Zazove Associates

Zazove Associates as of Sept. 30, 2022

Portfolio Holdings for Zazove Associates

Zazove Associates holds 167 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Akamai Technologies Note 0.375% 9/0 (Principal) 5.6 $62M 67M 0.94
Booking Holdings Note 0.750% 5 (Principal) 5.2 $58M 48M 1.20
Liberty Media Note 1.375%10/1 (Principal) 4.6 $51M 42M 1.22
Ssr Mining Note 2.500% 4/0 (Principal) 4.0 $44M 41M 1.08
Southwest Airlines Note 1.250% 5/0 (Principal) 3.8 $42M 37M 1.15
Jazz Investments I Note 2.000% 6/1 (Principal) 3.7 $41M 38M 1.07
Ford Motor Note 3/1 (Principal) 3.1 $34M 37M 0.92
Avalara Note 0.250% 8/0 (Principal) 2.9 $32M 33M 0.97
Euronet Worldwide Note 0.750% 3/1 (Principal) 2.8 $31M 34M 0.90
Kaman Note 3.250% 5/0 (Principal) 2.6 $29M 31M 0.94
Solaredge Technologies Note 9/1 (Principal) 2.4 $26M 24M 1.09
Parsons Note 0.250% 8/1 (Principal) 2.3 $26M 25M 1.03
Nrg Energy DBCV 2.750% 6/0 (Principal) 2.2 $24M 23M 1.07
Middleby Note 1.000% 9/0 (Principal) 2.0 $23M 20M 1.15
Cracker Barrel Old Country Store Note 0.625% 6/1 (Principal) 2.0 $23M 27M 0.83
Air Transport Services Group Note 1.125%10/1 (Principal) 2.0 $22M 22M 1.00
Pebblebrook Hotel Trust Note 1.750%12/1 (Principal) 2.0 $22M 26M 0.86
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal) 1.9 $22M 22M 0.97
Tyler Technologies Note 0.250% 3/1 (Principal) 1.9 $21M 22M 0.95
Lumentum Holdings Note 0.500%12/1 (Principal) 1.9 $21M 22M 0.94
Occidental Petroleum *w Exp 08/03/202 (OXY.WS) 1.8 $20M 500k 39.58
John Bean Technologies Note 0.250% 5/1 (Principal) 1.8 $19M 23M 0.83
Mesa Laboratories Note 1.375% 8/1 (Principal) 1.7 $19M 23M 0.84
Splunk Note 1.125% 9/1 (Principal) 1.4 $16M 18M 0.89
Bank Of America 7.25%CNV PFD L (BAC.PL) 1.4 $15M 13k 1176.52
Cyberark Software Note 11/1 (Principal) 1.4 $15M 13M 1.14
Petiq Note 4.000% 6/0 (Principal) 1.2 $14M 17M 0.82
Winnebago Industries Note 1.500% 4/0 (Principal) 1.0 $11M 11M 1.05
Urban One Cl D Non Vtg (UONEK) 0.9 $10M 2.4M 4.25
Helix Energy Solutions Group Note 6.750% 2/1 (Principal) 0.9 $9.9M 9.6M 1.03
Stride Note 1.125% 9/0 (Principal) 0.9 $9.8M 9.7M 1.01
Bill.com Holdings Note 12/0 (Principal) 0.9 $9.5M 8.6M 1.11
Cvr Partners (UAN) 0.8 $8.8M 77k 114.43
Summit Hotel Properties Vnote 1.500% 2/1 (Principal) 0.8 $8.7M 10M 0.84
Braemar Hotels And Resorts (BHR) 0.8 $8.6M 2.0M 4.30
Cumulus Media Com Cl A (CMLS) 0.8 $8.5M 1.2M 7.03
Halozyme Therapeutics Note 0.250% 3/0 (Principal) 0.8 $8.5M 10M 0.85
Imax Note 0.500% 4/0 (Principal) 0.8 $8.4M 10M 0.83
Dexcom Note 0.250%11/1 (Principal) 0.8 $8.4M 9.0M 0.93
