Zazove Associates

Zazove Associates as of Dec. 31, 2016

Portfolio Holdings for Zazove Associates

Zazove Associates holds 114 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Teva Pharm Finance Llc Cvt cv bnd 5.1 $107M 96M 1.11
1,375% Liberty Media 15.10.2023 note 4.8 $100M 93M 1.08
Citrix Systems Inc conv 4.5 $94M 81M 1.16
Priceline.com debt 1.000% 3/1 4.4 $93M 59M 1.57
Rti Intl Metals Inc note 1.625%10/1 3.9 $82M 79M 1.04
Alza Corp sdcv 7/2 3.4 $71M 45M 1.58
Welltower Inc 6.50% pfd prepet 3.3 $70M 1.2M 59.91
Intel Corp. Jr. Sub. Cv. Deb. conv 3.3 $68M 39M 1.77
Prospect Capital Corp conv 3.2 $66M 68M 0.98
Janus Capital conv 3.0 $63M 48M 1.32
Salesforce.com Inc conv 3.0 $62M 54M 1.16
Al Us conv 3.0 $62M 46M 1.35
Macquarie Infrastructure conv 2.8 $58M 50M 1.17
Stillwater Mng Co note 1.750%10/1 2.4 $49M 38M 1.28
Red Hat Inc conv 2.3 $48M 41M 1.18
Dycom Inds Inc Note 0.750% 9/1 bond 2.3 $48M 44M 1.09
Lam Research Corp conv 2.2 $47M 27M 1.76
Trinity Inds Inc note 3.875% 6/0 2.2 $47M 36M 1.29
Rpm International Inc convertible cor 2.2 $46M 38M 1.20
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 1.9 $41M 812k 50.06
Workday Inc corporate bonds 1.9 $40M 37M 1.10
Intel Corp sdcv 1.8 $39M 29M 1.35
Greenbrier Co Inc conv bnd 1.8 $37M 29M 1.25
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.7 $35M 35M 1.01
Microchip Technology Inc note 1.625% 2/1 1.5 $31M 24M 1.30
Cowen Group Inc New note 3.000% 3/1 1.5 $31M 31M 1.00
Molina Healthcare Inc conv 1.3 $27M 24M 1.14
Carriage Svcs Inc note 2.750% 3/1 1.3 $27M 20M 1.35
Electronics For Imaging Inc note 0.750% 9/0 1.2 $26M 24M 1.06
Pra Group Inc conv 1.2 $25M 26M 0.95
Corenergy Infrastructure note 7% 6/15 1.1 $24M 21M 1.13
National Health Invs Inc note 1.1 $24M 21M 1.13
Alon Usa Energy Inc note 3.000% 9/1 1.1 $23M 22M 1.06
Laboratory Corp Amer Hldgs debt 1.0 $22M 13M 1.72
Royal Gold Inc conv 1.0 $21M 20M 1.06
Aceto Corp note 2.000 11/0 0.9 $19M 19M 0.97
Keyw Holding Corp conv bd us 0.8 $18M 18M 1.01
Silver Standard Resources Inc note 2.875 2/0 0.8 $17M 18M 0.93
Enernoc, Inc. conv 0.8 $16M 20M 0.79
Harmonic Inc note 4.000 12/0 0.7 $15M 13M 1.13
General Mtrs Co *w exp 07/10/201 0.7 $15M 857k 17.16
B2gold Corp conv 0.7 $14M 14M 1.01
Euronet Worldwide Inc Note 1.500%10/0 0.7 $15M 12M 1.17
Tpg Specialty Lending In conv 0.6 $14M 13M 1.02
Teligent Inc note 3.750 12/1 0.6 $13M 14M 0.94
Spectranetics Corp mtnf 2.625% 6/0 0.5 $11M 11M 1.04
Healthsouth Corp conv 0.5 $11M 9.2M 1.19
Akamai Technologies Inc Sr Cv zero coupon bonds 0.5 $11M 11M 1.04
Altra Holdings, Inc note 2.750% 3/0 0.5 $9.6M 6.7M 1.43
Amtrust Finl Svcs Inc note 2.750%12/1 0.5 $9.3M 11M 0.86
Amyris Inc. note 6.500% 5/1 0.4 $9.0M 15M 0.60
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $8.4M 7.1k 1187.44
Pdl Biopharma Inc note 2.750 12/0 0.4 $7.8M 9.6M 0.82
Interdigital Inc 1.5% 3/1/20 convertible bond 0.3 $7.1M 5.3M 1.36
Solazyme Inc bond 0.3 $7.0M 16M 0.45
Iconix Brand Group, Inc. conv 0.3 $6.1M 6.4M 0.95
Radio One 0.2 $5.2M 1.8M 2.95
Vitamin Shoppe Inc note 2.250 12/0 0.2 $5.3M 5.7M 0.93
