Zazove Associates

Zazove Associates as of June 30, 2022

Portfolio Holdings for Zazove Associates

Zazove Associates holds 185 positions in its portfolio as reported in the June 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Akamai Technologies Note 0.375% 9/0 (Principal) 6.0 $64M 64M 0.99
Jazz Investments I Note 2.000% 6/1 (Principal) 4.2 $44M 38M 1.18
Liberty Media Note 1.375%10/1 (Principal) 3.9 $41M 35M 1.18
Euronet Worldwide Note 0.750% 3/1 (Principal) 3.7 $39M 38M 1.02
Ford Motor Note 3/1 (Principal) 2.9 $31M 34M 0.92
Workday Note 0.250%10/0 (Principal) 2.7 $28M 27M 1.05
Kaman Note 3.250% 5/0 (Principal) 2.7 $28M 30M 0.95
Southwest Airlines Note 1.250% 5/0 (Principal) 2.6 $28M 24M 1.18
Booking Holdings Note 0.750% 5/0 (Principal) 2.6 $27M 22M 1.21
Parsons Note 0.250% 8/1 (Principal) 2.5 $26M 24M 1.06
Lumentum Holdings Note 0.500%12/1 (Principal) 2.3 $25M 24M 1.03
Air Transport Services Group Note 1.125%10/1 (Principal) 2.2 $24M 22M 1.07
Ssr Mining Note 2.500% 4/0 (Principal) 2.2 $23M 20M 1.15
Nrg Energy DBCV 2.750% 6/0 (Principal) 2.2 $23M 21M 1.08
Middleby Note 1.375% 8/1 (Principal) 2.1 $22M 20M 1.13
Cracker Barrel Old Country Store Note 0.625% 6/1 (Principal) 2.1 $22M 27M 0.82
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal) 2.0 $21M 22M 0.99
Pebblebrook Hotel Trust Note 1.750%12/1 (Principal) 2.0 $21M 24M 0.90
John Bean Technologies Note 0.250% 5/1 (Principal) 1.8 $19M 21M 0.93
Tyler Technologies Note 0.250% 3/1 (Principal) 1.8 $19M 20M 0.94
Occidental Petroleum *w Exp 08/03/202 (OXY.WS) 1.8 $19M 500k 37.25
Splunk Note 1.125% 9/1 (Principal) 1.6 $16M 17M 0.94
Mesa Laboratories Note 1.375% 8/1 (Principal) 1.5 $16M 17M 0.94
Bank Of America 7.25%CNV PFD L (BAC.PL) 1.5 $16M 13k 1202.75
Petiq Note 4.000% 6/0 (Principal) 1.5 $16M 16M 0.97
Solaredge Technologies Note 9/1 (Principal) 1.2 $13M 11M 1.21
Revance Therapeutics Note 1.750% 2/1 (Principal) 1.2 $12M 15M 0.81
Cyberark Software Note 11/1 (Principal) 1.1 $12M 11M 1.06
Winnebago Industries Note 1.500% 4/0 (Principal) 1.1 $12M 11M 1.03
Dexcom Note 0.250%11/1 (Principal) 1.1 $12M 13M 0.92
Blueknight Energy Partners Com Unit 1.0 $11M 2.4M 4.52
Urban One Cl D Non Vtg (UONEK) 1.0 $10M 2.4M 4.28
Innovate Note 7.500% 8/0 (Principal) 1.0 $10M 12M 0.84
Sixth Street Specialty Lending Note 4.500% 8/0 (Principal) 1.0 $10M 9.6M 1.05
Cumulus Media Com Cl A (CMLS) 0.9 $9.4M 1.2M 7.73
Helix Energy Solutions Group Note 6.750% 2/1 (Principal) 0.9 $9.1M 9.6M 0.95
Imax Note 0.500% 4/0 (Principal) 0.8 $9.0M 10M 0.89
Halozyme Therapeutics Note 0.250% 3/0 (Principal) 0.8 $8.8M 10M 0.89
Akamai Technologies Note 0.125% 5/0 (Principal) 0.8 $8.8M 8.0M 1.10
Summit Hotel Properties Note 1.500% 2/1 (Principal) 0.8 $8.7M 10M 0.84
Braemar Hotels And Resorts (BHR) 0.8 $8.6M 2.0M 4.29
Cheesecake Factory Note 0.375% 6/1 (Principal) 0.8 $8.3M 11M 0.77
