Zazove Associates

Zazove Associates as of Dec. 31, 2010

Portfolio Holdings for Zazove Associates

Zazove Associates holds 150 positions in its portfolio as reported in the December 2010 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
GAME Technolog debt 3.8 $155M 134M 1.16
Gilead Sciences Inc note 0.625% 5/0 3.5 $142M 128M 1.11
Alza Corp sdcv 7/2 3.4 $139M 156M 0.89
3m Co cv bnd 3.3 $134M 144M 0.93
Newmont Mining Corp note 1.250% 7/1 3.3 $134M 93M 1.44
Best Buy Inc sdcv 2.250% 1/1 3.2 $129M 121M 1.07
Teva Pharmaceutical Fin Co B note 1.750% 2/0 3.1 $127M 116M 1.09
Arcelormittal Sa Luxembourg note 5.000% 5/1 2.9 $116M 80M 1.45
Liberty Media Corp bond 2.8 $113M 163M 0.69
Omnicom Group Inc note 7/0 2.7 $109M 101M 1.07
E M C Corp Mass note 1.750%12/0 2.7 $108M 74M 1.45
Dominion Res Inc Va New debt 2.7 $108M 88M 1.22
Fisher Scientific Intl Inc note 3.250% 3/0 2.6 $104M 75M 1.39
Goldcorp Inc New note 2.000% 8/0 2.5 $102M 83M 1.23
Cameron International Corp note 2.500% 6/1 2.5 $102M 70M 1.45
Molson Coors Brewing Co note 2.500% 7/3 2.4 $97M 84M 1.16
Alliance Data Systems Corp note 1.750% 8/0 2.3 $94M 87M 1.08
Liberty Media Corp New deb 3.125% 3/3 2.3 $92M 82M 1.13
Stanley Black & Decker Inc unit 99/99/9999 2.1 $83M 766k 108.75
Danaher Corp Del debt 2.0 $82M 60M 1.37
Sterlite Inds India Ltd note 4.000%10/3 2.0 $82M 79M 1.03
Allergan Inc note 1.500% 4/0 2.0 $80M 71M 1.13
Exterran Hldgs Inc note 4.250% 6/1 2.0 $80M 64M 1.25
E M C Corp Mass note 1.750%12/0 1.7 $71M 47M 1.51
Symantec Corp note 1.000% 6/1 1.7 $70M 62M 1.14
Cephalon Inc note 2.500% 5/0 1.5 $59M 52M 1.14
Enpro Industries Inc note 1.4 $56M 41M 1.39
Ford Mtr Co Cap Tr Ii pfd tr cv6.5% 1.3 $53M 1.0M 51.92
Allegheny Technologies Inc note 4.250% 6/0 1.3 $52M 34M 1.52
Stanley Wks frnt 5/1 1.3 $52M 45M 1.15
Invitrogen Corp note 1.500% 2/1 1.3 $51M 42M 1.21
Interpublic Group Cos Inc note 4.750% 3/1 1.1 $43M 37M 1.18
Level 3 Communications Inc note 1.0 $41M 43M 0.95
Rayonier Trs Hldgs Inc note 3.750%10/1 1.0 $41M 37M 1.11
Capitalsource Inc note 7.250% 7/1 0.9 $35M 34M 1.02
Jefferies Group Inc New dbcv 3.875%11/0 0.8 $32M 30M 1.05
Affiliated Managers Group note 3.950% 8/1 0.8 $30M 27M 1.11
Tyson Foods Inc note 3.250%10/1 0.7 $30M 25M 1.23
Prologis note 3.250% 3/1 0.7 $29M 27M 1.10
Chemed Corp New note 1.875% 5/1 0.7 $29M 29M 1.01
Jns 3.25% 7/15/2014 note 0.7 $28M 24M 1.19
Chesapeake Energy Corp note 2.500% 5/1 0.7 $27M 31M 0.89
Endeavor Intl Corp Inc note 6.000% 1/1 0.7 $27M 28M 0.98
Northgate Minerals Corp note 3.500%10/0 0.6 $24M 22M 1.06
Horizon Lines Inc note 4.250% 8/1 0.6 $23M 24M 0.93
Amr Corp note 6.250%10/1 0.5 $21M 19M 1.14
Rite Aid Corp note 8.500% 5/1 0.5 $21M 22M 0.94
Teleflex Inc note 3.875% 8/0 0.5 $20M 19M 1.05