Solazyme Inc. note 6.000 2/0 0.2 $4.7M 7.2M 0.66
Resource Capital Corporation note 8.000 1/1 0.2 $4.5M 4.7M 0.96
Macquarie Infrastructure Cor Note 2.00010/0 0.2 $4.6M 4.5M 1.01
Ent 2 3/4 2/15/35 convertible bond 0.2 $3.7M 4.7M 0.79
Iridium Communications $16.25 perp pfd cnv b 0.2 $3.6M 11k 344.23
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $3.5M 252k 13.72
Webmd Health Corp 1.5% cnvrtbnd 0.2 $3.4M 3.0M 1.13
Priceline Group Inc/the conv 0.1 $2.9M 2.7M 1.06
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.7M 304k 8.85
Emmis Communications Cp-cl A (EMMS) 0.1 $2.7M 794k 3.39
Safeguard Scientifics In conv bnd 0.1 $2.5M 2.5M 1.04
Fxcm Inc. conv 0.1 $2.6M 4.7M 0.54
Seacor Holding Inc note 3.000 11/1 0.1 $2.5M 2.8M 0.89
Colony Finl Inc note 5.00% 0.1 $2.1M 2.0M 1.03
Spirit Realty Capital Inc convertible cor 0.1 $2.0M 1.9M 1.04
Keycorp New pfd 7.75% sr a 0.1 $2.0M 15k 134.96
Ctrip Com Intl Ltd note 1.990% 7/0 0.1 $1.9M 1.8M 1.04
Priceline Grp Inc note 0.350% 6/1 0.1 $1.7M 1.3M 1.28
Sunpower Corp dbcv 4.000% 1/1 0.1 $1.8M 2.5M 0.71
Quantum Corp note 4.500% 11/1 0.1 $1.5M 1.5M 0.98
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $1.5M 1.6M 0.97
Gsv Capital Corp. note 5.250 9/1 0.1 $1.5M 1.6M 0.94
Northstar Realty Finance 0.1 $1.4M 95k 15.15
Hos Us conv 0.1 $1.2M 1.7M 0.72
Bank Of America Corporation warrant 0.1 $1.0M 105k 9.95
Felcor Lodging Trust Inc. pfd cv a $1.95 0.1 $991k 40k 24.96
THE GDL FUND Closed-End fund (GDL) 0.1 $1.1M 110k 9.84
American Rlty Cap Pptys Inc note 3.000% 8/0 0.1 $1.0M 1.0M 1.00
Ship Finance International L Note 5.75010/1 0.1 $1.0M 1.0M 1.00
Liberty Media 3.750 2/15/30 deb 3.750% 0.0 $786k 1.3M 0.60
Depomed Inc conv 0.0 $920k 800k 1.15
Brookfield Real Assets Incom shs ben int (RA) 0.0 $811k 36k 22.31
Arbor Realty Trust note 6.500 10/0 0.0 $750k 750k 1.00
Pioneer Floating Rate Trust (PHD) 0.0 $567k 48k 11.86
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $574k 49k 11.71
Nuveen Sht Dur Cr Opp 0.0 $711k 41k 17.50
Moduslink Global Solutions 0.0 $616k 700k 0.88
Redwood Trust, Inc note 5.625 11/1 0.0 $606k 600k 1.01
Cumulus Media Inc cl a 0.0 $694k 681k 1.02
Blackrock Debt Strat (DSU) 0.0 $575k 51k 11.35
DURECT Corporation 0.0 $342k 255k 1.34
Cohen & Steers infrastucture Fund (UTF) 0.0 $518k 27k 19.36
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $510k 30k 16.81
Duff & Phelps Global (DPG) 0.0 $524k 34k 15.49
Sirius Xm Holdings 0.0 $445k 100k 4.45
Spirit Rlty Cap Inc New Note cb 0.0 $389k 370k 1.05
Pernix Therapeutics Hldgs In dbcv 4.250% 4/0 0.0 $520k 2.0M 0.26
Integrated Device Tech conv 0.0 $494k 480k 1.03
Clear Channel Outdoor Holdings 0.0 $218k 43k 5.05
Eaton Vance Short Duration Diversified I (EVG) 0.0 $258k 19k 13.87
Nuveen Senior Income Fund 0.0 $230k 34k 6.80
American Intl Group 0.0 $249k 11k 23.47
Apollo Sr Floating Rate Fd I (AFT) 0.0 $252k 15k 17.37
Kinder Morgan Inc/delaware Wts 0.0 $126k 13M 0.01
Eastman Kodak Co *w exp 09/03/201 0.0 $43k 11k 3.86
Eastman Kodak Co *w exp 09/03/201 0.0 $33k 12k 2.82