Zazove Associates

Zazove Associates as of March 31, 2023

Portfolio Holdings for Zazove Associates

Zazove Associates holds 141 positions in its portfolio as reported in the March 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Akamai Technologies Note 0.375% 9/0 (Principal) 5.9 $64M 70M 0.92
Southwest Airlines Note 1.250% 5/0 (Principal) 5.6 $62M 54M 1.14
Ssr Mining Note 2.500% 4/0 (Principal) 5.4 $59M 54M 1.10
Nrg Energy DBCV 2.750% 6/0 (Principal) 3.7 $41M 40M 1.04
Jazz Investments I Note 2.000% 6/1 (Principal) 3.7 $40M 36M 1.11
Parsons Note 0.250% 8/1 (Principal) 3.6 $40M 36M 1.11
Ford Motor Note 3/1 (Principal) 3.4 $38M 38M 1.00
Solaredge Technologies Note 9/1 (Principal) 3.1 $34M 26M 1.30
Enphase Energy Note 3/0 (Principal) 3.0 $33M 32M 1.03
Mgp Ingredients Note 1.875%11/1 (Principal) 2.8 $31M 27M 1.17
Kaman Note 3.250% 5/0 (Principal) 2.5 $28M 29M 0.95
Datadog Note 0.125% 6/1 (Principal) 2.4 $26M 24M 1.08
Tyler Technologies Note 0.250% 3/1 (Principal) 2.3 $25M 26M 0.96
Middleby Note 1.000% 9/0 (Principal) 2.3 $25M 20M 1.24
Dexcom Note 0.250%11/1 (Principal) 2.2 $24M 22M 1.07
Cracker Barrel Old Country Store Note 0.625% 6/1 (Principal) 2.1 $23M 26M 0.91
Mesa Laboratories Note 1.375% 8/1 (Principal) 2.0 $22M 24M 0.93
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal) 1.9 $21M 23M 0.92
John Bean Technologies Note 0.250% 5/1 (Principal) 1.9 $21M 23M 0.92
Air Transport Services Group Note 1.125%10/1 (Principal) 1.9 $21M 22M 0.95
Cyberark Software Note 11/1 (Principal) 1.9 $21M 19M 1.12
Occidental Petroleum Corp Warrant (OXY.WS) 1.9 $20M 500k 40.80
Pebblebrook Hotel Trust Note 1.750%12/1 (Principal) 1.7 $19M 23M 0.85
Ares Capital Note 4.625% 3/0 (Principal) 1.7 $19M 19M 1.00
Bill.com Holdings Note 12/0 (Principal) 1.4 $16M 17M 0.91
Petiq Note 4.000% 6/0 (Principal) 1.3 $15M 17M 0.87
Lumentum Holdings Note 0.500%12/1 (Principal) 1.3 $14M 16M 0.87
Urban One Class D Cl D Non Vtg (UONEK) 1.2 $13M 2.4M 5.50
Liberty Media Note 1.375%10/1 (Principal) 1.2 $13M 12M 1.08
Bank Of America 7.25%CNV PFD L (BAC.PL) 1.1 $12M 11k 1163.46
Innovate Note 7.500% 8/0 (Principal) 0.9 $10M 12M 0.81
Ncl Corporation Note 1.125% 2/1 (Principal) 0.9 $9.5M 13M 0.72
Helix Energy Solutions Group Note 6.750% 2/1 (Principal) 0.8 $9.2M 6.7M 1.37
Varex Imaging Note 4.000% 6/0 (Principal) 0.8 $8.4M 7.7M 1.09
Braemar Hotels And Resorts (BHR) 0.7 $8.1M 2.1M 3.86
Halozyme Therapeutics Note 0.250% 3/0 (Principal) 0.7 $8.0M 9.4M 0.85
Garrett Motion Pfd Conv Ser A 0.6 $7.1M 801k 8.80
Cvr Partners (UAN) 0.6 $6.8M 77k 89.17
Westrock Coffee *w Exp 08/29/202 (WESTW) 0.6 $6.7M 2.8M 2.44
Akamai Technologies Note 1.125%10/1 (Principal) 0.6 $6.6M 6.6M 1.01
Guardant Health Note 11/1 (Principal) 0.6 $6.5M 9.7M 0.67
Conmed Note 2.625% 2/0 (Principal) 0.5 $5.5M 4.5M 1.23
Vanguard Ultra Short Bond Vanguard Ultra (VUSB) 0.4 $4.9M 100k 49.24