Teva Pharm Finance Llc Cvt cv bnd 0.5 $19M 16M 1.18
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.5 $19M 19k 1000.27
Aspen Insurance Holdings Ltd pfd prp inc eq 0.5 $18M 332k 54.96
Headwaters Inc note 2.500% 2/0 0.4 $18M 21M 0.86
China Med Technologies Inc note 4.000% 8/1 0.4 $18M 21M 0.85
Medicis Pharmaceutical Corp note 2.500% 6/0 0.4 $17M 16M 1.06
Eastman Kodak Co note 7.000% 4/0 0.4 $17M 16M 1.04
Steel Dynamics Inc note 5.125% 6/1 0.4 $16M 12M 1.28
Gmx Res Inc note 5.000% 2/0 0.4 $16M 18M 0.87
Powerwave Technologies Inc note 3.875%10/0 0.4 $15M 17M 0.89
Energy Conversion Devices In note 3.000% 6/1 0.3 $14M 19M 0.75
Hutchinson Technology Inc note 3.250% 1/1 0.3 $14M 19M 0.72
Providence Svc Corp note 6.500% 5/1 0.3 $13M 13M 1.00
Genco Shipping & Trading Ltd note 5.000% 8/1 0.3 $13M 13M 1.02
Istar Finl Inc frnt 10/0 0.3 $12M 13M 0.88
Level 3 Communications Inc note 3.500% 6/1 0.3 $11M 12M 0.96
Morgans Hotel Group Co note 2.375%10/1 0.3 $11M 13M 0.84
Newpark Res Inc note 4.000%10/0 0.3 $11M 12M 0.91
FiberTower (FTWR) 0.2 $10M 2.3M 4.46
China Med Technologies Inc note 6.250%12/1 0.2 $10M 10M 1.02
Level 3 Communications Inc note 6.500%10/0 0.2 $10M 9.4M 1.09
Playboy Enterprises Inc note 3.000% 3/1 0.2 $10M 10M 0.97
Delta Pete Corp note 3.750% 5/0 0.2 $9.2M 11M 0.86
Phh Corp note 4.000% 9/0 0.2 $9.5M 8.4M 1.13
Virgin Media Inc note 6.500%11/1 0.2 $9.1M 5.5M 1.66
General Mtrs Co jr pfd cnv srb 0.2 $9.1M 168k 54.11
Kemet Corp convrt bond 0.2 $9.1M 9.3M 0.98
Navistar Intl Corp New note 3.000%10/1 0.2 $8.3M 6.2M 1.34
Gmx Res Inc note 4.500% 5/0 0.2 $8.3M 11M 0.76
Medtronic Inc note 1.625% 4/1 0.2 $7.4M 7.3M 1.01
Micron Technology Inc note 1.875% 6/0 0.2 $6.6M 7.0M 0.94
DURECT Corporation 0.1 $6.2M 1.8M 3.45
Capitalsource Inc sdcv 4.000% 7/1 0.1 $5.9M 5.9M 1.00
School Specialty Inc sdcv 3.750%11/3 0.1 $5.6M 5.8M 0.98
Usec Inc note 3.000%10/0 0.1 $5.9M 6.5M 0.90
Rentech Inc note 4.000% 4/1 0.1 $5.6M 6.1M 0.91
Finisar Corp note 5.000%10/1 0.1 $5.8M 2.0M 2.91
Pixelworks Inc convrt bond 0.1 $5.5M 5.6M 0.99
Central European Dist Corp note 3.000% 3/1 0.1 $5.2M 5.6M 0.93
Greenbrier Cos Inc note 2.375% 5/1 0.1 $5.4M 5.7M 0.94
Stewart Enterprises Inc cnv 0.1 $5.4M 5.7M 0.95
Xilinx Inc sdcv 3.125% 3/1 0.1 $4.7M 4.5M 1.04
United Rentals Inc note 4.000%11/1 0.1 $4.4M 2.0M 2.20
Holdings Inc Note 5.25 0.1 $4.3M 2.3M 1.91
Radian Group Inc note 3.000%11/1 0.1 $4.6M 4.7M 0.98
Illumina Inc note 0.625% 2/1 0.1 $4.6M 1.6M 2.90
Dryships Inc. note 5.000%12/0 0.1 $3.9M 3.8M 1.03
Alcoa Inc debt 0.1 $4.2M 1.7M 2.49
Mgic Invt Corp Wis note 5.000% 5/0 0.1 $3.9M 3.3M 1.16
Sirius Satellite Radio Inc note 3.250%10/1 0.1 $3.7M 3.7M 1.00
Transocean Inc note 1.500%12/1 0.1 $3.5M 3.6M 0.97
