 1.500% 7/0 (Principal) 0.1 $1.2M 850k 1.43
Apollo Commercial Real Estate Finance Note 5.375%10/1 (Principal) 0.1 $1.2M 1.2M 1.02
Omeros Note 5.250% 2/1 (Principal) 0.1 $1.1M 1.0M 1.12
Twitter Note 1.000% 9/1 (Principal) 0.1 $1.0M 1.0M 1.02
Team Note 5.000% 8/0 (Principal) 0.1 $1.0M 1.0M 0.96
Dish Network Note 2.375% 3/1 (Principal) 0.1 $973k 1.0M 0.97
Liberty Interactive Deb 3.750% 2/1 (Principal) 0.1 $962k 1.3M 0.76
Booking Holdings Note 0.750% 5/0 (Principal) 0.1 $958k 678k 1.41
Salient Midstream & Mlp Fund Sh Ben Int 0.1 $934k 157k 5.96
Nabors Industries Note 0.750% 1/1 (Principal) 0.1 $931k 1.3M 0.74
Intercept Pharmaceuticals Note 3.250% 7/0 (Principal) 0.1 $906k 1.0M 0.91
Landsea Homes *w Exp 01/07/202 (LSEAW) 0.1 $868k 2.9M 0.30
Austerlitz Acquisition *w Exp 02/19/202 (AUSCF) 0.1 $852k 487k 1.75
Liberty Latin America Note 2.000% 7/1 (Principal) 0.1 $808k 800k 1.01
Pdc Energy Note 1.125% 9/1 (Principal) 0.1 $773k 777k 0.99
Helix Energy Solutions Group Note 4.250% 5/0 (Principal) 0.1 $748k 750k 1.00
Curiositystream *w Exp 10/14/202 (CURIW) 0.1 $673k 147k 4.57
Mfa Financial Note 6.250% 6/1 (Principal) 0.0 $526k 518k 1.02
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $507k 38k 13.25
Supernus Pharmaceuticals Note 0.625% 4/0 (Principal) 0.0 $494k 500k 0.99
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $487k 130k 3.76
Nuveen Floating Rate Income Opportunity Fund Com Shs 0.0 $451k 46k 9.75
Enterprise Products Partners (EPD) 0.0 $355k 15k 24.13
Insmed Note 1.750% 1/1 (Principal) 0.0 $347k 330k 1.05
Uber Technologies (Principal) (UBER) 0.0 $341k 6.8k 50.12
Conmed Corp Note 2.625% 2/0 (Principal) 0.0 $323k 200k 1.61
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $245k 50k 4.88
Sofi Technologies *w Exp 05/28/202 0.0 $240k 28k 8.58
Genesis Energy Unit Ltd Partn (GEL) 0.0 $238k 21k 11.61
Willscot Mobile Mini Holdings Com Cl A (WSC) 0.0 $236k 8.5k 27.86
Apollo Sr Floating Rate Fd I (AFT) 0.0 $229k 15k 15.79
Sunrun (RUN) 0.0 $189k 3.4k 55.72
Eaton Vance Senior Income Trust Sh Ben Int (EVF) 0.0 $188k 28k 6.79
Weatherford Int'l Ord Shs (WFRD) 0.0 $173k 9.5k 18.19
Forum Energy Technologies Note 9.000% 8/0 (Principal) 0.0 $92k 92k 1.00
Mudrick Capital Acquisition *w Exp 09/10/202 0.0 $92k 22k 4.22
Pioneer Floating Rate Trust (PHD) 0.0 $78k 6.5k 11.98
Daseke *w Exp 02/27/202 0.0 $73k 628k 0.12
Eaton Vance Short Duration Diversified I (EVG) 0.0 $53k 4.0k 13.25
Dexcom Note 0.250%11/1 (Principal) 0.0 $52k 50k 1.04
Nuveen Sht Dur Cr Opp 0.0 $45k 3.0k 14.97
Pershing Square Tontine *w Exp 07/24/202 0.0 $41k 6.6k 6.21
Lion Electric *w Exp 05/06/202 (LEV.WS) 0.0 $23k 3.4k 6.75
Nuveen Floating Rate Income Fund (JFR) 0.0 $10k 1.0k 10.00
Skillsoft *w Exp 06/11/202 (SKILW) 0.0 $3.0k 1.5k 2.00