Petiq Com Cl A (PETQ) 0.4 $4.9M 430k 11.44
Blackrock Ultra Shortterm Bond Blackrock Ultra (ICSH) 0.4 $4.9M 97k 50.26
Clear Channel Outdoor Holdings (CCO) 0.4 $4.9M 4.0M 1.20
Cumulus Media Com Cl A (CMLS) 0.4 $4.9M 1.3M 3.69
Airbnb Note 3/1 (Principal) 0.4 $4.6M 5.2M 0.88
Urban One Class A Cl A (UONE) 0.4 $4.4M 586k 7.55
Heska Note 3.750% 9/1 (Principal) 0.4 $4.4M 3.3M 1.31
Beauty Health Com Cl A (SKIN) 0.4 $4.3M 342k 12.63
Summit Hotel Properties Note 1.500% 2/1 (Principal) 0.4 $4.3M 5.0M 0.86
Kayne Anderson MLP Investment (KYN) 0.4 $4.0M 469k 8.64
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.4 $4.0M 2.0M 2.02
Biomarin Pharmaceutical Note 1.250% 5/1 (Principal) 0.4 $3.9M 3.8M 1.04
Stride Note 1.125% 9/0 (Principal) 0.3 $3.6M 3.6M 0.99
Etsy Note 0.125%10/0 (Principal) 0.3 $3.6M 2.5M 1.43
Cnx Resources Note 2.250% 5/0 (Principal) 0.3 $3.5M 2.5M 1.40
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.3 $3.4M 1.5M 2.24
Usa Compression Partners Comunit Ltdpar (USAC) 0.3 $3.2M 152k 21.13
Simplify Interest Rate Hedge Simplify Interst (PFIX) 0.3 $3.2M 52k 60.96
Peabody Energy Note 3.250% 3/0 Added (Principal) 0.3 $3.0M 2.0M 1.52
Insulet Corp Note 0.375% 9/0 (Principal) 0.3 $3.0M 2.0M 1.50
Zillow Group Note 1.375% 9/0 (Principal) 0.3 $3.0M 2.5M 1.18
Osisko Development Com New (ODV) 0.3 $2.9M 600k 4.90
Pagerduty Note 1.250% 7/0 (Principal) 0.3 $2.8M 2.5M 1.13
Gdl Fund Com Sh Ben It (GDL) 0.3 $2.8M 355k 7.84
Kayne Anderson Mdstm Energy 0.2 $2.7M 357k 7.68
KBR Note 2.500%11/0 (Principal) 0.2 $2.7M 1.3M 2.18
Euronet Worldwide Note 0.750% 3/1 (Principal) 0.2 $2.7M 2.8M 0.97
Mongodb Note 0.250% 1/1 (Principal) 0.2 $2.6M 2.0M 1.29
Antero Midstream Corp antero midstream (AM) 0.2 $2.4M 225k 10.49
Prospect Capital Note 6.375% 3/0 (Principal) 0.2 $2.3M 2.4M 0.98
Granite Ridge Resources *w Exp 10/24/202 0.2 $2.3M 3.5M 0.65
Sunopta (STKL) 0.2 $2.2M 289k 7.70
Sandstorm Gold Com New (SAND) 0.2 $2.1M 370k 5.81
Splunk Note 1.125% 9/1 (Principal) 0.2 $2.1M 2.2M 0.97
Getty Images Holding Cl A Com (GETY) 0.2 $2.0M 402k 5.09
Rumble *w Exp 09/16/202 (RUMBW) 0.2 $2.0M 897k 2.27
Block Note 0.125% 3/0 (Principal) 0.2 $1.9M 2.0M 0.96
Goldman Sachs Mlp Energy Renai Com cef 0.2 $1.9M 146k 13.10
Imax Note 0.500% 4/0 (Principal) 0.2 $1.9M 2.0M 0.94
Landsea Homes Corp (LSEA) 0.2 $1.9M 306k 6.06
Ncl Corporation Note 5.375% 8/0 (Principal) 0.2 $1.8M 1.7M 1.08
Indie Semiconductor *w Exp 06/10/202 0.2 $1.8M 570k 3.19
Splunk Note 1.125% 6/1 (Principal) 0.2 $1.7M 2.0M 0.86
Mirion Technologies *w Exp 10/20/202 0.1 $1.6M 982k 1.61
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.1 $1.5M 291k 5.11
Integra Lifesciences Holdings Note 0.500% 8/1 (Principal) 0.1 $1.5M 1.5M 0.98
Proshares Ulsh 20yrtre New (TTT) 0.1 $1.4M 23k 60.95
Rice Acquisition Corp Ii A *w Exp 99/99/999 0.1 $1.4M 920k 1.47
Shift4 Payments Note 12/1 (Principal) 0.1 $1.3M 1.1M 1.17
