Zazove Associates

Zazove Associates as of Sept. 30, 2021

Portfolio Holdings for Zazove Associates

Zazove Associates holds 154 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Akamai Tech Note 0.375% 9/0 (Principal) 6.3 $72M 65M 1.10
Liberty Media Note 1.375%10/1 (Principal) 5.5 $63M 46M 1.36
Kaman Corporation Note 3.250% 5/0 (Principal) 5.3 $61M 60M 1.02
Pioneer Natural Resources Note 0.250% 5/1 (Principal) 5.3 $60M 37M 1.62
Jazz Investments I Note 2.000% 6/1 (Principal) 3.8 $43M 37M 1.16
Interdigital Note 2.000% 6/0 (Principal) 3.1 $36M 33M 1.08
Cnx Resources Note 2.250% 5/0 (Principal) 3.0 $34M 28M 1.25
Illumina Note 8/1 (Principal) 3.0 $34M 29M 1.17
Smart Global Holdings Note 2.250% 2/1 (Principal) 2.9 $33M 25M 1.31
Pebblebrook Hotel Trust Note 1.750%12/1 (Principal) 2.4 $27M 24M 1.12
Euronet Worldwide Note 0.750% 3/1 (Principal) 2.4 $27M 24M 1.11
Lumentum Holdings Note 0.500%12/1 (Principal) 2.3 $26M 24M 1.10
Sea Note 0.250% 9/1 (Principal) 2.2 $25M 25M 1.01
Air Transport Services Group Note 1.125%10/1 (Principal) 2.2 $25M 23M 1.08
Parsons Note 0.250% 8/1 (Principal) 1.9 $22M 22M 1.01
Splunk Note 1.125% 6/1 (Principal) 1.8 $21M 21M 1.00
Revance Therapeutics Note 1.750% 2/1 (Principal) 1.6 $18M 16M 1.15
Pinduoduo Note 12/0 (Principal) 1.5 $17M 18M 0.93
Urban One Cl D Non Vtg (UONEK) 1.4 $16M 2.4M 6.81
Middleby Note 1.000% 9/0 (Principal) 1.4 $16M 12M 1.43
Coupa Software Note 0.375% 6/1 (Principal) 1.4 $16M 15M 1.09
Hc2 Holdings Note 7.500% 8/0 (Principal) 1.3 $15M 12M 1.23
Zynga Note 0.250% 6/0 (Principal) 1.3 $15M 13M 1.14
Winnebago Industries Note 1.500% 4/0 (Principal) 1.3 $15M 11M 1.33
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.3 $15M 12M 1.18
Petiq Note 4.000% 6/0 (Principal) 1.2 $14M 12M 1.20
Flexion Therapeutics Note 3.375% 5/0 (Principal) 1.2 $14M 16M 0.89
Mesa Laboratories Note 1.375% 8/1 (Principal) 1.2 $14M 11M 1.22
Ssr Mining Note 2.500% 4/0 (Principal) 1.2 $13M 12M 1.14
Cumulus Media Com Cl A (CMLS) 1.1 $13M 1.0M 12.32
Ringcentral Note 3/1 (Principal) 1.1 $13M 13M 0.94
Sixth Street Specialty Lending Note 4.500% 8/0 (Principal) 1.0 $11M 9.6M 1.19
Summit Hotel Properties Note 1.500% 2/1 (Principal) 1.0 $11M 10M 1.06
1life Healthcare Note 3.000% 6/1 (Principal) 0.9 $11M 11M 0.95
Western Digital Corp Note 1.500% 2/0 (Principal) 0.9 $11M 10M 1.01
Helix Energy Solutions Group Note 6.750% 2/1 (Principal) 0.9 $10M 9.8M 1.04
Akamai Tech Note 0.125% 5/0 (Principal) 0.9 $10M 8.3M 1.21
Cyberark Software Note 11/1 (Principal) 0.9 $10M 8.4M 1.19
Solaredge Technologies Note 9/1 (Principal) 0.8 $9.3M 7.5M 1.24
Braemar Hotels And Resorts (BHR) 0.7 $8.4M 1.7M 4.85
Ares Capital Corporation Note 3.750% 2/0 (Principal) 0.7 $8.4M 7.8M 1.08
Okta Note 0.375% 6/1 (Principal) 0.7 $8.0M 6.6M 1.23
Insmed Note 0.750% 6/0 (Principal) 0.7 $7.8M 7.1M 1.10
Blueknight Energy Partners Com Unit 0.6 $7.3M 2.4M 3.05
Prospect Capital Corporation Note 6.375% 3/0 (Principal) 0.6 $7.3M 6.6M 1.10
Hope Bancorp Note 2.000% 5/1 (Principal) 0.6 $6.3M 6.4M 0.99
Clear Channel Outdoor Holdings (CCO) 0.5 $6.0M 2.2M 2.71
Neogenomics Note 0.250% 1/1 (Principal) 0.5 $6.0M 5.9M 1.01
Occidental Petroleum *w Exp 08/03/202 (OXY.WS) 0.5 $5.9M 500k 11.80
Ares Capital Corp Note 4.625% 3/0 (Principal) 0.5 $5.7M 5.2M 1.11