Cheesecake Factory Note 0.375% 6/1 (Principal) 0.8 $8.3M 11M 0.79
Akamai Technologies Note 0.125% 5/0 (Principal) 0.7 $8.2M 8.0M 1.02
Innovate Note 7.500% 8/0 (Principal) 0.7 $8.0M 12M 0.65
Hope Bancorp Note 2.000% 5/1 (Principal) 0.6 $7.0M 7.2M 0.97
Airbnb Note 3/1 (Principal) 0.6 $6.5M 7.9M 0.83
Clear Channel Outdoor Holdings (CCO) 0.6 $6.5M 4.8M 1.37
Shift4 Payments Note 0.500% 8/0 (Principal) 0.5 $6.0M 7.9M 0.77
Okta Note 0.375% 6/1 (Principal) 0.5 $6.0M 7.7M 0.78
Prospect Capital Note 6.375% 3/0 (Principal) 0.5 $6.0M 6.0M 0.99
Ares Capital Note 4.625% 3/0 (Principal) 0.5 $5.9M 5.8M 1.02
Shift4 Payments Note 12/1 (Principal) 0.5 $5.9M 6.7M 0.88
Silicon Laboratories Note 0.625% 6/1 (Principal) 0.5 $5.9M 4.9M 1.19
Garrett Motion Pfd Conv Ser A 0.5 $5.5M 768k 7.14
Etsy Note 0.250% 6/1 (Principal) 0.4 $4.9M 6.3M 0.78
Guardant Health Note 11/1 (Principal) 0.4 $4.2M 5.7M 0.73
Beauty Health Com Cl A (SKIN) 0.4 $4.0M 342k 11.79
Kayne Anderson MLP Investment (KYN) 0.3 $3.8M 469k 8.10
Ncl Corporation Note 5.375% 8/0 (Principal) 0.3 $3.7M 3.8M 0.98
Petiq Com Cl A (PETQ) 0.3 $3.7M 530k 6.90
Simplify Interest Rate Hedge Simplify Interst (PFIX) 0.3 $3.6M 52k 68.19
Alphatec Holdings Note 0.750% 8/0 (Principal) 0.3 $3.5M 4.3M 0.82
Lci Industries Note 1.125% 5/1 (Principal) 0.3 $3.5M 4.0M 0.86
Cnx Resources Note 2.250% 5/0 (Principal) 0.3 $3.5M 2.5M 1.38
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.3 $3.4M 2.0M 1.70
Etsy Note 0.125%10/0 (Principal) 0.3 $3.3M 2.5M 1.34
Block Note 0.125% 3/0 (Principal) 0.3 $3.2M 3.5M 0.91
Smart Global Holdings Note 2.250% 2/1 (Principal) 0.3 $3.1M 3.0M 1.04
Urban One Cl A (UONE) 0.3 $3.1M 586k 5.29
Westrock Coffee *w Exp 08/29/202 (WESTW) 0.3 $2.9M 2.0M 1.45
Conmed Note 2.625% 2/0 (Principal) 0.3 $2.9M 2.6M 1.09
Block Note 0.500% 5/1 (Principal) 0.3 $2.8M 2.7M 1.03
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.3 $2.8M 3.0M 0.93
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.3 $2.8M 1.5M 1.85
Usa Compression Partners Comunit Ltdpar (USAC) 0.2 $2.6M 152k 17.40
Hertz Global *w Exp 06/30/205 (HTZWW) 0.2 $2.6M 291k 8.88
Ringcentral Note 3/0 (Principal) 0.2 $2.4M 2.8M 0.85
Pagerduty Note 1.250% 7/0 (Principal) 0.2 $2.4M 2.5M 0.95
Expedia Group Note 2/1 (Principal) 0.2 $2.2M 2.6M 0.87
KBR Note 2.500%11/0 (Principal) 0.2 $2.2M 1.3M 1.74
Kayne Anderson Mdstm Energy 0.2 $2.1M 299k 7.07
Antero Midstream Corp antero midstream (AM) 0.2 $2.1M 225k 9.18
Cloudflare Note 8/1 (Principal) 0.2 $2.0M 2.5M 0.78
Cano Health *w Exp 06/03/202 (CANWQ) 0.2 $1.8M 685k 2.62
