Zazove Associates

Zazove Associates as of March 31, 2022

Portfolio Holdings for Zazove Associates

Zazove Associates holds 166 positions in its portfolio as reported in the March 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Akamai Technologies Note 0.375% 9/0 (Principal) 6.6 $75M 65M 1.16
Illumina Note 8/1 (Principal) 5.3 $60M 55M 1.10
Liberty Media Note 1.375%10/1 (Principal) 4.5 $51M 36M 1.41
Jazz Investments I Note 2.000% 6/1 (Principal) 4.2 $47M 39M 1.22
Euronet Worldwide Note 0.750% 3/1 (Principal) 3.8 $43M 38M 1.13
Interdigital Note 2.000% 6/0 (Principal) 3.1 $35M 34M 1.03
Kaman Note 3.250% 5/0 (Principal) 2.7 $31M 30M 1.03
Lumentum Holdings Note 0.500%12/1 (Principal) 2.5 $29M 25M 1.17
Pebblebrook Hotel Trust Note 1.750%12/1 (Principal) 2.4 $28M 24M 1.16
Air Transport Services Group Note 1.125%10/1 (Principal) 2.4 $27M 23M 1.19
Ssr Mining Note 2.500% 4/0 (Principal) 2.3 $27M 19M 1.40
Southwest Airlines Note 1.250% 5/0 (Principal) 2.1 $24M 17M 1.36
Shopify Note 0.125%11/0 (Principal) 2.1 $24M 25M 0.95
Parsons Note 0.250% 8/1 (Principal) 2.0 $23M 22M 1.06
Splunk Note 1.125% 9/1 (Principal) 1.9 $21M 18M 1.20
Mesa Laboratories Note 1.375% 8/1 (Principal) 1.7 $19M 18M 1.08
Dexcom Note 0.250%11/1 (Principal) 1.6 $18M 16M 1.15
Petiq Note 4.000% 6/0 (Principal) 1.6 $18M 16M 1.13
Occidental Petroleum *w Exp 08/03/202 (OXY.WS) 1.5 $18M 500k 35.16
Bank Of America 7.25%CNV PFD L (BAC.PL) 1.5 $17M 13k 1310.98
Tyler Technologies Note 0.250% 3/1 (Principal) 1.4 $16M 14M 1.10
Revance Therapeutics Note 1.750% 2/1 (Principal) 1.3 $15M 16M 0.94
Halozyme Therapeutics Note 0.250% 3/0 (Principal) 1.3 $15M 17M 0.88
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.3 $14M 13M 1.10
Innovate Note 7.500% 8/0 (Principal) 1.3 $14M 12M 1.15
Urban One Class D Cl D Non Vtg (UONEK) 1.2 $14M 2.7M 5.19
Middleby Note 1.000% 9/0 (Principal) 1.2 $14M 10M 1.38
Braemar Hotels And Resorts (BHR) 1.1 $12M 2.0M 6.18
Winnebago Industries Note 1.500% 4/0 (Principal) 1.1 $12M 11M 1.09
Sixth Street Specialty Lending Note 4.500% 8/0 (Principal) 1.1 $12M 9.6M 1.28
Booking Holdings Note 0.750% 5/0 (Principal) 1.0 $11M 7.6M 1.47
Helix Energy Solutions Group Note 6.750% 2/1 (Principal) 1.0 $11M 9.8M 1.13
Cumulus Media Com Cl A (CMLS) 1.0 $11M 1.1M 9.99
Akamai Technologies Note 0.125% 5/0 (Principal) 1.0 $11M 8.3M 1.32
Summit Hotel Properties Note 1.500% 2/1 (Principal) 0.9 $11M 10M 1.04
Cheesecake Factory Note 0.375% 6/1 (Principal) 0.9 $10M 11M 0.90
Ford Motor Note 3/1 (Principal) 0.9 $9.9M 8.4M 1.18
Cyberark Software Note 11/1 (Principal) 0.8 $9.6M 7.7M 1.24