Cvr Partners (UAN) 0.7 $7.1M 71k 99.84
Shopify Note 0.125%11/0 (Principal) 0.7 $7.0M 8.3M 0.84
Hope Bancorp Note 2.000% 5/1 (Principal) 0.7 $7.0M 7.2M 0.97
Etsy Note 0.250% 6/1 (Principal) 0.6 $6.6M 9.1M 0.72
Airbnb Note 3/1 (Principal) 0.6 $6.5M 7.9M 0.83
Prospect Capital Note 6.375% 3/0 (Principal) 0.6 $6.1M 6.0M 1.01
Okta Note 0.375% 6/1 (Principal) 0.6 $6.1M 7.2M 0.84
Garrett Motion Pfd Conv Ser A 0.6 $5.9M 721k 8.20
Ares Capital Note 4.625% 3/0 (Principal) 0.6 $5.8M 5.6M 1.05
Lci Industries Note 1.125% 5/1 (Principal) 0.5 $5.7M 6.2M 0.91
Shift4 Payments Note 12/1 (Principal) 0.5 $5.3M 6.6M 0.81
Clear Channel Outdoor Holdings (CCO) 0.5 $5.1M 4.8M 1.07
1life Healthcare Note 3.000% 6/1 (Principal) 0.4 $4.7M 5.7M 0.83
Pagerduty Note 1.250% 7/0 (Principal) 0.4 $4.5M 4.5M 0.99
Beauty Health Com Cl A (SKIN) 0.4 $4.4M 340k 12.86
Royal Caribbean Cruises Note 4.250% 6/1 (Principal) 0.4 $4.2M 4.3M 0.96
Blueknight Energy Partners Pfd Conv Stp A 0.4 $4.1M 484k 8.53
Kayne Anderson MLP Investment (KYN) 0.4 $3.9M 469k 8.38
Cnx Resources Note 2.250% 5/0 (Principal) 0.3 $3.7M 2.5M 1.46
Ncl Corporation Note 5.375% 8/0 (Principal) 0.3 $3.6M 3.8M 0.97
Marriott Vacations Worldwide Note 1.500% 9/1 (Principal) 0.3 $3.6M 3.6M 1.00
Guardant Health Note 11/1 (Principal) 0.3 $3.6M 5.7M 0.63
Block Note 0.125% 3/0 (Principal) 0.3 $3.4M 3.7M 0.94
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.3 $3.4M 2.0M 1.72
Illumina Note 8/1 (Principal) 0.3 $3.3M 3.4M 0.96
Urban One Cl A (UONE) 0.3 $3.2M 586k 5.46
Harmonic DBCV 2.000% 9/0 (Principal) 0.3 $3.0M 2.5M 1.20
Simplify Interest Rate Hedge Simplify Interst (PFIX) 0.3 $3.0M 52k 56.47
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.3 $2.9M 3.0M 0.95
Etsy Note 0.125%10/0 (Principal) 0.3 $2.8M 2.5M 1.14
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.3 $2.8M 1.5M 1.88
Hertz Global *w Exp 06/30/205 (HTZWW) 0.3 $2.6M 271k 9.78
Smart Global Holdings Note 2.250% 2/1 (Principal) 0.3 $2.6M 2.5M 1.06
Usa Compression Partners Comunit Ltdpar (USAC) 0.2 $2.5M 152k 16.72
Splunk Note 0.500% 9/1 (Principal) 0.2 $2.4M 2.6M 0.96
KBR Note 2.500%11/0 (Principal) 0.2 $2.4M 1.3M 1.93
Ringcentral Note 3/0 (Principal) 0.2 $2.3M 2.8M 0.82
Insulet Corp Note 0.375% 9/0 (Principal) 0.2 $2.3M 2.0M 1.15
Kayne Anderson Mdstm Energy 0.2 $2.2M 299k 7.51
Digital World Acquisition *w Exp 06/30/202 (DJTWW) 0.2 $2.2M 385k 5.79
Meritor Note 3.250%10/1 (Principal) 0.2 $2.2M 2.0M 1.10
Stride Note 1.125% 9/0 (Principal) 0.2 $2.2M 2.2M 1.00
Landsea Homes Corp (LSEA) 0.2 $2.1M 319k 6.66
Antero Midstream Corp antero midstream (AM) 0.2 $2.0M 225k 9.05
Conmed Note 2.625% 2/0 (Principal) 0.2 $2.0M 1.6M 1.21
Twitter Note 3/1 (Principal) 0.2 $1.8M 2.0M 0.89
Bausch Health Companies (BHC) 0.2 $1.7M 207k 8.36
Gdl Fund Com Sh Ben It (GDL) 0.2 $1.7M 203k 8.21
Nisource Unit 12/01/2023 (Principal) 0.2 $1.6M 15k 113.05
