Zazove Associates

Zazove Associates as of June 30, 2011

Portfolio Holdings for Zazove Associates

Zazove Associates holds 139 positions in its portfolio as reported in the June 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
GAME Technolog debt 4.6 $180M 150M 1.20
Gilead Sciences Inc note 0.625% 5/0 4.2 $161M 135M 1.19
Invitrogen Corp note 1.500% 2/1 4.0 $156M 135M 1.15
Alza Corp sdcv 7/2 4.0 $155M 165M 0.94
Goldcorp Inc New note 2.000% 8/0 3.7 $145M 115M 1.26
Liberty Media Corp bond 3.7 $144M 165M 0.87
3m Co cv bnd 3.7 $143M 144M 0.99
Teva Pharm Finance Llc Cvt cv bnd 3.6 $141M 124M 1.13
Sterlite Inds India Ltd note 4.000%10/3 3.2 $125M 126M 0.99
Dominion Res Inc Va New debt 3.1 $119M 86M 1.39
Newmont Mining Corp note 1.250% 7/1 3.0 $118M 91M 1.30
Alliance Data Systems Corp note 1.750% 8/0 2.8 $110M 86M 1.28
Omnicom Group Inc note 7/0 2.8 $107M 97M 1.10
Stanley Black & Decker Inc unit 99/99/9999 2.7 $105M 877k 119.85
Arcelormittal Sa Luxembourg note 5.000% 5/1 2.7 $104M 76M 1.38
Liberty Media Corp New deb 3.125% 3/3 2.5 $95M 79M 1.20
Stanley Wks frnt 5/1 2.2 $87M 74M 1.18
Interpublic Group Cos Inc note 4.750% 3/1 2.1 $82M 65M 1.26
Molson Coors Brewing Co note 2.500% 7/3 2.1 $81M 74M 1.10
Danaher Corp Del debt 2.1 $80M 52M 1.54
Exterran Hldgs Inc note 4.250% 6/1 2.0 $78M 70M 1.12
Symantec Corp note 1.000% 6/1 1.9 $72M 59M 1.22
Level 3 Communications Inc note 1.8 $68M 42M 1.62
Chesapeake Energy Corp note 2.500% 5/1 1.7 $66M 64M 1.04
Enpro Industries Inc note 1.7 $66M 42M 1.56
Jns 3.25% 7/15/2014 note 1.3 $51M 48M 1.08
Rayonier Trs Hldgs Inc note 3.750%10/1 1.2 $49M 39M 1.24
Old Rep Intl Corp note 8.000% 5/1 1.1 $45M 40M 1.12
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.1 $42M 884k 48.00
Affiliated Managers Group note 3.950% 8/1 1.1 $42M 38M 1.12
Steel Dynamics Inc note 5.125% 6/1 1.1 $42M 35M 1.19
Tyson Foods Inc note 3.250%10/1 1.0 $38M 30M 1.29
Prologis Inc note 3.250% 3/1 0.7 $28M 25M 1.14
Chemed Corp New note 1.875% 5/1 0.7 $27M 27M 1.03
Genco Shipping & Trading Ltd note 5.000% 8/1 0.7 $26M 31M 0.83
Eastman Kodak Co note 7.000% 4/0 0.7 $26M 29M 0.87
Rite Aid Corp note 8.500% 5/1 0.6 $25M 23M 1.05
Alliant Techsystems Inc note 3.000% 8/1 0.6 $24M 21M 1.12
Sothebys note 3.125% 6/1 0.6 $22M 15M 1.42
Northgate Minerals Corp note 3.500%10/0 0.5 $21M 21M 0.98
Navistar Intl Corp New note 3.000%10/1 0.5 $20M 16M 1.31
Teleflex Inc note 3.875% 8/0 0.5 $20M 17M 1.16
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.5 $20M 19k 1059.52