Zillow Group Note 2.750% 5/1 (Principal) 0.8 $9.2M 8.1M 1.13
Lci Industries Note 1.125% 5/1 (Principal) 0.8 $8.7M 9.5M 0.92
Cvr Partners (UAN) 0.7 $8.4M 61k 137.97
Airbnb Note 3/1 (Principal) 0.7 $8.1M 8.3M 0.97
Blueknight Energy Partners Com Unit 0.7 $8.0M 2.4M 3.34
Clear Channel Outdoor Holdings (CCO) 0.7 $7.7M 2.2M 3.46
Okta Note 0.375% 6/1 (Principal) 0.7 $7.4M 7.6M 0.98
Prospect Capital Note 6.375% 3/0 (Principal) 0.6 $7.2M 6.6M 1.10
Zendesk Note 0.625% 6/1 (Principal) 0.6 $7.1M 5.6M 1.27
Hope Bancorp Note 2.000% 5/1 (Principal) 0.6 $7.1M 7.2M 0.99
Western Digital Note 1.500% 2/0 (Principal) 0.6 $6.6M 6.8M 0.97
Ares Capital Note 4.625% 3/0 (Principal) 0.6 $6.3M 5.6M 1.13
Garrett Motion Pfd Conv Ser A 0.5 $5.9M 721k 8.22
Royal Caribbean Cruises Note 4.250% 6/1 (Principal) 0.5 $5.7M 4.3M 1.31
Blueknight Energy Partners Pfd Unit Ser A 0.5 $5.6M 670k 8.43
Ncl Corporation Note 5.375% 8/0 (Principal) 0.5 $5.5M 3.8M 1.45
Snap Note 0.250% 5/0 (Principal) 0.5 $5.3M 3.0M 1.77
Cnx Resources Note 2.250% 5/0 (Principal) 0.5 $5.2M 3.0M 1.73
1life Healthcare Note 3.000% 6/1 (Principal) 0.5 $5.2M 6.0M 0.87
Pagerduty Note 1.250% 7/0 (Principal) 0.5 $5.2M 4.5M 1.15
Digital World Acquisition *w Exp 06/30/202 (DJTWW) 0.4 $5.0M 299k 16.79
Atlas Air Worldwide Holdings Note 2.250% 6/0 (Principal) 0.4 $5.0M 4.4M 1.15
Guardant Health Note 11/1 (Principal) 0.4 $4.7M 5.7M 0.81
Kayne Anderson MLP Investment (KYN) 0.4 $4.3M 469k 9.22
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.4 $4.2M 2.0M 2.11
Shift4 Payments Note 12/1 (Principal) 0.4 $4.0M 3.9M 1.05
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.3 $3.5M 1.5M 2.34
Solaredge Technologies Note 9/1 (Principal) 0.3 $3.3M 2.4M 1.38
Beauty Health Com Cl A (SKIN) 0.3 $3.3M 194k 16.88
Harmonic DBCV 2.000% 9/0 (Principal) 0.3 $3.2M 2.5M 1.28
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.3 $3.0M 3.0M 1.00
Splunk Note 0.500% 9/1 (Principal) 0.3 $2.9M 2.6M 1.14
Smart Global Holdings Note 2.250% 2/1 (Principal) 0.3 $2.9M 2.0M 1.45
Marriott Vacations Worldwide Note 1.500% 9/1 (Principal) 0.3 $2.9M 2.5M 1.14
Expedia Group Note 2/1 (Principal) 0.2 $2.8M 2.3M 1.24
Stride Note 1.125% 9/0 (Principal) 0.2 $2.8M 2.8M 1.00
Landsea Homes Corp (LSEA) 0.2 $2.7M 319k 8.55
KBR Note 2.500%11/0 (Principal) 0.2 $2.7M 1.3M 2.17
Hertz Global *w Exp 06/30/205 (HTZWW) 0.2 $2.7M 176k 15.26
Usa Compression Partners Comunit Ltdpar (USAC) 0.2 $2.7M 152k 17.61
Simplify Interest Rate Hedge Simplify Interst (PFIX) 0.2 $2.6M 52k 49.85
Kayne Anderson Mdstm Energy 0.2 $2.6M 299k 8.57
Ringcentral Note 3/0 (Principal) 0.2 $2.5M 2.8M 0.87