Salient Midstream & Mlp Fund Sh Ben Int 0.2 $1.6M 217k 7.57
Block Note 0.500% 5/1 (Principal) 0.2 $1.6M 1.5M 1.10
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.1 $1.5M 291k 5.20
Imax Corp Cad (IMAX) 0.1 $1.5M 89k 16.89
Snap Note 0.250% 5/0 (Principal) 0.1 $1.5M 1.5M 0.99
BRC Com Cl A (BRCC) 0.1 $1.5M 181k 8.16
Integra Lifesciences Holdings Note 0.500% 8/1 (Principal) 0.1 $1.4M 1.5M 0.95
Ugi Unit 99/99/9999 (Principal) 0.1 $1.4M 15k 91.53
Proshares Ultrapro Short 20 Year 3x Treasury Ulsh 20yrtre New (TTT) 0.1 $1.3M 23k 57.75
New York Community Bancorp Trust Unit 05/07/2051 (NYCB.PU) 0.1 $1.3M 28k 45.72
Digitalbridge Group Note 5.000% 4/1 (Principal) 0.1 $1.2M 1.2M 0.99
Corenergy Infrastructure Trust Note 5.875% 8/1 (Principal) 0.1 $1.2M 1.6M 0.78
Algonquin Power And Utilities Unit 99/99/9999 (Principal) (AQNU) 0.1 $1.2M 28k 43.83
Alight Com Cl A (ALIT) 0.1 $1.2M 180k 6.75
Revance Therapeutics (RVNC) 0.1 $1.2M 86k 13.82
Atlas Air Worldwide Holdings Note 1.875% 6/0 (Principal) 0.1 $1.2M 1.0M 1.18
National CineMedia 0.1 $1.2M 1.3M 0.92
Chefs Warehouse In Note 1.875%12/0 (Principal) 0.1 $1.1M 1.0M 1.10
Radius Health Note 3.000% 9/0 (Principal) 0.1 $974k 1.0M 0.97
Sofi Technologies (SOFI) 0.1 $843k 160k 5.27
Mirion Technologies *w Exp 10/20/202 0.1 $816k 804k 1.01
Team Note 5.000% 8/0 (Principal) 0.1 $783k 871k 0.90
Verint Systems Note 0.250% 4/1 (Principal) 0.1 $734k 800k 0.92
Zendesk Note 0.625% 6/1 (Principal) 0.1 $656k 675k 0.97
Rlj Lodging Trust Cum Conv Pfd A (RLJ.PA) 0.1 $628k 24k 25.98
Landsea Homes *w Exp 01/07/202 (LSEAW) 0.1 $618k 2.7M 0.23
Liberty Interactive Deb 3.750% 2/1 (Principal) 0.1 $611k 1.3M 0.48
Riverview Acquisition *w Exp 99/99/999 0.1 $570k 579k 0.98
Theravance Biopharma (TBPH) 0.1 $540k 60k 9.06
Theravance Biopharma Note 3.250%11/0 (Principal) 0.1 $539k 580k 0.93
Cf Acquisition *w Exp 02/18/202 0.0 $520k 387k 1.35
Dish Network Note 2.375% 3/1 (Principal) 0.0 $484k 549k 0.88
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $436k 38k 11.39
Forum Energy Technologies Note 9.000% 8/0 (Principal) 0.0 $413k 429k 0.96
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.0 $408k 150k 2.71
Nabors Industries Note 0.750% 1/1 (Principal) 0.0 $361k 386k 0.94
Enterprise Products Partners (EPD) 0.0 $358k 15k 24.34
Chegg Note 9/0 (Principal) 0.0 $342k 461k 0.74
Docusign Note 1/1 (Principal) 0.0 $324k 350k 0.93
Ready Capital 7% CN SR NT 2023 (Principal) 0.0 $303k 12k 25.04
Teekay Note 5.000% 1/1 (Principal) 0.0 $302k 296k 1.02
Apollo Commercial Real Estate Finance Note 5.375%10/1 (Principal) 0.0 $295k 300k 0.98
Interdigital Note 2.000% 6/0 (Principal) 0.0 $294k 300k 0.98
Sea Note 0.250% 9/1 (Principal) 0.0 $294k 404k 0.73
Freyr Battery *w Exp 10/31/202 0.0 $291k 140k 2.08
Mfa Financial Note 6.250% 6/1 (Principal) 0.0 $284k 293k 0.97
Pennymac Mortgage Investment Trust Note 5.500% 3/1 (Principal) 0.0 $278k 319k 0.87