Varex Imaging Note 4.000% 6/0 (Principal) 0.4 $5.0M 3.2M 1.54
Teekay Note 5.000% 1/1 (Principal) 0.4 $4.8M 4.9M 0.99
Atlas Air Worldwide Holdings Note 1.875% 6/0 (Principal) 0.4 $4.8M 3.3M 1.45
Southwest Airlines Note 1.250% 5/0 (Principal) 0.4 $4.6M 3.1M 1.49
Ringcentral Note 3/0 (Principal) 0.4 $4.4M 4.5M 0.99
Revance Therapeutics 0.3 $3.9M 140k 27.86
Cheesecake Factory Note 0.375% 6/1 (Principal) 0.3 $3.8M 4.0M 0.95
Stride Note 1.125% 9/0 (Principal) 0.3 $3.8M 3.8M 1.00
Beauty Health *w Exp 05/04/202 0.3 $3.7M 258k 14.44
Kayne Anderson MLP Investment (KYN) 0.3 $3.5M 433k 8.00
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.3 $3.3M 2.0M 1.66
Splunk Note 0.500% 9/1 (Principal) 0.3 $3.0M 2.6M 1.17
Landsea Homes Corp 0.2 $2.8M 319k 8.66
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.2 $2.7M 1.5M 1.82
Pagerduty Note 1.250% 7/0 (Principal) 0.2 $2.6M 2.0M 1.28
Usa Compression Partners Comunit Ltdpar (USAC) 0.2 $2.5M 152k 16.57
Spirit Airlines Note 1.000% 5/1 (Principal) 0.2 $2.4M 2.5M 0.95
National Vision Holdings Note 2.500% 5/1 (Principal) 0.2 $2.4M 1.3M 1.92
Antero Midstream Corp antero midstream (AM) 0.2 $2.3M 225k 10.42
Flexion Therapeutics 0.2 $2.2M 369k 6.10
Kayne Anderson Mdstm Energy 0.2 $2.1M 295k 7.28
Simplify Interest Rate Hedge Simplify Interst (PFIX) 0.2 $2.1M 52k 40.66
Alight *w Exp 05/26/202 0.2 $2.1M 690k 3.09
Meritor Note 3.250%10/1 (Principal) 0.2 $2.1M 2.0M 1.06
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.2 $2.1M 2.0M 1.03
Liberty Latin America Note 2.000% 7/1 (Principal) 0.2 $2.0M 2.0M 1.02
Nevro Corp Note 2.750% 4/0 (Principal) 0.2 $2.0M 1.5M 1.35
KBR Note 2.500%11/0 (Principal) 0.2 $2.0M 1.3M 1.61
Nuveen Credit Strategies Income Fund Com Shs (Principal) (JQC) 0.2 $1.9M 291k 6.56
Digitalbridge Group Note 5.000% 4/1 (Principal) 0.2 $1.9M 1.9M 1.03
Baozun Note 1.625% 5/0 (Principal) 0.2 $1.9M 2.0M 0.93
Gdl Fund Com Sh Ben It (GDL) 0.2 $1.8M 203k 8.98
Harmonic DBCV 2.000% 9/0 (Principal) 0.2 $1.8M 1.5M 1.22
New York Community Bancorp Trust Unit 11/01/2051 (FLG.PU) 0.2 $1.8M 34k 53.11
Eventbrite Note 5.000%12/0 (Principal) 0.2 $1.7M 1.0M 1.74
Hostess Brands *w Exp 11/04/202 0.2 $1.7M 579k 2.99
Nuvasive Note 0.375% 3/1 (Principal) 0.1 $1.7M 1.7M 0.97
Integra Lifesciences Holdings Note 0.500% 8/1 (Principal) 0.1 $1.7M 1.5M 1.11
Shopify Note 0.125%11/0 (Principal) 0.1 $1.6M 1.3M 1.23
Pacira Biosciences Note 0.750% 8/0 (Principal) 0.1 $1.6M 1.5M 1.08
Splunk Note 1.125% 9/1 (Principal) 0.1 $1.6M 1.3M 1.22
Marriott Vacations Worldwide Corp Note 1.500% 9/1 (Principal) 0.1 $1.6M 1.3M 1.18
Nisource Unit 12/01/2023 (Principal) 0.1 $1.5M 15k 103.91
Ugi Unit 99/99/9999 (Principal) 0.1 $1.5M 15k 99.73
Corenergy Infrastructure Trust Note 5.875% 8/1 (Principal) 0.1 $1.5M 1.6M 0.94
Algonquin Power And Utilities Unit 99/99/9999 (Principal) (AQNU) 0.1 $1.3M 28k 48.63
Knowles Corp Note 3.250%11/0 (Principal) 0.1 $1.3M 1.3M 1.03
Oil States International Note 1.500% 2/1 (Principal) 0.1 $1.3M 1.4M 0.94
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.1 $1.3M 253k 4.99
Ship Finance International Note 4.875% 5/0 (Principal) 0.1 $1.2M 1.2M 1.01
Austerlitz Acquisition *w Exp 02/19/202 (AUSCF) 0.1 $1.2M 726k 1.67
