Zazove Associates

Zazove Associates as of Dec. 31, 2022

Portfolio Holdings for Zazove Associates

Zazove Associates holds 149 positions in its portfolio as reported in the December 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Akamai Technologies Note 0.375% 9/0 (Principal) 6.4 $70M 72M 0.97
Southwest Airlines Note 1.250% 5/0 (Principal) 4.7 $51M 42M 1.21
Ssr Mining Note 2.500% 4/0 (Principal) 4.3 $46M 41M 1.13
Jazz Investments Note 2.000% 6/1 (Principal) 3.9 $42M 36M 1.20
Booking Holdings Note 0.750% 5/0 (Principal) 3.9 $42M 31M 1.34
Nrg Energy DBCV 2.750% 6/0 (Principal) 3.5 $38M 38M 0.99
Ford Motor Note 3/1 (Principal) 3.2 $35M 37M 0.95
Solaredge Technologies Note 9/1 (Principal) 2.9 $32M 26M 1.25
Parsons Note 0.250% 8/1 (Principal) 2.7 $29M 25M 1.14
Kaman Note 3.250% 5/0 (Principal) 2.6 $28M 30M 0.94
Tyler Technologies Note 0.250% 3/1 (Principal) 2.3 $25M 26M 0.93
Dexcom Note 0.250%11/1 (Principal) 2.2 $23M 22M 1.09
Cracker Barrel Old Country Store Note 0.625% 6/1 (Principal) 2.2 $23M 27M 0.86
Middleby Note 1.000% 9/0 (Principal) 2.2 $23M 20M 1.18
Air Transport Services Group Note 1.125%10/1 (Principal) 2.1 $23M 23M 1.01
Datadog Note 0.125% 6/1 (Principal) 2.1 $22M 20M 1.09
Pebblebrook Hotel Trust Note 1.750%12/1 (Principal) 2.0 $21M 26M 0.83
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal) 2.0 $21M 22M 0.95
Mesa Laboratories Note 1.375% 8/1 (Principal) 1.9 $21M 23M 0.90
Occidental Petroleum *w Exp 08/03/202 (OXY.WS) 1.9 $21M 500k 41.11
John Bean Technologies Note 0.250% 5/1 (Principal) 1.9 $20M 23M 0.86
Bill.com Holdings Note 12/0 (Principal) 1.8 $20M 19M 1.03
Cyberark Software Note 11/1 (Principal) 1.8 $19M 18M 1.06
Lumentum Holdings Note 0.500%12/1 (Principal) 1.8 $19M 22M 0.86
Mgp Ingredients Note 1.875%11/1 (Principal) 1.5 $16M 13M 1.26
Bank Of America 7.25%CNV PFD L (BAC.PL) 1.4 $15M 13k 1164.97
Petiq Note 4.000% 6/0 (Principal) 1.3 $14M 17M 0.84
Helix Energy Solutions Group Note 6.750% 2/1 (Principal) 1.1 $12M 8.7M 1.39
Winnebago Industries Note 1.500% 4/0 (Principal) 1.0 $11M 10M 1.05
Innovate Note 7.500% 8/0 (Principal) 0.9 $10M 12M 0.81
Halozyme Therapeutics Note 0.250% 3/0 (Principal) 0.9 $9.4M 9.7M 0.97
Ncl Corporation Note 1.125% 2/1 (Principal) 0.9 $9.4M 14M 0.69
Urban One Cl D Non Vtg (UONEK) 0.8 $9.2M 2.4M 3.76
Summit Hotel Properties Note 1.500% 2/1 (Principal) 0.8 $8.9M 10M 0.86
Heska Note 3.750% 9/1 (Principal) 0.8 $8.7M 8.3M 1.04
Braemar Hotels And Resorts (BHR) 0.8 $8.6M 2.1M 4.11
Akamai Technologies Note 0.125% 5/0 (Principal) 0.8 $8.5M 8.0M 1.06
Imax Note 0.500% 4/0 (Principal) 0.8 $8.3M 9.7M 0.86
Cvr Partners (UAN) 0.7 $7.7M 77k 100.57
Cumulus Media Com Cl A (CMLS) 0.7 $7.5M 1.2M 6.21
Hope Bancorp Note 2.000% 5/1 (Principal) 0.6 $6.9M 7.1M 0.98
Ares Capital Note 4.625% 3/0 (Principal) 0.6 $6.9M 6.5M 1.06
Garrett Motion Pfd Conv Ser A 0.6 $6.7M 768k 8.66
Shift4 Payments Note 0.500% 8/0 (Principal) 0.6 $6.6M 7.9M 0.84
Shift4 Payments Note 12/1 (Principal) 0.6 $6.6M 6.7M 0.99
Conmed Note 2.625% 2/0 (Principal) 0.6 $6.3M 5.5M 1.16