Transocean Deb 0.500% 1/3 (Principal) 0.0 $243k 259k 0.94
Intercept Pharmaceuticals Note 3.250% 7/0 (Principal) 0.0 $231k 246k 0.94
Bakkt Holdings *w Exp 10/25/202 (BKKT.WS) 0.0 $210k 309k 0.68
Austerlitz Acquisition *w Exp 02/19/202 (AUSCF) 0.0 $189k 726k 0.26
Apollo Sr Floating Rate Fd I (AFT) 0.0 $186k 15k 12.82
Ringcentral Note 3/1 (Principal) 0.0 $182k 240k 0.76
Genesis Energy Unit Ltd Partn (GEL) 0.0 $164k 21k 8.00
Inspirato *w Exp 02/11/202 (ISPOW) 0.0 $151k 227k 0.66
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $150k 15k 10.00
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.0 $142k 547k 0.26
Finance Of America Companies Com Cl A (FOA) 0.0 $133k 85k 1.57
Goldman Sachs Mlp Energy Renai Com cef 0.0 $121k 11k 11.14
Finance Of America Companies *w Exp 04/08/202 (FOACW) 0.0 $118k 815k 0.14
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $91k 130k 0.70
Executive Network Partnering *w Exp 09/25/202 0.0 $85k 93k 0.92
Ironnet *w Exp 08/26/202 0.0 $76k 205k 0.37
Arqit Quantum *w Exp 11/02/202 (ARQQW) 0.0 $73k 90k 0.81
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $73k 174k 0.42
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.0 $67k 253k 0.26
Helix Energy Solutions (HLX) 0.0 $62k 20k 3.10
Pioneer Floating Rate Trust (PHD) 0.0 $58k 6.5k 8.91
Curiositystream *w Exp 10/14/202 (CURIW) 0.0 $44k 150k 0.29
El Paso Energy Capital Trust Pfd Cv Tr Sec 28 (EP.PC) 0.0 $43k 916.00 46.94
Polestar Automotive Ads C-1 (PSNYW) 0.0 $41k 25k 1.67
Bausch & Lomb Common Shares (BLCO) 0.0 $38k 2.5k 15.20
23andme Class A Com (ME) 0.0 $37k 15k 2.50
Nuveen Sht Dur Cr Opp 0.0 $36k 3.0k 11.97
Black Mountain Acquisition *w Exp 10/15/202 0.0 $35k 210k 0.17
Blue Ocean Acquisition *w Exp 12/02/202 (BOCNW) 0.0 $33k 169k 0.20
Motive Capital *w Exp 99/99/999 0.0 $32k 125k 0.26
Vahanna Tech Edge Acquisition *w Exp 11/30/202 0.0 $28k 151k 0.19
Ftac Zeus Acquisition *w Exp 04/15/202 0.0 $24k 125k 0.19
Wm Technology *w Exp 06/16/202 (MAPSW) 0.0 $24k 37k 0.65
Weatherford International Ord Shs (WFRD) 0.0 $23k 1.1k 20.87
Crypto 1 Acquisition *w Exp 04/30/202 0.0 $17k 125k 0.14
Bakkt Holdings Com Cl A 0.0 $14k 6.6k 2.11
Great Ajax 7.25 CV SR NT 24 0.0 $7.0k 286.00 24.48
Jasper Therapeutics *w Exp 12/01/202 (JSPRW) 0.0 $7.0k 66k 0.11
Mudrick Capital Acquisition *w Exp 09/10/202 0.0 $6.0k 22k 0.28
East Stone Acquisition *w Exp 12/31/202 0.0 $5.0k 30k 0.17
American Airls (AAL) 0.0 $5.0k 399.00 12.53
Pershing Square Tontine *w Exp 07/24/202 0.0 $3.0k 6.6k 0.45
Power & Digital Acquisition *w Exp 12/09/202 0.0 $2.0k 9.1k 0.22
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB) 0.0 $2.0k 105.00 19.05
Good Works Ii Acquisition *w Exp 02/01/202 0.0 $1.0k 31k 0.03
Redbox Entertainment *w Exp 12/15/202 0.0 $1.0k 1.4k 0.71
Bleuacacia *w Exp 10/30/202 (BLEUW) 0.0 $0 625.00 0.00