Proshares Ultrapro Short 20 Year 3x Treasury Ulsh 20yrtre New (TTT) 0.2 $1.8M 23k 76.02
Rumble *w Exp 02/18/202 (RUMBW) 0.2 $1.7M 527k 3.17
Gdl Fund Com Sh Ben It (GDL) 0.1 $1.6M 203k 7.92
Atlas Air Worldwide Holdings 049164BJ4 (Principal) 0.1 $1.6M 1.0M 1.60
Splunk Note 1.125% 6/1 (Principal) 0.1 $1.6M 2.0M 0.79
Landsea Homes Corp (LSEA) 0.1 $1.5M 323k 4.77
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.1 $1.5M 291k 5.11
Nisource Unit 12/01/2023 (Principal) 0.1 $1.5M 15k 100.27
Bausch Health Companies (BHC) 0.1 $1.4M 207k 6.89
Illumina Note 8/1 (Principal) 0.1 $1.4M 1.4M 0.96
Executive Network Partnering *w Exp 09/25/202 0.1 $1.4M 1.4M 0.95
Digital World Acquisition *w Exp 06/30/202 (DJTWW) 0.1 $1.4M 385k 3.56
Freyr Battery *w Exp 10/31/202 0.1 $1.4M 246k 5.48
Alight Com Cl A (ALIT) 0.1 $1.3M 180k 7.33
Integra Lifesciences Holdings Note 0.500% 8/1 (Principal) 0.1 $1.3M 1.5M 0.88
Imax Corp Cad (IMAX) 0.1 $1.3M 89k 14.12
Revance Therapeutics Note 1.750% 2/1 (Principal) 0.1 $1.2M 1.1M 1.08
New York Community Bancorp Trust Unit 05/07/2051 (NYCB.PU) 0.1 $1.2M 28k 43.50
Ugi Unit 06/01/2024 (Principal) (UGIC) 0.1 $1.2M 15k 79.60
Mirion Technologies *w Exp 10/20/202 (MIR.WS) 0.1 $1.2M 804k 1.47
Corenergy Infrastructure Trust Note 5.875% 8/1 (Principal) 0.1 $1.1M 1.6M 0.71
Goldman Sachs Mlp Energy Renai Com cef 0.1 $1.1M 92k 12.00
Algonquin Power And Utilities Unit 06/15/2024 (Principal) (AQNU) 0.1 $1.0M 28k 37.51
Chefs Warehouse In Note 1.875%12/0 (Principal) 0.1 $987k 1.0M 0.99
Shopify Note 0.125%11/0 (Principal) 0.1 $908k 1.1M 0.83
National CineMedia 0.1 $824k 1.3M 0.65
BRC Com Cl A (BRCC) 0.1 $812k 105k 7.73
Team Note 5.000% 8/0 (Principal) 0.1 $782k 871k 0.90
Sofi Technologies (SOFI) 0.1 $781k 160k 4.88
Rlj Lodging Trust Cum Conv Pfd A (RLJ.PA) 0.1 $590k 24k 24.40
Liberty Interactive Deb 3.750% 2/1 (Principal) 0.1 $587k 1.3M 0.46
Workday Note 0.250%10/0 (Principal) 0.0 $548k 500k 1.10
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.0 $532k 154k 3.45
Oneok (OKE) 0.0 $512k 10k 51.20
Dish Network Note 2.375% 3/1 (Principal) 0.0 $497k 549k 0.91
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $421k 38k 11.00
Forum Energy Technologies Note 9.000% 8/0 (Principal) 0.0 $411k 429k 0.96
Landsea Homes *w Exp 01/07/202 (LSEAW) 0.0 $404k 2.6M 0.16
Nabors Industries Note 0.750% 1/1 (Principal) 0.0 $352k 386k 0.91
Chegg Note 9/0 (Principal) 0.0 $351k 461k 0.76
Enterprise Products Partners (EPD) 0.0 $350k 15k 23.79
Docusign Note 1/1 (Principal) 0.0 $328k 350k 0.94
Purple Innovatio (PRPL) 0.0 $305k 75k 4.06
Ready Capital 7% CN SR NT 2023 (Principal) 0.0 $303k 12k 25.04