Westrock Coffee *w Exp 08/29/202 (WESTW) 0.6 $6.2M 2.8M 2.24
Guardant Health Note 11/1 (Principal) 0.6 $6.1M 9.7M 0.63
Airbnb Note 3/1 (Principal) 0.6 $6.1M 7.4M 0.83
Prospect Capital Note 6.375% 3/0 (Principal) 0.5 $5.9M 5.9M 1.00
Clear Channel Outdoor Holdings (CCO) 0.5 $5.2M 5.0M 1.05
Petiq Com Cl A (PETQ) 0.4 $4.0M 436k 9.22
Kayne Anderson MLP Investment (KYN) 0.4 $4.0M 469k 8.56
Alphatec Holdings Note 0.750% 8/0 (Principal) 0.4 $3.9M 4.3M 0.91
Etsy Note 0.125%10/0 (Principal) 0.4 $3.9M 2.5M 1.55
Simplify Interest Rate Hedge Simplify Interst (PFIX) 0.3 $3.8M 52k 71.61
Cnx Resources Note 2.250% 5/0 (Principal) 0.3 $3.7M 2.5M 1.47
Granite Ridge Resources *w Exp 10/24/202 0.3 $3.6M 3.1M 1.16
Euronet Worldwide Note 0.750% 3/1 (Principal) 0.3 $3.3M 3.4M 0.95
Beauty Health Com Cl A (SKIN) 0.3 $3.1M 342k 9.10
Smart Global Holdings Note 2.250% 2/1 (Principal) 0.3 $3.0M 3.0M 1.01
Usa Compression Partners Comunit Ltdpar (USAC) 0.3 $3.0M 152k 19.53
Insulet Corp Note 0.375% 9/0 (Principal) 0.3 $2.8M 2.0M 1.42
Block Note 0.500% 5/1 (Principal) 0.3 $2.8M 2.7M 1.04
Urban One Cl A (UONE) 0.2 $2.7M 586k 4.55
Kayne Anderson Mdstm Energy 0.2 $2.7M 355k 7.51
KBR Note 2.500%11/0 (Principal) 0.2 $2.6M 1.3M 2.12
Pagerduty Note 1.250% 7/0 (Principal) 0.2 $2.5M 2.5M 1.01
Gdl Fund Com Sh Ben It (GDL) 0.2 $2.5M 320k 7.84
Ringcentral Note 3/0 (Principal) 0.2 $2.5M 2.8M 0.86
Splunk Note 1.125% 9/1 (Principal) 0.2 $2.4M 2.6M 0.95
Sunopta (STKL) 0.2 $2.4M 289k 8.44
Antero Midstream Corp antero midstream (AM) 0.2 $2.4M 225k 10.79
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.2 $2.4M 1.5M 1.58
Okta Note 0.375% 6/1 (Principal) 0.2 $2.4M 2.8M 0.85
Blackrock Ultra Shortterm Bond Blackrock Ultra (ICSH) 0.2 $2.3M 47k 50.04
Mongodb Note 0.250% 1/1 (Principal) 0.2 $2.3M 2.0M 1.17
Expedia Group Note 2/1 (Principal) 0.2 $2.2M 2.6M 0.87
Hertz Global *w Exp 06/30/205 (HTZWW) 0.2 $2.2M 291k 7.46
Lci Industries Note 1.125% 5/1 (Principal) 0.2 $2.1M 2.5M 0.85
Cloudflare Note 8/1 (Principal) 0.2 $2.1M 2.5M 0.82
Block Note 0.125% 3/0 (Principal) 0.2 $1.9M 2.0M 0.95
Stride Note 1.125% 9/0 (Principal) 0.2 $1.9M 2.1M 0.90
Proshares Ultrapro Short 20 Year 3x Treasury Ulsh 20yrtre New (TTT) 0.2 $1.8M 23k 77.01
Splunk Note 1.125% 6/1 (Principal) 0.2 $1.7M 2.0M 0.85
Landsea Homes Corp (LSEA) 0.2 $1.7M 323k 5.21
Atlas Air Worldwide Holdings Note 1.875% 6/0 (Principal) 0.2 $1.7M 1.0M 1.67
Booking Holdings (BKNG) 0.1 $1.6M 800.00 2015.00
Getty Images Holding Cl A Com (GETY) 0.1 $1.6M 287k 5.55
Nisource Unit 12/01/2023 (Principal) 0.1 $1.5M 15k 103.64
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.1 $1.5M 291k 5.09
Sandstorm Gold Com New (SAND) 0.1 $1.5M 278k 5.26
Integra Lifesciences Holdings Note 0.500% 8/1 (Principal) 0.1 $1.5M 1.5M 0.97
Goldman Sachs Mlp Energy Renai Com cef 0.1 $1.4M 111k 12.78
Illumina Note 8/1 (Principal) 0.1 $1.4M 1.4M 0.97
Digital World Acquisition *w Exp 06/30/202 (DJTWW) 0.1 $1.3M 385k 3.42
Bausch Health Companies (BHC) 0.1 $1.3M 207k 6.28