Antero Midstream Corp antero midstream (AM) 0.2 $2.4M 225k 10.87
Burlington Stores Note 2.250% 4/1 (Principal) 0.2 $2.3M 2.0M 1.15
Meritor Note 3.250%10/1 (Principal) 0.2 $2.2M 2.0M 1.10
BRC *w Exp 02/09/202 0.2 $2.1M 456k 4.51
Block Note 0.125% 3/0 (Principal) 0.2 $2.0M 1.6M 1.31
Proshares Ultrapro Short 20 Year 3x Treasury Ulsh 20yrtre New (TTT) 0.2 $2.0M 50k 40.68
Digitalbridge Group Note 5.000% 4/1 (Principal) 0.2 $1.9M 1.9M 1.02
Liberty Latin America Note 2.000% 7/1 (Principal) 0.2 $1.8M 2.0M 0.92
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.2 $1.8M 291k 6.18
Alight Com Cl A (ALIT) 0.2 $1.8M 180k 9.95
Gdl Fund Com Sh Ben It (GDL) 0.2 $1.7M 203k 8.60
Bentley Systems Note 0.125% 1/1 (Principal) 0.2 $1.7M 1.8M 0.99
Revance Therapeutics (RVNC) 0.1 $1.7M 86k 19.50
Integra Lifesciences Holdings Note 0.500% 8/1 (Principal) 0.1 $1.6M 1.5M 1.06
New York Community Bancorp Trust Unit 11/01/2051 (NYCB.PU) 0.1 $1.5M 30k 49.49
Eventbrite Note 5.000%12/0 (Principal) 0.1 $1.5M 1.0M 1.46
Corenergy Infrastructure Trust Note 5.875% 8/1 (Principal) 0.1 $1.5M 1.6M 0.93
Sofi Technologies (SOFI) 0.1 $1.4M 150k 9.45
Cf Acquisition *w Exp 02/18/202 0.1 $1.3M 387k 3.43
Salient Midstream & Mlp Fund Sh Ben Int 0.1 $1.3M 157k 8.24
Oil States International Note 1.500% 2/1 (Principal) 0.1 $1.3M 1.4M 0.95
Ship Finance International Note 4.875% 5/0 (Principal) 0.1 $1.3M 1.2M 1.03
Theravance Biopharma Note 3.250%11/0 (Principal) 0.1 $1.2M 1.3M 0.96
Transocean Deb 0.500% 1/3 (Principal) 0.1 $1.2M 1.3M 0.95
Nabors Industries Note 0.750% 1/1 (Principal) 0.1 $1.2M 1.3M 0.94
Apollo Commercial Real Estate Finance Note 5.375%10/1 (Principal) 0.1 $1.1M 1.2M 1.00
Shake Shack Note 3/0 (Principal) 0.1 $1.1M 1.4M 0.81
Rlj Lodging Trust $1.95 Cum Conv Pfd A (RLJ.PA) 0.1 $1.1M 39k 27.63
Pinterest Cl A (PINS) 0.1 $984k 40k 24.60
Radius Health Note 3.000% 9/0 (Principal) 0.1 $969k 1.0M 0.97
Us Ecology *w Exp 10/17/202 0.1 $948k 216k 4.40
Dish Network Note 2.375% 3/1 (Principal) 0.1 $938k 1.0M 0.94
Intercept Pharmaceuticals Note 3.250% 7/0 (Principal) 0.1 $918k 1.0M 0.92
Forum Energy Technologies Note 9.000% 8/0 (Principal) 0.1 $880k 892k 0.99
Liberty Interactive Deb 3.750% 2/1 (Principal) 0.1 $867k 1.3M 0.68
Sea Note 0.250% 9/1 (Principal) 0.1 $801k 1.0M 0.80
Team Note 5.000% 8/0 (Principal) 0.1 $784k 871k 0.90
Helix Energy Solutions Group Note 4.250% 5/0 (Principal) 0.1 $751k 750k 1.00
Landsea Homes *w Exp 01/07/202 (LSEAW) 0.1 $659k 2.9M 0.23
Bakkt Holdings *w Exp 10/25/202 (BKKT.WS) 0.1 $653k 316k 2.07
Chegg Note 9/0 (Principal) 0.1 $636k 776k 0.82
Haemonetics Note 3/0 (Principal) 0.1 $629k 750k 0.84