Mylan Inc note 3.750% 9/1 0.1 $3.5M 2.0M 1.73
Emmis Communications Corp pfd cv ser a 0.1 $3.0M 208k 14.63
Prologis debt 0.1 $3.0M 3.0M 1.00
Bank Of America Corporation preferred (BAC.PL) 0.1 $3.1M 3.3k 957.12
Nash Finch Co frnt 1.631% 3/1 0.1 $2.7M 5.3M 0.51
Sba Communications Corp note 4.000%10/0 0.1 $3.0M 2.0M 1.49
Invitrogen Corp note 3.250% 6/1 0.1 $3.0M 2.5M 1.20
Borgwarner Inc note 3.500% 4/1 0.1 $2.8M 1.3M 2.24
Wyndham Worldwide Corp note 3.500% 5/0 0.1 $3.0M 1.2M 2.42
Sothebys note 3.125% 6/1 0.1 $2.9M 2.0M 1.46
Cephalon Inc note 2.000% 6/0 0.1 $2.8M 2.0M 1.41
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 0.1 $2.7M 2.0M 1.33
Annaly Cap Mgmt Inc note 4.000% 2/1 0.1 $2.9M 2.5M 1.16
TAKE-TWO INTER CONVERTIBLE security 0.1 $2.7M 2.0M 1.34
Invacare Corp note 0.1 $2.8M 2.0M 1.36
Lifepoint Hospitals Inc note 3.500% 5/1 0.1 $2.3M 2.2M 1.01
Netapp Inc note 1.750% 6/0 0.1 $2.4M 1.4M 1.78
Time Warner Telecom Inc dbcv 2.375% 4/0 0.1 $2.3M 2.1M 1.10
United States Stl Corp New note 4.000% 5/1 0.1 $2.4M 1.3M 1.95
Charles Riv Labs Intl Inc note 2.250% 6/1 0.1 $2.2M 2.2M 1.00
National Retail Properties I note 3.950% 9/1 0.1 $2.3M 2.0M 1.15
Greatbatch Inc sdcv 2.250% 6/1 0.1 $1.9M 2.0M 0.96
Live Nation Entertainment In note 2.875% 7/1 0.1 $2.2M 2.5M 0.90
Erp Oper Ltd Partnership note 3.850% 8/1 0.1 $2.1M 2.0M 1.04
Pmi Group Inc note 4.500% 4/1 0.1 $2.0M 2.4M 0.84
Blackrock Inc dbcv 2.625% 2/1 0.1 $1.9M 1.0M 1.94
Earthlink Inc note 3.250%11/1 0.0 $1.7M 1.5M 1.12
Exide Technologies frnt 9/1 0.0 $1.7M 2.0M 0.87
Ocwen Finl Corp note 3.250% 8/0 0.0 $1.4M 1.5M 0.95
American Med Sys Hldgs Inc note 4.000% 9/1 0.0 $1.4M 1.1M 1.22
Transocean Inc note 1.500%12/1 0.0 $1.1M 1.1M 0.99
Amylin Pharmaceuticals Inc note 3.000% 6/1 0.0 $1.4M 1.6M 0.87
MGIC Investment (MTG) 0.0 $1.1M 112k 10.19
Radio One 0.0 $1.1M 1.0M 1.12
Beazer Homes Usa Inc. unit 99/99/99 0.0 $1.2M 51k 23.71
Agco Corp note 1.250%12/1 0.0 $1.3M 950k 1.37
Barclays Bk Plc ipth s^p vix 0.0 $1.1M 29k 37.60
Alliant Techsystems Inc note 2.750% 9/1 0.0 $950k 931k 1.02
L-3 Communications Corp debt 3.000% 8/0 0.0 $931k 931k 1.00
Onyx Pharmaceuticals Inc note 4.000% 8/1 0.0 $809k 680k 1.19
Liberty Media Corp deb 3.500% 1/1 0.0 $745k 1.4M 0.55
Advanced Micro Devices Inc note 6.000% 5/0 0.0 $891k 882k 1.01
Epicor Software Corp note 2.375% 5/1 0.0 $402k 410k 0.98
National City Corp note 4.000% 2/0 0.0 $250k 250k 1.00
Intel Corp sdcv 0.0 $340k 340k 1.00
Newmont Mining Corp Cvt cv bnd 0.0 $234k 160k 1.46
Fly Leasing 0.0 $302k 22k 13.67
Mcmoran Exploration Co. Cv. Sr conv 0.0 $362k 304k 1.19
Dixie Group Inc sdcv 7.000% 5/1 0.0 $156k 158k 0.99
Beckman Coulter Inc note 2.500%12/1 0.0 $173k 150k 1.15
Prologis debt 0.0 $124k 125k 0.99