Medtronic Inc note 1.625% 4/1 0.5 $19M 19M 1.02
Phh Corp note 4.000% 9/0 0.5 $19M 18M 1.09
Amr Corp note 6.250%10/1 0.5 $18M 19M 0.97
Aspen Insurance Holdings Ltd pfd prp inc eq 0.5 $18M 338k 52.25
Headwaters Inc note 2.500% 2/0 0.4 $17M 20M 0.83
Jefferies Group Inc New dbcv 3.875%11/0 0.4 $17M 17M 1.00
Sba Communications Corp note 1.875% 5/0 0.4 $15M 14M 1.10
Hawaiian Holdings Inc conv 0.4 $15M 14M 1.02
China Med Technologies Inc note 4.000% 8/1 0.4 $14M 20M 0.73
Newmont Mining Corp note 3.000% 2/1 0.4 $15M 12M 1.22
Capitalsource Inc note 7.250% 7/1 0.3 $13M 13M 1.04
Hutchinson Technology Inc note 3.250% 1/1 0.3 $13M 16M 0.81
Powerwave Technologies Inc note 3.875%10/0 0.3 $13M 14M 0.92
Dryships Inc. note 5.000%12/0 0.3 $13M 14M 0.90
Continental Airls Inc note 4.500% 1/1 0.3 $12M 8.6M 1.42
School Specialty, Inc sdcv 3.750%11/3 0.3 $12M 12M 1.05
Medicis Pharmaceutical Corp note 2.500% 6/0 0.3 $11M 8.3M 1.35
Providence Svc Corp note 6.500% 5/1 0.3 $11M 11M 0.99
Morgans Hotel Group Co note 2.375%10/1 0.3 $10M 12M 0.87
Delta Pete Corp note 3.750% 5/0 0.2 $9.8M 11M 0.89
Central European Media sr nt cv 5%15 0.2 $9.2M 10M 0.89
Energy Conversion Devices In note 3.000% 6/1 0.2 $8.9M 17M 0.53
Gmx Res Inc note 4.500% 5/0 0.2 $8.9M 11M 0.82
Gmx Res Inc note 5.000% 2/0 0.2 $9.1M 9.6M 0.94
Central European Dist Corp note 3.000% 3/1 0.2 $8.6M 10M 0.83
Cephalon Inc note 2.500% 5/0 0.2 $8.0M 6.5M 1.23
Aar Corp note 1.750% 2/0 0.2 $8.1M 7.4M 1.10
Cheniere Energy Inc note 2.250% 8/0 0.2 $7.0M 7.9M 0.89
Istar Finl Inc frnt 10/0 0.2 $7.1M 7.9M 0.91
Covanta Holding Conv conv bnd 0.2 $7.0M 6.1M 1.14
Rentech Inc note 4.000% 4/1 0.2 $6.7M 7.6M 0.88
Teva Pharmaceutical Industries (TEVA) 0.2 $6.6M 137k 48.22
General Motors Company (GM) 0.2 $6.5M 216k 30.36
Icahn Enterprises Lp conv bnd 0.1 $5.5M 5.7M 0.96
Illumina Inc note 0.625% 2/1 0.1 $5.2M 1.5M 3.44
Usec Inc note 3.000%10/0 0.1 $4.7M 6.5M 0.72
United Rentals Inc note 4.000%11/1 0.1 $4.7M 1.9M 2.41
E M C Corp Mass note 1.750%12/0 0.1 $4.2M 2.4M 1.75
Emmis Communications Corp pfd cv ser a 0.1 $4.4M 229k 19.35
Alcoa Inc debt 0.1 $4.2M 1.7M 2.53
Holdings Inc Note 5.25 0.1 $4.5M 2.2M 2.04
Newpark Res Inc note 4.000%10/0 0.1 $4.4M 3.8M 1.17
Level 3 Communications Inc note 6.500%10/0 0.1 $3.9M 1.9M 2.12
Mylan Inc note 3.750% 9/1 0.1 $3.8M 1.9M 1.97
Notes 0.1 $4.0M 1.9M 2.08
Molycorp, Inc. pfd conv ser a 0.1 $3.8M 33k 115.44
E M C Corp Mass note 1.750%12/0 0.1 $3.3M 1.9M 1.71
Cephalon Inc note 2.000% 6/0 0.1 $3.3M 1.9M 1.73