Freyr Battery *w Exp 10/31/202 0.1 $590k 140k 4.22
Theravance Biopharma (TBPH) 0.1 $570k 60k 9.56
Mfa Financial Note 6.250% 6/1 (Principal) 0.0 $519k 518k 1.00
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $498k 38k 13.01
Pennymac Mortgage Investment Trust Note 5.500% 3/1 (Principal) 0.0 $477k 500k 0.95
Inspirato *w Exp 02/11/202 (ISPOW) 0.0 $432k 227k 1.90
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.0 $429k 150k 2.85
Austerlitz Acquisition *w Exp 02/19/202 (AUSCF) 0.0 $410k 726k 0.56
Arqit Quantum *w Exp 11/02/202 (ARQQW) 0.0 $403k 90k 4.48
Enterprise Products Partners (EPD) 0.0 $380k 15k 25.83
Mirion Technologies *w Exp 10/20/202 (MIR.WS) 0.0 $354k 200k 1.77
Weatherford International Ord Shs (WFRD) 0.0 $317k 9.5k 33.33
Finance Of America Companies *w Exp 04/08/202 (FOA.WS) 0.0 $303k 815k 0.37
Teekay Note 5.000% 1/1 (Principal) 0.0 $302k 296k 1.02
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.0 $287k 547k 0.52
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.0 $277k 253k 1.09
National CineMedia 0.0 $269k 106k 2.54
Finance Of America Companies Com Cl A (FOA) 0.0 $258k 85k 3.04
Genesis Energy Unit Ltd Partn (GEL) 0.0 $240k 21k 11.71
El Paso Energy Capital Trust Pfd Cv Tr Sec 28 (EP.PC) 0.0 $235k 4.7k 49.94
Ironnet *w Exp 08/26/202 0.0 $232k 205k 1.13
Apollo Sr Floating Rate Fd I (AFT) 0.0 $212k 15k 14.61
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $207k 130k 1.60
Ringcentral Note 3/1 (Principal) 0.0 $199k 240k 0.83
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $175k 174k 1.00
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $168k 15k 11.20
Goldman Sachs Mlp Energy Renai Com cef 0.0 $131k 11k 12.06
Helix Energy Solutions (HLX) 0.0 $96k 20k 4.80
Wm Technology *w Exp 06/16/202 (MAPSW) 0.0 $81k 37k 2.19
Gores Guggenheim *w Exp 03/25/202 0.0 $78k 25k 3.18
Curiositystream *w Exp 10/14/202 (CURIW) 0.0 $70k 150k 0.47
23andme Class A Com (ME) 0.0 $57k 15k 3.85
Black Mountain Acquisition *w Exp 10/15/202 0.0 $56k 210k 0.27
Motive Capital *w Exp 99/99/999 0.0 $51k 125k 0.41
Blue Ocean Acquisition *w Exp 12/02/202 (BOCNW) 0.0 $50k 169k 0.30
Vahanna Tech Edge Acquisition *w Exp 11/30/202 0.0 $50k 151k 0.33
Ftac Zeus Acquisition *w Exp 04/15/202 0.0 $46k 125k 0.37
C5 Acquisition *w Exp 12/31/202 0.0 $39k 109k 0.36
Crypto 1 Acquisition *w Exp 04/30/202 0.0 $33k 125k 0.26
Jasper Therapeutics *w Exp 12/01/202 (JSPRW) 0.0 $22k 66k 0.34
Mudrick Capital Acquisition *w Exp 09/10/202 0.0 $9.0k 22k 0.41
Good Works Ii Acquisition *w Exp 02/01/202 0.0 $7.0k 31k 0.23
East Stone Acquisition *w Exp 12/31/202 0.0 $6.0k 30k 0.20