Digital World Acquisition *w Exp 06/30/202 (DJTWW) 0.1 $1.2M 385k 3.18
Chefs Warehouse Note 1.875%12/0 (Principal) 0.1 $1.1M 1.0M 1.05
Smart Global Holdings Note 2.250% 2/1 (Principal) 0.1 $1.1M 1.0M 1.08
Corenergy Infrastructure Trust Note 5.875% 8/1 (Principal) 0.1 $1.0M 1.3M 0.80
Hertz Global *w Exp 06/30/205 (HTZWW) 0.1 $1.0M 113k 8.91
Freyr Battery *w Exp 09/01/202 0.1 $986k 346k 2.85
Etsy Note 0.250% 6/1 (Principal) 0.1 $831k 1.0M 0.83
New York Community Bancorp Trust Unit 05/07/2051 (NYCB.PU) 0.1 $812k 20k 40.30
Illumina Note 8/1 (Principal) 0.1 $802k 820k 0.98
Team Note 5.000% 8/0 (Principal) 0.1 $788k 871k 0.90
Cano Health *w Exp 06/03/202 (CANWQ) 0.1 $774k 5.2M 0.15
Expedia Group Note 2/1 (Principal) 0.1 $772k 860k 0.90
BRC Com Cl A (BRCC) 0.1 $705k 137k 5.14
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.1 $653k 210k 3.11
Granite Ridge Resources (GRNT) 0.1 $622k 106k 5.87
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $448k 38k 11.70
Enterprise Products Partners (EPD) 0.0 $381k 15k 25.90
Landsea Homes *w Exp 01/08/202 (LSEAW) 0.0 $363k 2.5M 0.15
Dish Network Note 2.375% 3/1 (Principal) 0.0 $286k 323k 0.89
Pennymac Mortgage Investment Trust Note 5.500% 3/1 (Principal) 0.0 $278k 319k 0.87
Rlj Lodging Trust Cum Conv Pfd A (RLJ.PA) 0.0 $274k 11k 24.81
Lanvin Group *w Exp 01/14/202 (LANV.WS) 0.0 $273k 730k 0.37
Okta Note 0.375% 6/1 (Principal) 0.0 $248k 290k 0.86
Block Note 5/0 (Principal) 0.0 $246k 300k 0.82
Th International Ordinary Shares (THCH) 0.0 $239k 59k 4.07
Ringcentral Note 3/1 (Principal) 0.0 $234k 288k 0.81
Genesis Energy Unit Ltd Partn (GEL) 0.0 $231k 21k 11.27
Lyft Note 1.500% 5/1 (Principal) 0.0 $221k 250k 0.88
Chegg Note 9/0 (Principal) 0.0 $202k 257k 0.79
Docusign Note 1/1 (Principal) 0.0 $192k 200k 0.96
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $187k 15k 12.47
Apollo Sr Floating Rate Fd I (AFT) 0.0 $183k 15k 12.61
Sea Note 0.250% 9/1 (Principal) 0.0 $174k 220k 0.79
National CineMedia 0.0 $167k 1.3M 0.13
Helix Energy Solutions (HLX) 0.0 $155k 20k 7.75
Th International *w Exp 09/28/202 0.0 $135k 278k 0.49
Finance Of America Companies Com Cl A (FOA) 0.0 $132k 106k 1.24
Butterfly Network Com Cl A (BFLY) 0.0 $94k 50k 1.88
Finance Of America Companies *w Exp 04/08/202 (FOACW) 0.0 $62k 503k 0.12
Better World Acquisition *w Exp 11/15/202 0.0 $55k 540k 0.10
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.0 $51k 547k 0.09
Liberty Interactive Deb 3.750% 2/1 (Principal) 0.0 $44k 266k 0.17
Arqit Quantum *w Exp 09/03/202 (ARQQW) 0.0 $33k 90k 0.37
Cano Health Com Cl A 0.0 $23k 25k 0.92
Polestar Automotive Ads C-1 (PSNYW) 0.0 $20k 25k 0.82
Motive Capital *w Exp 99/99/999 0.0 $19k 125k 0.15
NWTN *w Exp 12/31/202 (NWTNW) 0.0 $14k 65k 0.22
Jasper Therapeutics *w Exp 09/24/202 (JSPRW) 0.0 $12k 66k 0.18
Vahanna Tech Edge Acquisition *w Exp 11/30/202 0.0 $7.0k 151k 0.05