Ugi Unit 06/01/2024 (Principal) 0.1 $1.3M 15k 85.80
Cano Health *w Exp 06/03/202 (CANWQ) 0.1 $1.2M 5.2M 0.22
Rumble *w Exp 09/16/202 (RUMBW) 0.1 $1.1M 853k 1.28
Chefs Warehouse In Note 1.875%12/0 (Principal) 0.1 $1.1M 1.0M 1.03
Ncl Corporation Note 5.375% 8/0 (Principal) 0.1 $1.0M 1.0M 1.02
Osisko Development Com New (ODV) 0.1 $946k 220k 4.30
Varex Imaging Note 4.000% 6/0 (Principal) 0.1 $933k 798k 1.17
Mirion Technologies *w Exp 10/20/202 0.1 $923k 824k 1.12
New York Community Bancorp Trust Unit 05/07/2051 (NYCB.PU) 0.1 $897k 20k 44.52
Etsy Note 0.250% 6/1 (Principal) 0.1 $862k 1.0M 0.86
Team Note 5.000% 8/0 (Principal) 0.1 $794k 871k 0.91
Sofi Technologies (SOFI) 0.1 $742k 161k 4.61
Zillow Group Note 2.750% 5/1 (Principal) 0.1 $727k 760k 0.96
Freyr Battery *w Exp 09/01/202 0.1 $691k 246k 2.80
Algonquin Power And Utilities Unit 06/15/2024 (Principal) (AQNU) 0.1 $663k 28k 23.93
Oneok (OKE) 0.1 $657k 10k 65.70
BRC Com Cl A (BRCC) 0.1 $642k 105k 6.11
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.1 $594k 210k 2.82
Indie Semiconductor *w Exp 06/10/202 0.0 $536k 341k 1.57
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $431k 38k 11.26
Liberty Interactive Deb 3.750% 2/1 (Principal) 0.0 $431k 1.3M 0.34
Ringcentral Note 3/1 (Principal) 0.0 $416k 528k 0.79
Enterprise Products Partners (EPD) 0.0 $355k 15k 24.13
Granite Ridge Resources (GRNT) 0.0 $296k 33k 9.04
Dish Network Note 2.375% 3/1 (Principal) 0.0 $292k 323k 0.90
National CineMedia 0.0 $278k 1.3M 0.22
Forum Energy Technologies Note 9.000% 8/0 (Principal) 0.0 $274k 264k 1.04
Pennymac Mortgage Investment Trust Note 5.500% 3/1 (Principal) 0.0 $264k 319k 0.83
Rlj Lodging Trust Cum Conv Pfd A (RLJ.PA) 0.0 $263k 11k 23.81
Landsea Homes *w Exp 01/08/202 (LSEAW) 0.0 $244k 2.6M 0.10
Alight Com Cl A (ALIT) 0.0 $209k 25k 8.36
Genesis Energy Unit Ltd Partn (GEL) 0.0 $209k 21k 10.20
Chegg Note 9/0 (Principal) 0.0 $202k 257k 0.79
Docusign Note 1/1 (Principal) 0.0 $189k 200k 0.94
Apollo Sr Floating Rate Fd I (AFT) 0.0 $179k 15k 12.34
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $178k 15k 11.87
Lanvin Group *w Exp 99/99/999 (LANV.WS) 0.0 $164k 519k 0.32
Sea Note 0.250% 9/1 (Principal) 0.0 $162k 220k 0.74
Helix Energy Solutions (HLX) 0.0 $148k 20k 7.40
Finance Of America Companies Com Cl A (FOA) 0.0 $135k 106k 1.27
Butterfly Network Com Cl A (BFLY) 0.0 $123k 50k 2.46
Eos Energy Enterprises *w Exp 11/17/202 (EOSEW) 0.0 $66k 253k 0.26
Arqit Quantum *w Exp 09/03/202 (ARQQW) 0.0 $48k 90k 0.53
Finance Of America Companies *w Exp 04/08/202 (FOACW) 0.0 $42k 503k 0.08
Cano Health Com Cl A 0.0 $34k 25k 1.36
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.0 $31k 547k 0.06
Polestar Automotive Ads C-1 (PSNYW) 0.0 $26k 25k 1.06
NWTN *w Exp 12/31/202 (NWTNW) 0.0 $18k 65k 0.28
Better World Acquisition *w Exp 11/15/202 0.0 $5.0k 51k 0.10
Motive Capital *w Exp 99/99/999 0.0 $5.0k 125k 0.04
Vahanna Tech Edge Acquisition *w Exp 11/30/202 0.0 $2.0k 151k 0.01
Jasper Therapeutics *w Exp 09/24/202 (JSPRW) 0.0 $2.0k 66k 0.03