Teekay Note 5.000% 1/1 (Principal) 0.0 $303k 296k 1.02
Apollo Commercial Real Estate Finance Note 5.375%10/1 (Principal) 0.0 $299k 300k 1.00
Digitalbridge Group Note 5.000% 4/1 (Principal) 0.0 $294k 295k 1.00
Sea Note 0.250% 9/1 (Principal) 0.0 $280k 404k 0.69
Pennymac Mortgage Investment Trust Note 5.500% 3/1 (Principal) 0.0 $260k 319k 0.81
Transocean Deb 0.500% 1/3 (Principal) 0.0 $257k 259k 0.99
Mfa Financial Note 6.250% 6/1 (Principal) 0.0 $254k 293k 0.87
Intercept Pharmaceuticals Note 3.250% 7/0 (Principal) 0.0 $240k 246k 0.98
Genesis Energy Unit Ltd Partn (GEL) 0.0 $189k 21k 9.22
Interdigital Note 2.000% 6/0 (Principal) 0.0 $187k 200k 0.94
Ringcentral Note 3/1 (Principal) 0.0 $186k 240k 0.78
Apollo Sr Floating Rate Fd I (AFT) 0.0 $181k 15k 12.48
Bakkt Holdings *w Exp 10/25/202 (BKKT.WS) 0.0 $173k 300k 0.58
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $165k 15k 11.00
Live Nation Entertainment Note 2.000% 2/1 (Principal) 0.0 $150k 150k 1.00
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $133k 164k 0.81
Finance Of America Companies Com Cl A (FOA) 0.0 $126k 85k 1.48
Jazz Investments I Note 1.500% 8/1 (Principal) 0.0 $114k 120k 0.95
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.0 $103k 253k 0.41
Finance Of America Companies *w Exp 04/08/202 (FOA.WS) 0.0 $96k 815k 0.12
Getty Images Holding *w Exp 07/22/202 0.0 $89k 2.8M 0.03
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.0 $81k 547k 0.15
Arqit Quantum *w Exp 11/02/202 (ARQQW) 0.0 $81k 90k 0.90
Helix Energy Solutions (HLX) 0.0 $77k 20k 3.85
Austerlitz Acquisition *w Exp 02/19/202 (AUSCF) 0.0 $73k 726k 0.10
Inspirato *w Exp 02/11/202 (ISPOW) 0.0 $57k 227k 0.25
Haemonetics Note 3/0 (Principal) 0.0 $56k 70k 0.80
Polestar Automotive Ads C-1 (PSNYW) 0.0 $27k 25k 1.10
Curiositystream *w Exp 10/14/202 (CURIW) 0.0 $27k 150k 0.18
Ironnet *w Exp 08/26/202 0.0 $24k 205k 0.12
Black Mountain Acquisition *w Exp 10/15/202 0.0 $23k 210k 0.11
Blue Ocean Acquisition *w Exp 12/02/202 (BOCNW) 0.0 $19k 169k 0.11
Vahanna Tech Edge Acquisition *w Exp 11/30/202 0.0 $17k 151k 0.11
Motive Capital *w Exp 99/99/999 0.0 $17k 125k 0.14
C5 Acquisition *w Exp 12/31/202 0.0 $12k 109k 0.11
Crypto 1 Acquisition *w Exp 04/30/202 0.0 $12k 125k 0.10
Ftac Zeus Acquisition *w Exp 04/15/202 0.0 $10k 125k 0.08
Good Works Ii Acquisition *w Exp 02/01/202 0.0 $7.0k 31k 0.23
East Stone Acquisition *w Exp 12/31/202 0.0 $6.0k 65k 0.09
Jasper Therapeutics *w Exp 12/01/202 (JSPRW) 0.0 $5.0k 66k 0.08
Wm Technology *w Exp 06/16/202 (MAPSW) 0.0 $4.0k 11k 0.37