Us Ecology *w Exp 10/17/202 0.1 $1.2M 218k 5.52
Apollo Commercial Real Estate Finance Note 5.375%10/1 (Principal) 0.1 $1.2M 1.2M 1.02
Theravance Biopharma Note 3.250%11/0 (Principal) 0.1 $1.2M 1.3M 0.93
Nabors Industries Note 0.750% 1/1 (Principal) 0.1 $1.1M 1.3M 0.90
First Majestic Silver Note 1.875% 3/0 (Principal) 0.1 $1.1M 846k 1.30
Trip.com Group Debt 1.500% 7/0 (Principal) 0.1 $1.1M 850k 1.28
Omeros Note 5.250% 2/1 (Principal) 0.1 $1.1M 1.0M 1.07
Transocean Deb 0.500% 1/3 (Principal) 0.1 $1.1M 1.3M 0.85
Silicon Laboratories Note 0.625% 6/1 (Principal) 0.1 $1.0M 790k 1.29
Booking Holdings Note 0.750% 5/0 (Principal) 0.1 $1.0M 678k 1.49
Team Note 5.000% 8/0 (Principal) 0.1 $1.0M 1.0M 0.96
Salient Midstream & Mlp Fund Sh Ben Int 0.1 $995k 157k 6.35
Liberty Interactive Deb 3.750% 2/1 (Principal) 0.1 $987k 1.3M 0.78
Dish Network Note 2.375% 3/1 (Principal) 0.1 $978k 1.0M 0.98
Ironnet *w Exp 08/26/202 0.1 $927k 204k 4.55
Intercept Pharmaceuticals Note 3.250% 7/0 (Principal) 0.1 $907k 1.0M 0.91
Sofi Technologies *w Exp 05/28/202 0.1 $874k 140k 6.24
Joyy Note 0.750% 6/1 (Principal) 0.1 $809k 860k 0.94
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.1 $750k 404k 1.86
Helix Energy Solutions Group Note 4.250% 5/0 (Principal) 0.1 $750k 750k 1.00
Landsea Homes *w Exp 01/07/202 0.1 $714k 2.9M 0.24
Theravance Biopharma (TBPH) 0.1 $678k 92k 7.40
Finance Of America Companies *w Exp 04/08/202 (FOACW) 0.1 $650k 1.0M 0.64
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $536k 130k 4.14
Mfa Financial Note 6.250% 6/1 (Principal) 0.0 $532k 518k 1.03
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $511k 38k 13.35
Supernus Pharmaceuticals Note 0.625% 4/0 (Principal) 0.0 $492k 500k 0.98
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $487k 174k 2.79
Nuveen Floating Rate Income Opportunity Fund Com Shs 0.0 $462k 46k 9.99
Curiositystream *w Exp 10/14/202 (CURIW) 0.0 $444k 150k 2.96
Freyr Battery *w Exp 10/31/202 0.0 $388k 140k 2.78
Wm Technology *w Exp 06/16/202 (MAPSW) 0.0 $346k 73k 4.77
Enterprise Products Partners (EPD) 0.0 $318k 15k 21.62
Conmed Corp Note 2.625% 2/0 (Principal) 0.0 $310k 200k 1.55
Wix.com Note 8/1 (Principal) 0.0 $290k 300k 0.97
Willscot Mobile Mini Holdings Com Cl A (WSC) 0.0 $269k 8.5k 31.76
Apollo Sr Floating Rate Fd I (AFT) 0.0 $229k 15k 15.79
Genesis Energy Unit Ltd Partn (GEL) 0.0 $204k 21k 9.95
Weatherford Int'l Ord Shs (WFRD) 0.0 $187k 9.5k 19.66
The Metals Company *w Exp 09/09/202 (TMCWW) 0.0 $181k 188k 0.97
Jasper Therapeutics *w Exp 12/01/202 (JSPRW) 0.0 $178k 125k 1.42
Daseke *w Exp 02/27/202 0.0 $128k 621k 0.21
Jazz Investments I Note 1.500% 8/1 (Principal) 0.0 $122k 120k 1.02
Forum Energy Technologies Note 9.000% 8/0 (Principal) 0.0 $89k 92k 0.96
Helix Energy Solutions (HLX) 0.0 $78k 20k 3.90
Pioneer Floating Rate Trust (PHD) 0.0 $75k 6.5k 11.52
Nuveen Sht Dur Cr Opp 0.0 $45k 3.0k 14.97
Mudrick Capital Acquisition *w Exp 09/10/202 0.0 $13k 22k 0.60
Lion Electric *w Exp 05/06/202 (LEVWQ) 0.0 $12k 3.4k 3.52
Nuveen Floating Rate Income Fund (JFR) 0.0 $10k 1.0k 10.00
Pershing Square Tontine *w Exp 07/24/202 0.0 $8.0k 6.6k 1.21
Skillsoft *w Exp 06/11/202 (SKILW) 0.0 $4.0k 1.5k 2.67
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.0 $2.0k 300.00 6.67