Hutchinson Technology Inc note 8.500% 1/1 0.1 $3.5M 4.4M 0.80
Borgwarner Inc note 3.500% 4/1 0.1 $2.9M 1.2M 2.47
Fibertower Corp note 9.000%11/1 0.1 $3.3M 4.2M 0.78
Bank Of America Corporation preferred (BAC.PL) 0.1 $3.3M 3.3k 1002.76
Novagold Res Inc bond 0.1 $3.0M 2.5M 1.21
Sba Communications Corp note 4.000%10/0 0.1 $2.7M 1.9M 1.41
Invitrogen Corp note 3.250% 6/1 0.1 $2.7M 2.5M 1.06
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 0.1 $2.8M 2.0M 1.46
Annaly Cap Mgmt Inc note 4.000% 2/1 0.1 $2.8M 2.4M 1.19
K V Pharmaceutical Co note 2.500% 5/1 0.1 $2.4M 4.7M 0.50
Lifepoint Hospitals Inc note 3.500% 5/1 0.1 $2.2M 2.1M 1.07
Nash Finch Co frnt 1.631% 3/1 0.1 $2.4M 5.1M 0.47
Netapp Inc note 1.750% 6/0 0.1 $2.2M 1.3M 1.70
Time Warner Telecom Inc dbcv 2.375% 4/0 0.1 $2.5M 2.0M 1.23
Live Nation Entertainment In note 2.875% 7/1 0.1 $2.3M 2.5M 0.94
Charles Riv Labs Intl Inc note 2.250% 6/1 0.1 $2.3M 2.2M 1.06
Greatbatch Inc sdcv 2.250% 6/1 0.1 $1.9M 1.9M 1.01
Erp Oper Ltd Partnership note 3.850% 8/1 0.1 $2.0M 1.9M 1.03
Radio One 0.1 $1.8M 1.0M 1.77
DURECT Corporation 0.1 $1.8M 885k 2.03
United States Stl Corp New note 4.000% 5/1 0.1 $1.9M 1.2M 1.59
Credit Suisse Nassau Brh vix sht trm ft 0.1 $1.8M 100k 17.72
National Retail Properties I note 3.950% 9/1 0.1 $2.1M 1.9M 1.07
Savient Pharmaceuticals note 0.0 $1.7M 1.7M 1.00
Amylin Pharmaceuticals Inc note 3.000% 6/1 0.0 $1.4M 1.5M 0.91
Pmi Group Inc note 4.500% 4/1 0.0 $1.2M 2.4M 0.51
Agco Corp note 1.250%12/1 0.0 $1.3M 950k 1.35
Alliant Techsystems Inc note 2.750% 9/1 0.0 $859k 859k 1.00
Greenbrier Cos Inc note 2.375% 5/1 0.0 $691k 720k 0.96
Onyx Pharmaceuticals Inc note 4.000% 8/1 0.0 $809k 680k 1.19
Liberty Media Corp deb 3.500% 1/1 0.0 $737k 1.3M 0.55
Advanced Micro Devices Inc note 6.000% 5/0 0.0 $724k 710k 1.02
BlackRock (BLK) 0.0 $916k 4.8k 191.79
MGIC Investment (MTG) 0.0 $688k 116k 5.95
Hologic (HOLX) 0.0 $956k 47k 20.16
Interoil Corp note 2.750%11/1 0.0 $890k 1.0M 0.89
School Specialty Inc sdcv 3.750%11/3 0.0 $500k 500k 1.00
Exide Technologies frnt 9/1 0.0 $410k 450k 0.91
Molson Coors Brewing Company (TAP) 0.0 $421k 9.4k 44.73
Iridium Communications (IRDM) 0.0 $368k 43k 8.64
Newmont Mining Corp Cvt cv bnd 0.0 $216k 160k 1.35
Fly Leasing 0.0 $293k 22k 13.26
Mcmoran Exploration Co. Cv. Sr conv 0.0 $353k 304k 1.16
Kemet Corp convrt bond 0.0 $390k 390k 1.00
Dixie Group Inc sdcv 7.000% 5/1 0.0 $133k 132k 1.01
Raytheon Company 0.0 $113k 2.3k 49.87
Flotek cv 5.25% 0.0 $49k 50k 0.98
Barclays Bk Plc ipth s^p vix 0.0 $79k 3.8k 21.07